RECITALS:Escrow Agreement • July 26th, 2002 • PBHG Funds • Pennsylvania
EXHIBIT 6(a)Distribution Agreement • May 20th, 1997 • PBHG Funds Inc / • Pennsylvania
FIRST AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • November 23rd, 1998 • PBHG Funds Inc /
Addendum to Expense Limitation Agreement This Addendum supplements the Expense Limitation Agreement dated October 19, 2004, by and between PBHG Funds (the "Trust") and Liberty Ridge Capital, Inc. (the "Agreement"). WHEREAS, the Trust's Board of...Expense Limitation Agreement • January 14th, 2005 • PBHG Funds
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT between PBHG FUNDS and OLD MUTUAL FUND SERVICESAdministrative Services Agreement • October 19th, 2004 • PBHG Funds
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • November 23rd, 1998 • PBHG Funds Inc / • Pennsylvania
EXHIBIT 5(d)(3) THE PBHG FUNDS, INC. INVESTMENT SUB-ADVISORY AGREEMENT PBHG MID-CAP VALUE FUND AGREEMENT made as of this 1st day of April, 1997, by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Newbold's Asset Management, Inc. (the...Investment Sub-Advisory Agreement • May 20th, 1997 • PBHG Funds Inc / • Maryland
AMENDMENT TO EXHIBIT A OF THE AGENCY AGREEMENTAgency Agreement • January 11th, 2002 • PBHG Funds Inc /
This Exhibit A to the Agency Agreement (the "Agreement") dated January 1, 1998, as amended, by and between DST Systems, Inc. and the Trust, is amended as of the 29th day of October, 2001 to add the PBHG Clipper Focus Fund, PBHG Disciplined Equity Fund, PBHG IRA Capital Preservation Fund, PBHG New Perspective Fund and PBHG REIT Fund to the Agreement. The Funds of the Trust that will receive services pursuant to this Agreement are:
EXHIBIT 5(a)Investment Advisory Agreement • May 20th, 1997 • PBHG Funds Inc / • Maryland
AMENDMENT TO SCHEDULE A OF THE INVESTMENT ADVISORY AGREEMENT This Schedule A to the Investment Advisory Agreement dated July 11, 2001 (the "Agreement") between PBHG Funds and Liberty Ridge Capital, Inc. (formerly known as Pilgrim Baxter & Associates,...Investment Advisory Agreement • January 14th, 2005 • PBHG Funds
This Schedule A to the Investment Advisory Agreement dated July 11, 2001 (the "Agreement") between PBHG Funds and Liberty Ridge Capital, Inc. (formerly known as Pilgrim Baxter & Associates, Ltd.), is hereby amended as of the 9th day of December, 2004: (i) changes the name of the PBHG Large Cap 20 Fund to the PBHG Large Cap Growth Concentrated Fund; (ii) reduces the compensation paid on the PBHG Strategic Small Company Growth Fund from 1.00% to 0.85% and the PBHG Focused Fund from 0.85% to 0.65%; (iii) implements investment advisory fee breakpoints for all Portfolios except the Clipper Focus Fund; and (iv) sets forth pursuant to Section 5 of this Agreement, the compensation each Portfolio shall pay the Adviser. Such compensation shall be computed daily at the annual rate of the Portfolio's average daily net assets as follows and shall be paid monthly at the end of each month.
