WITNESSETH:Agency Agreement • October 8th, 2015 • Advisors' Inner Circle Fund II • Delaware
Contract Type FiledOctober 8th, 2015 Company Jurisdiction
AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • July 23rd, 2024 • England
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Up to 690,000 Shares (Subject to increase up to 793,500 in shares the event of an increase in the pro forma market value of the Company’s Common Stock) MONROE FEDERAL BANCORP, INC. (a Maryland corporation) Common Stock (par value $0.01 per share)...Agency Agreement • August 12th, 2024 • Monroe Federal Bancorp, Inc. • Savings institution, federally chartered • Illinois
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EQUITABLE FINANCIAL CORP. (a Maryland-chartered Stock Corporation) Up to 1,725,000 Shares (Subject to Increase Up to 1,983,750 Shares) COMMON STOCK ($0.01 Par Value) Subscription Price $8.00 per share AGENCY AGREEMENT May , 2015Agency Agreement • May 1st, 2015 • Equitable Financial Corp. • Savings institution, federally chartered • New York
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Subject to increase up to 1,157,188 in shares the event of an increase in the pro forma market value of the Company’s Common Stock) EWSB BANCORP, INC. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT June 28, 2024Agency Agreement • June 28th, 2024 • EWSB Bancorp, Inc. /MD/ • Savings institutions, not federally chartered • Wisconsin
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AGENCY AGREEMENTAgency Agreement • December 26th, 2018 • Lord Abbett Credit Opportunities Fund • New York
Contract Type FiledDecember 26th, 2018 Company JurisdictionTHIS AGREEMENT made the 1st day of January, 2017 (the “Effective Date”), by and among each of the funds within the Lord Abbett Family of Funds, each of such funds to be listed on Schedule A hereto as amended from time to time upon the mutual agreement of the parties, (each, a “Fund” and collectively, the “Funds”), and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • April 29th, 2024
Contract Type FiledApril 29th, 2024
IF BANCORP, INC. (a Maryland corporation) [3,910,000] Shares of Common Stock (Subject to Increase to Up to [4,496,500] Shares) COMMON STOCK (Par Value $0.01 Per Share) Subscription Price $10.00 Per Share AGENCY AGREEMENTAgency Agreement • April 28th, 2011 • If Bancorp, Inc. • Savings institution, federally chartered • New York
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4,255,000 Shares (subject to increase up to 4,893,250 shares in the event of an increase in the pro forma market value of the Company’s Common Stock) Beverly Financial, Inc. (a Massachusetts corporation) Common Stock (par value $0.01 per share) AGENCY...Agency Agreement • July 22nd, 2014 • Beverly Financial, Inc. • Savings institutions, not federally chartered • New York
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AGENCY AGREEMENTAgency Agreement • July 24th, 2024 • England
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AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • September 16th, 2024 • Toyota Motor Credit Corp • Personal credit institutions • England
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AGENCY AGREEMENTAgency Agreement • March 11th, 2024 • SolarBank Corp • British Columbia
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AGENCY AGREEMENTAgency Agreement • April 20th, 2023
Contract Type FiledApril 20th, 2023THIS AGENCY AGREEMENT (“AGREEMENT”) made the 10th day of September, 2018 (the “Effective Date”), by and between, BLACKSTONE / GSO SECURED LENDING FUND, a statutory trust organized under the laws of the State of Delaware, with offices at 345 Park Ave., New York, NY, together with any other investment products who execute an Adoption Agreement as provided in Section 4.K below (collectively referred to as the “Fund”), and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”), is to take effect as of the Effective Date referenced above.
AMENDMENT TO THE AGENCY AGREEMENTAgency Agreement • May 31st, 2017 • Cash Account Trust
Contract Type FiledMay 31st, 2017 CompanyThis AMENDMENT NO. 1 is made as of July 13, 2016 to that certain AGENCY AGREEMENT (together with the exhibits attached here and thereto, this “Agreement”), dated the 1st day of April, 2007 by and between CASH ACCOUNT TRUST (the “Fund”) and DEUTSCHE AM SERVICE COMPANY (formerly known as DWS Scudder Investments Service Company), a Delaware corporation (the “Service Company”).
