AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT Boston Financial Data Services, Inc. 1250 Hancock Street Suite 300N Quincy, Massachusetts 02169 Dear Ladies and Gentlemen: In accordance with Article 17 of the Transfer Agency and Service Agreement,...Transfer Agency and Service Agreement • March 22nd, 2006 • Credit Suisse Capital Funds
In accordance with Article 17 of the Transfer Agency and Service Agreement, dated February 1, 2001 (the "Agreement"), between Credit Suisse Capital Funds (the "Trust") and Boston Financial Data Services, Inc. ("BFDS"), the Trust hereby notifies BFDS of the Trust's desire to have BFDS render services as transfer agent under the terms of the Agreement with respect to the Credit Suisse Long-Short Market Neutral Fund, Credit Suisse U.S. Multi-Cap Research Fund and Credit Suisse Total Return Global Fund, each a series of shares of beneficial interest of the Trust.
INVESTMENT ADVISORY AGREEMENT CREDIT SUISSE CAPITAL FUNDS, on behalf of Credit Suisse U.S. Multi-Cap Research Fund Credit Suisse Asset Management, LLC 466 Lexington Avenue New York, New York 10017-3147 Dear Sirs: Credit Suisse Capital Funds (the...Investment Advisory Agreement • March 22nd, 2006 • Credit Suisse Capital Funds
AMENDED AND RESTATED DISTRIBUTION AGREEMENT August 1, 2000 as Amended and Restated May 3, 2004 and November 15, 2006 Credit Suisse Asset Management Securities, Inc. 466 Lexington Avenue New York, New York 10017-3147 Ladies and Gentlemen: This is to...Distribution Agreement • November 30th, 2006 • Credit Suisse Capital Funds • New York
EXHIBIT (1) AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • December 29th, 1995 • Winthrop Focus Funds
AMENDMENT TO CUSTODIAN SERVICES AGREEMENT State Street Bank and Trust Company 225 Franklin Street Boston, Massachusetts 02110 Dear Ladies and Gentlemen: In accordance with Article 20 of the Custodian Services Agreement Terms and Conditions, dated...Custodian Services Agreement • March 22nd, 2006 • Credit Suisse Capital Funds
In accordance with Article 20 of the Custodian Services Agreement Terms and Conditions, dated October 20, 2000, as amended (the "Agreement"), between Credit Suisse Capital Funds (the "Trust") and State Street Bank and Trust Company (the "Bank"), the Trust hereby notifies the Bank of the Trust's desire to amend Exhibit 1 of the Agreement to include the Credit Suisse Long-Short Market Neutral Fund, Credit Suisse U.S. Multi-Cap Research Fund and Credit Suisse Total Return Global Fund, each a series of shares of beneficial interest of the Trust (the "Funds"), and to have the Bank render services as custodian under the terms of the Agreement with respect to the Funds.
Certificate of Amendment to the Amended and Restated Agreement and Declaration of Trust of Credit Suisse Warburg Pincus Capital Funds and Certificate of the SecretaryAmended and Restated Agreement and Declaration of Trust • February 28th, 2001 • Credit Suisse Warburg Pincus Capital Funds
The undersigned Secretary of Credit Suisse Warburg Pincus Capital Funds, a Massachusetts business trust governed by a written Amended and Restated Agreement and Declaration of Trust (the "Declaration of Trust") dated as of February 22, 1996 that was duly executed and filed with the office of the Secretary of the Commonwealth of Massachusetts on February 26, 1996, and which was amended by Certificates of Amendment dated February 19, 1997, February 8, 1999, July 24, 2000 and January 16, 2001, DOES HEREBY CERTIFY THAT:
PURCHASE AGREEMENT Credit Suisse Capital Funds (the "Trust"), a business trust organized under the laws of the Commonwealth of Massachusetts, with respect to the Credit Suisse Long-Short Market Neutral Fund, Credit Suisse U.S. Multi-Cap Research Fund...Purchase Agreement • March 22nd, 2006 • Credit Suisse Capital Funds
AMENDMENT TO CO-ADMINISTRATION AGREEMENT Ladies and Gentlemen: In accordance with Section 1 of the Co-Administration Agreement, dated March 18, 2002 (the "Agreement"), by and among each investment company party to that certain Agreement with State...Co-Administration Agreement • March 22nd, 2006 • Credit Suisse Capital Funds
In accordance with Section 1 of the Co-Administration Agreement, dated March 18, 2002 (the "Agreement"), by and among each investment company party to that certain Agreement with State Street Bank and Trust Company ("State Street"), the Credit Suisse Capital Funds (the "Trust") hereby notifies State Street of the Trust's desire to amend Appendix A of the Agreement to include three of its series--the Credit Suisse Long-Short Market Neutral Fund, Credit Suisse U.S. Multi-Cap Research Fund and Credit Suisse Total Return Global Fund (the "Funds")--and to have State Street render services as administrator under the terms of the Agreement with respect to the Funds.