Exhibit 99.D2 INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 16th day of July, by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Pilgrim Baxter Value Investors, Inc. (the "Sub-Adviser"), and PBHG Funds, a Delaware business...Investment Sub-Advisory Agreement • October 29th, 2001 • PBHG Funds Inc / • Delaware
Exhibit 99.D1 INVESTMENT ADVISORY AGREEMENT AGREEMENT, entered into as of this 16th day of July, between Pilgrim Baxter & Associates, Ltd. (the "Adviser") and PBHG Funds (the "Fund"). WHEREAS, the Fund is a Delaware business trust, and is registered...Investment Advisory Agreement • October 29th, 2001 • PBHG Funds Inc / • Delaware
WITNESSETH:Shareholder Services Agreement • January 11th, 2002 • PBHG Funds Inc / • Pennsylvania
EXHIBIT 6(a)(2)Distribution Agreement • February 6th, 1997 • PBHG Funds Inc / • Pennsylvania
EXHIBIT 6(a)(2)Distribution Agreement • October 2nd, 1996 • PBHG Funds Inc / • Pennsylvania
AGREEMENT AND DECLARATION OF TRUST OF PBHG FUNDSTrust Agreement • May 8th, 2001 • PBHG Funds Inc /
EXHIBIT A --NEW INVESTMENT ADVISORY AGREEMENT (PILGRIM BAXTER) INVESTMENT ADVISORY AGREEMENT AGREEMENT, entered into as of this ____day of __________, between Pilgrim Baxter & Associates, Ltd. (the "Adviser") and The PBHG Funds, Inc. (the "Fund")....Investment Advisory Agreement • November 20th, 2000 • PBHG Funds Inc / • Maryland
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • November 23rd, 1998 • PBHG Funds Inc / • Pennsylvania
PBHG FUNDS EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 30th, 2003 • PBHG Funds • Pennsylvania
WITNESSETHCustodian Agreement • October 2nd, 1996 • PBHG Funds Inc /
PBHG FUNDSExpense Limitation Agreement • July 26th, 2002 • PBHG Funds • Pennsylvania
EXHIBIT 9(b)Administrative Services Agreement • May 20th, 1997 • PBHG Funds Inc / • Pennsylvania
INVESTMENT ADVISORY AGREEMENT AGREEMENT, entered into as of this ____day of __________, between Pilgrim Baxter & Associates, Ltd. (the "Adviser") and PBHG Funds (the "Fund"). WHEREAS, the Fund is a Delaware business trust, and is registered under the...Investment Advisory Agreement • May 8th, 2001 • PBHG Funds Inc / • Delaware
PBHG FUNDS PBHG Disciplined Equity Fund PBHG IRA Capital Preservation Fund PBHG New Perspective Fund PBHG REIT FundExpense Limitation Agreement • July 26th, 2002 • PBHG Funds • Pennsylvania
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2012 • FundVantage Trust • Delaware
AGREEMENT made as of , 2012, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (the “Fund”), and HEITMAN REAL ESTATE SECURITIES LLC, a Delaware limited liability company (herein called the “Investment Adviser”).
PBHG FUNDS Advisor Class PBHG Disciplined Equity Fund PBHG IRA Capital Preservation Fund PBHG New Perspective Fund PBHG REIT Fund EXPENSE LIMITATION AGREEMENT (15(f) Period)Expense Limitation Agreement • July 26th, 2002 • PBHG Funds • Pennsylvania
EXHIBIT 99.g1ii SECOND AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • December 14th, 2001 • PBHG Funds Inc /
AMENDMENT NUMBER ONE TO SUB-ADMINISTRATIVE SERVICES AGREEMENTSub-Administrative Services Agreement • July 28th, 2004 • PBHG Funds
MUTUAL FUND CUSTODY AGREEMENTMutual Fund Custody Agreement • March 11th, 2002 • PBHG Funds Inc /
BACKGROUNDPlan of Reorganization • November 20th, 2000 • PBHG Funds Inc / • Delaware
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 21st, 2010 • Old Mutual Funds II • Delaware
AGREEMENT made as of this 21st day of June, 2010 by and among Old Mutual Capital, Inc. (the “Adviser”), Dwight Asset Management Company LLC (the “Sub-Adviser”), and Old Mutual Funds II, a Delaware statutory trust (the “Trust”).
EXHIBIT 9(b)(2)Administrative Services Agreement • February 6th, 1997 • PBHG Funds Inc / • Pennsylvania
WITNESSETH: WHEREAS, the Fund is engaged in business as an open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and WHEREAS, Fund Services serves as Administrator to...Shareholder Services Agreement • May 8th, 2001 • PBHG Funds Inc / • Pennsylvania
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 23rd day of October, 2001, by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Analytic Investors, Inc. (the "Sub-Adviser"), and PBHG Funds, a Delaware business trust (the...Investment Sub-Advisory Agreement • January 11th, 2002 • PBHG Funds Inc / • Delaware
SCHEDULE A DATED APRIL 25, 2008 TO INVESTMENT SUB-ADVISORY AGREEMENT AMONG ASHFIELD CAPITAL PARTNERS, LLC OLD MUTUAL CAPITAL, INC. AND OLD MUTUAL FUNDS II DATED JULY 3, 2007Investment Sub-Advisory Agreement • November 26th, 2008 • Old Mutual Funds II
THIS AMENDMENT ("Amendment") is made as of the 25th day of April, 2008 by and among Old Mutual Capital, Inc. (the "Adviser"), Ashfield Capital Partners, LLC (the "Sub-Adviser"), and Old Mutual Funds II (formerly known as Old Mutual Advisor Funds II), a Delaware statutory trust (the "Trust") to the Investment Sub-Advisory Agreement dated the 3rd day of July, 2007 by and between the Adviser, Sub-Adviser, and the Trust (the "Sub-Advisory Agreement").
