INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 29th, 2010 • First Opportunity Fund Inc • Colorado
Contract Type FiledNovember 29th, 2010 Company JurisdictionTHIS INVESTMENT ADVISORY AGREEMENT (this "Agreement") is made as of the 1st day of June, 2010, by and among STEWART INVESTMENT ADVISERS, a Barbados international business company (the "Adviser") and FIRST OPPORTUNITY FUND, INC., a Maryland corporation (the "Fund").
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTSInvestment Advisory Agreements • May 28th, 2014 • First Opportunity Fund Inc
Contract Type FiledMay 28th, 2014 CompanyThis amendment to Investment Advisory Agreements (this “Amendment”) is entered into as of the 31st day of October, 2013, by and among First Opportunity Fund, Inc., a Maryland corporation (the “Fund”), Rocky Mountain Advisers, L.L.C. an Alaska limited liability company (“RMA”) and Stewart Investment Advisers, a Barbados international business company (“SIA” and, together with BIA, the “Advisers”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 29th, 2010 • First Opportunity Fund Inc • Colorado
Contract Type FiledNovember 29th, 2010 Company JurisdictionTHIS INVESTMENT SUB-ADVISORY AGREEMENT (this "Agreement") is made as of the 1st day of June, 2010, by and among ROCKY MOUNTAIN ADVISERS, LLC, an Alaska limited liability company, STEWART INVESTMENT ADVISERS, a Barbados international business corporation (collectively, the "Advisers"); WELLINGTON MANAGEMENT COMPANY LLP, a Massachusetts limited liability partnership (the "Sub-Adviser"); and FIRST OPPORTUNITY FUND, INC. a Maryland corporation (the "Fund").