TO TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE PARTIES, INDIVIDUALLY AND NOT JOINTLY, AS INDICATED ON THE SCHEDULES A-1 AND A-2 AND BOSTON FINANCIAL DATA SERVICES, INC. This Amendment is made as of this 31st day of December, 2002 between...Transfer Agency and Service Agreement • February 24th, 2003 • Credit Suisse Capital Funds
SUB-INVESTMENT ADVISORY AGREEMENT Effective as of ____________ Credit Suisse Asset Management Limited One Cabot Square London, United Kingdom E14 4QJ Dear Sirs: Credit Suisse Absolute Return Fund (the "Fund"), a series of Credit Suisse Capital Funds,...Sub-Investment Advisory Agreement • November 30th, 2006 • Credit Suisse Capital Funds • New York
JOINT INSURED BOND AGREEMENT AGREEMENT made this 23rd day of January 1997 between Winthrop Focus Funds, a Massachusetts business trust, and Winthrop Opportunity Funds, a Delaware business trust (each an "Insured" and together, the "Insureds") pursuant...Joint Insured Bond Agreement • February 27th, 1998 • Winthrop Focus Funds
AGREEMENT made this 23rd day of January 1997 between Winthrop Focus Funds, a Massachusetts business trust, and Winthrop Opportunity Funds, a Delaware business trust (each an "Insured" and together, the "Insureds") pursuant to Rule 17g-1 (f) under the Investment Company Act of 1940 (the "1940 Act") relating to the Insureds' joint insured bond (the "Bond").
CO-ADMINISTRATION AGREEMENTCo-Administration Agreement • December 26th, 2006 • Credit Suisse Capital Funds • New York
Each of the Credit Suisse Funds (and the portfolios thereof) listed in Exhibit A hereto (each a “Fund”, and together the “Funds”) confirms its agreement with Credit Suisse Asset Management Securities, Inc. (the “Administrator”) as follows:
AMENDMENT NO. 1 TO CO-ADMINISTRATION AGREEMENTCo-Administration Agreement • February 28th, 2007 • Credit Suisse Capital Funds
AMENDMENT No. 1, made as of this 1st day of January 2007, to the Co-Administration Agreement (the “Agreement”) dated as of as of March 18, 2002 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and the Credit Suisse Funds listed and defined in Schedule A (the “Funds”). Defined terms used herein shall have the same meaning as set forth, in the Agreement.
AMENDED AND RESTATED DISTRIBUTION AGREEMENT August 1, 2000 as Amended and Restated May 3, 2004 and November 15, 2006Distribution Agreement • December 26th, 2006 • Credit Suisse Capital Funds • New York
This is to confirm that, in consideration of the agreements hereinafter contained, each of the Credit Suisse Funds (and the portfolios thereof, as applicable) listed in Exhibit A hereto (each a “Fund”, and together, the “Funds”) have agreed that Credit Suisse Asset Management Securities, Inc. (“CSAMSI”) shall be, for the period of this Agreement, the distributor of shares of common stock or beneficial interest, as the case may be, of each Fund (the “Shares”). The Fund’s classes of Shares shall be designated as in the Fund’s organizational documents each as may be amended or supplemented from time to time.
To Transfer Agency and Service Agreement Between Each of the Funds, Individually and not Jointly, As Indicated on the Schedule A And Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • February 28th, 2007 • Credit Suisse Capital Funds
This amendment (the “Amendment”) is made as of this 15th day of November, 2006 between Each of the Funds, Individually and not Jointly, As Indicated on the Schedule A (the “Fund(s)”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with the terms of the Transfer Agency and Service Agreement between the Funds and the Transfer Agent dated as of February 1, 2001 (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 26th, 2006 • Credit Suisse Capital Funds
Each of the Credit Suisse Capital Funds, a Massachusetts business trust, the Credit Suisse Opportunity Funds, a Delaware business trust, (collectively, the “Series Funds”), for and on behalf of each of their respective series listed on Annex I hereto, which may be amended from time to time, (each, a “Series” and, collectively, the “Series”), and the Credit Suisse High Yield Bond Fund (the “High Yield Bond Fund”), a Delaware business trust (each, a “Fund”, and collectively, the “Funds”), herewith confirms its agreement with Credit Suisse Asset Management, LLC (the “Adviser”) as follows:
CO-ADMINISTRATION AGREEMENT November 1, 1999 as amended and restated November 16, 2005 and November 15, 2006 Credit Suisse Asset Management Securities, Inc. 466 Lexington Avenue New York, New York 10017-3140 Dear Ladies and Gentlemen: Each of the...Co-Administration Agreement • November 30th, 2006 • Credit Suisse Capital Funds • New York
SUB-INVESTMENT ADVISORY AGREEMENT Effective as of December 29, 2006Sub-Investment Advisory Agreement • December 26th, 2006 • Credit Suisse Capital Funds • New York
Credit Suisse Absolute Return Fund (the “Fund”), a series of Credit Suisse Capital Funds, a business trust organized and existing under the laws of the Commonwealth of Massachusetts, and Credit Suisse Asset Management, LLC, as investment adviser to the Fund (“Credit Suisse”), herewith confirm their agreement with Credit Suisse Asset Management Limited (the “Sub-Adviser”), a corporation organized under the laws of England, as follows:
Exhibit 77Q(g): Agreement and Plan of Reorganization with Credit Suisse Strategic Value Fund, Inc. AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 7th day of March, 2003, between and...Agreement and Plan of Reorganization • December 30th, 2003 • Credit Suisse Capital Funds • New York
AMENDMENT TO CO-ADMINISTRATION AGREEMENTCo-Administration Agreement • March 22nd, 2006 • Credit Suisse Capital Funds
In accordance with Section 7 of the Co-Administration Agreement, dated March 18, 2002 (the "Agreement"), between Credit Suisse Capital Funds (the "Trust"), and Credit Suisse Asset Management Securities, Inc. ("CSAMSI"), the Trust hereby notifies CSAMSI of the Trust's desire to amend Exhibit A of the Agreement to include the Credit Suisse Long-Short Market Neutral Fund, Credit Suisse U.S. Multi-Cap Research Fund and Credit Suisse Total Return Global Fund (the "Funds"), and to have CSAMSI render services as Co-Administrator under the terms of the Agreement with respect to the Funds.