ROYAL BANK OF CANADAAgency Agreement • September 16th, 2024 • Ontario
Contract Type FiledSeptember 16th, 2024 JurisdictionTHE THIRD SCHEDULE - The Specified Offices of the Paying Agents, the Registrars, the Transfer Agents, the Exchange Agent and the Calculation Agent
Amended and Restated Agency AgreementAgency Agreement • June 15th, 2023
Contract Type FiledJune 15th, 2023
AMENDED AND RESTATED AGENCY AGREEMENT SMITH BARNEY POTOMAC FUTURES FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST April 1, 2001 Salomon Smith Barney Inc. 390 Greenwich Street New York, New York 10013 Re: Smith Barney...Agency Agreement • June 1st, 2004 • Smith Barney Potomac Futures Fund Lp • Commodity contracts brokers & dealers • New York
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Mid-Southern Bancorp, Inc. (an Indiana corporation) Up to 2,225,975 Shares (Subject to increase to up to 2,559,871 shares) COMMON STOCK ($0.01 Par Value) Offering Price $10.00 Per Share AGENCY AGREEMENT May 14, 2018Agency Agreement • May 18th, 2018 • Mid-Southern Bancorp, Inc. • Savings institution, federally chartered • New York
Contract Type FiledMay 18th, 2018 Company Industry Jurisdiction
AGENCY AGREEMENTAgency Agreement • February 11th, 2011 • DWS Money Market Trust • Illinois
Contract Type FiledFebruary 11th, 2011 Company JurisdictionAGREEMENT dated the 1st day of April, 2007, by and between DWS Money Market Trust, a Massachusetts business trust (“Fund”), and DWS SCUDDER INVESTMENTS SERVICE COMPANY, a Delaware corporation (“Service Company”).
Up to 5,290,000 Shares CATALYST BANCORP, INC. (a Louisiana corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT August 6, 2021Agency Agreement • August 12th, 2021 • Catalyst Bancorp, Inc. • Savings institution, federally chartered • New York
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AGENCY AGREEMENTAgency Agreement • December 8th, 2023 • British Columbia
Contract Type FiledDecember 8th, 2023 Jurisdictionincorporated under the laws of Canada, with registered and records office in the City of Winnipeg, in the Province of Manitoba
September 15, 2008 Nick Horvath DST Systems, Inc.Agency Agreement • February 22nd, 2011 • Ing Mayflower Trust
Contract Type FiledFebruary 22nd, 2011 Company
182,251,082 Units (Common Shares and Series A Preferred Shares) APPLE REIT TEN, INC. Agency Agreement December 20, 2010Agency Agreement • December 20th, 2010 • Apple REIT Ten, Inc. • Real estate investment trusts • Virginia
Contract Type FiledDecember 20th, 2010 Company Industry JurisdictionApple REIT Ten, Inc., a Virginia corporation (the “Company”), is a corporation that will elect to qualify as a real estate investment trust pursuant to Sections 856 through 860 of the Internal Revenue Code of 1986, as amended (the “Code”). Subject to the terms and conditions stated herein, the Company proposes to engage David Lerner Associates, Inc. as its managing dealer (the “Agent”) to solicit offers to buy and obtain purchasers for Units, as offered by the Prospectus which is part of the Form S-11 Registration Statement under the Securities Act of 1933 (File No. 333-168971) as filed with the Securities and Exchange Commission. Each Unit refers to one share of common stock, no par value, and one Series A preferred share of the Company registered pursuant to the Registration Statement referred to in the preceding sentence. This will confirm our agreement respecting your engagement as the exclusive agent to solicit offers to buy and obtain purchasers for the Units on a “best efforts”
AGENCY AGREEMENTAgency Agreement • November 25th, 2015 • Lord Abbett Equity Trust • New York
Contract Type FiledNovember 25th, 2015 Company JurisdictionTHIS AGREEMENT made the 30th day of April, 2010 (the “Effective Date”), by and among each of the funds within the Lord Abbett Family of Funds, each of such funds to be listed on Schedule A hereto as amended from time to time upon the mutual agreement of the parties, (each, a “Fund” and collectively, the “Funds”), and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
ROCKVILLE FINANCIAL NEW, INC. (a Connecticut corporation) 14,950,000 Shares of Common Stock (Subject to Increase to Up to 17,192,500 Shares) COMMON STOCK (No Par Value Per Share) Subscription Price $10.00 Per Share AGENCY AGREEMENT December 30, 2010Agency Agreement • January 10th, 2011 • Rockville Financial New, Inc. • Savings institutions, not federally chartered • New York