DISTRIBUTION AGREEMENT, dated , 1995, between Winthrop --------- -- Focus Funds, a Massachusetts business trust (the "Company"), and Donaldson Lufkin & Jenrette Securities Corporation (the "Distributor"). The Company is registered as a series...Distribution Agreement • December 29th, 1995 • Winthrop Focus Funds • New York
DISTRIBUTION AGREEMENT DISTRIBUTION AGREEMENT, dated as of December 18, 2000, between DLJ Focus Funds, a Massachusetts business trust (the "Fund"), and Credit Suisse Asset Management Securities, Inc. (the "Distributor"). The Fund is registered as a...Distribution Agreement • December 29th, 2000 • DLJ Focus Funds • New York
INTERIM INVESTMENT MANAGEMENT AGREEMENTInterim Investment Management Agreement • December 29th, 2000 • DLJ Focus Funds
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT March 23, 2001 as Amended and Restated May 3, 2004 CREDIT SUISSE CAPITAL FUNDS CREDIT SUISSE OPPORTUNITY FUNDS CREDIT SUISSE HIGH YIELD BOND FUND Credit Suisse Asset Management, LLC 466 Lexington...Investment Advisory Agreement • February 25th, 2005 • Credit Suisse Capital Funds
Exhibit 77Q1e AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT March 23, 2001 as Amended and Restated May 3, 2004 CREDIT SUISSE CAPITAL FUNDS CREDIT SUISSE OPPORTUNITY FUNDS CREDIT SUISSE HIGH YIELD BOND FUND Credit Suisse Asset Management, LLC 466...Investment Advisory Agreement • June 29th, 2005 • Credit Suisse Capital Funds
Exhibit 6 DISTRIBUTION AGREEMENT DISTRIBUTION AGREEMENT, dated as of February 27, 1996, between Winthrop Focus Funds, a Massachusetts business trust (the "Company"), and Donaldson Lufkin & Jenrette Securities Corporation (the "Distributor"). The...Distribution Agreement • December 31st, 1996 • Winthrop Focus Funds • New York
Exhibit 77Q1(e) AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT March 23, 2001 as Amended and Restated May 3, 2004, February 14, 2005 and December 1, 2006 CREDIT SUISSE CAPITAL FUNDS CREDIT SUISSE OPPORTUNITY FUNDS CREDIT SUISSE HIGH YIELD BOND...Investment Advisory Agreement • June 28th, 2007 • Credit Suisse Capital Funds
PURCHASE AGREEMENTPurchase Agreement • February 28th, 2008 • Credit Suisse Capital Funds
Credit Suisse Capital Funds (the “Trust”), a business trust organized under the laws of the Commonwealth of Massachusetts, with respect to the Credit Suisse Absolute Return Fund (the “Fund”), and Credit Suisse Asset Management, LLC (“Credit Suisse”) hereby agree as follows:
INVESTMENT ADVISORY AGREEMENT December 29, 2006 CREDIT SUISSE CAPITAL FUNDS, on behalf of Credit Suisse Absolute Return FundInvestment Advisory Agreement • February 28th, 2008 • Credit Suisse Capital Funds
Credit Suisse Capital Funds (the “Trust”), a business trust organized and existing under the laws of the Commonwealth of Massachusetts, is an open-end, management investment company that currently offers five portfolios, one of which is the Credit Suisse Absolute Return Fund (the “Fund”). The Trust on behalf of the Fund herewith confirms its agreement with Credit Suisse Asset Management, LLC (the “Adviser”) as follows:
UNDERWRITINGUnderwriting Agreement • December 28th, 1995 • Winthrop Focus Funds