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AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • May 28th, 2024
Contract Type FiledMay 28th, 2024
AGENCY AGREEMENTAgency Agreement • May 7th, 2021 • British Columbia
Contract Type FiledMay 7th, 2021 JurisdictionWe, Haywood Securities Inc. (the “Agent”), understand that Boosh Plant‐Based Brands Inc. (the “Company”) would like to undertake an initial public offering (the “Offering”) of 5,000,000 units of the Company (each, a "Unit") at a price of $0.50 per Unit (the “Offering Price”) to raise gross proceeds of $2,500,000. Each Unit will be comprised of one common share of the Company (each, a "Share") and one common share purchase warrant of the Company (each, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one common share of the Company (each, a "Warrant Share") at a price of $1.00 per Warrant Share at any time up to 4:00 p.m. (Vancouver Time) on the date that is 12 months from the Closing Date (as defined herein). The Warrants will be subject to the terms of the Warrant Indenture (as hereinafter defined). The description of the Warrants herein is a summary only and is subject to the specific attributes and provisions set forth in the Warrant Indenture. In case of any in
Dated 10 April 2024 ISS GLOBAL A/Sas Issuer and DEUTSCHE BANK AG, LONDON BRANCHas Fiscal Agent, Paying Agent, and Calculation Agent DEUTSCHE BANK LUXEMBOURG, S.A.as Registrar and Transfer Agent AMENDED AND RESTATED AGENCY AGREEMENTrelating toISS...Agency Agreement • April 9th, 2024
Contract Type FiledApril 9th, 2024
EXHIBIT 99.5 GIANT MOTORSPORTS, INC. AGENCY AGREEMENTAgency Agreement • September 22nd, 2005 • Giant Motorsports Inc • Transportation services • New York
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AGENCY AGREEMENTAgency Agreement • November 30th, 2007 • DWS International Fund, Inc. • Maryland
Contract Type FiledNovember 30th, 2007 Company JurisdictionAGREEMENT dated the 1st day of April, 2007, by and between DWS International Fund, Inc., a Maryland corporation (“Fund”), and DWS SCUDDER INVESTMENTS SERVICE COMPANY, a Delaware corporation (“Service Company”).
INTRODUCTIONAgency Agreement • August 10th, 2022
Contract Type FiledAugust 10th, 2022These conditions are the basis of Gorringe’s agreement with the Seller. Please read them carefully and ask for an explanation of anything that you do not understand. Under the terms of this agreement we act as your agent. This means you will be responsible for all statements and representations made by us on your behalf and you will be the principal to the Contract for Sale with the Buyer of the Lot and responsible for breaches of that contract. For that reason you are required to give us certain undertakings about the Lot in paragraph 4 and you must ensure that what you tell us about the Lot is correct and complete (see paragraphs 4.1.5 and 4.1.6). You must check the Entry (see paragraph 6.3) if the Catalogue is made available to you prior to the Sale. As your agent, we are not under any obligation, either to you or to any Buyer, under the Contract for Sale which you make through us. Our liability to you is governed by this agreement.
AGENCY AGREEMENTAgency Agreement • July 18th, 2013 • Lord Abbett Research Fund Inc • New York
Contract Type FiledJuly 18th, 2013 Company JurisdictionTHIS AGREEMENT made the 30th day of April, 2010 (the “Effective Date”), by and among each of the funds within the Lord Abbett Family of Funds, each of such funds to be listed on Schedule A hereto as amended from time to time upon the mutual agreement of the parties, (each, a “Fund” and collectively, the “Funds”), and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
September 15, 2008 Nick Horvath DST Systems, Inc.Agency Agreement • September 30th, 2008 • Ing Equity Trust
Contract Type FiledSeptember 30th, 2008 Company
DATED JUNE 3, 2024 ISSUER MEDTRONIC, INC. PAYING AGENT ELAVON FINANCIAL SERVICES DAC, UK BRANCH TRANSFER AGENT U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION. REGISTRAR U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION. - AND - TRUSTEE COMPUTERSHARE TRUST...Agency Agreement • June 3rd, 2024 • Medtronic PLC • Electromedical & electrotherapeutic apparatus • New York
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Exhibit 1 Maximum of ______________ Shares of Common Stock PATRIOT NATIONAL BANCORP, INC. AGENCY AGREEMENTAgency Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • New York
Contract Type FiledApril 25th, 2005 Company Industry Jurisdiction