PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND CLASS C DISTRIBUTION PLAN AND AGREEMENTDistribution Plan and Agreement • September 28th, 2006 • Putnam Pennsylvania Tax Exempt Income Fund
This Plan and Agreement (the "Plan") constitutes the Distribution Plan for the Class C shares of Putnam New Jersey Tax Exempt Income Fund, a Massachusetts business trust (the "Trust"), adopted pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940 (the "Act") and the related agreement between the Trust and Putnam Retail Management Limited Partnership ("PRM"). During the effective term of this Plan, the Trust may incur expenses primarily intended to result in the sale of its Class C shares upon the terms and conditions hereinafter set forth:
77Q1 PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND, AS OF NOVEMBER 30, 2015, SEMI ANNUAL REPORT PUTNAM FUNDS SUB MANAGEMENT CONTRACT This Sub Management Contract is dated as of February 27, 2014 between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware...Putnam Pennsylvania Tax Exempt Income Fund • January 28th, 2016
PUTNAM FUNDS SUB MANAGEMENT CONTRACT This Sub Management Contract is dated as of February 27, 2014 between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the Manager) and PUTNAM INVESTMENTS LIMITED, a company organized under the laws of England and Wales (the Sub Manager). WHEREAS, the Manager is the investment manager of each of the investment companies registered under the United States Investment Company Act of 1940, as amended, that are identified on Schedule A hereto, as it may from time to time be amended by the Manager (the Funds), and a registered investment adviser under the United States Investment Advisers Act of 1940, as amended; WHEREAS, the Sub Manager is licensed as an investment manager by the Financial Conduct Authority of the United Kingdom (the FCA); and WHEREAS, the Manager desires to engage the Sub Manager from time to time to manage a portion of certain of the Funds: NOW THEREFORE, in consideration of the mutual covenants herein contained
AMENDMENT NO. 6 TO CREDIT AGREEMENT AND CONSENT NO. 3Credit Agreement • September 27th, 2021 • Putnam Pennsylvania Tax Exempt Income Fund • Massachusetts
AMENDMENT NO. 6 and Consent No. 3 (this “Amendment”), dated as of August 27, 2020, to the Credit Agreement, dated as of September 24, 2015, among each trust listed on Schedule 2 hereto, the Banks and other lending institutions party thereto, and State Street Bank and Trust Company, as Agent, as amended, supplemented or otherwise modified by Joinder Agreement No. 1, dated as of August 29, 2016, Letter Agreement, dated as of August 29, 2016, Amendment No. 1, dated as of September 22, 2016, Notice Letter, dated October 5, 2016, Notice Letter, dated February 22, 2017, Notice Letter, dated April 19, 2017, Amendment No. 2, dated as of September 21, 2017, Amendment No. 3, dated as of September 20, 2018, Consent No. 1, dated as of November 30, 2018, Notice Letter, dated May 31, 2019, Consent No. 2, dated as of June 24, 2019, Amendment No. 4, dated as of September 19, 2019, and Amendment No. 5, dated as of October 18, 2019 (as the same has been or may be further amended, restated, supplemented
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND CLASS C DISTRIBUTION PLAN AND AGREEMENT This Plan and Agreement (the "Plan") constitutes the Distribution Plan for the Class C shares of Putnam Massachusetts Tax Exempt Income Fund, a Massachusetts business...Distribution Plan and Agreement • September 30th, 2003 • Putnam Pennsylvania Tax Exempt Income Fund
PUTNAM FUNDS SUB-MANAGEMENT CONTRACT This Sub-Management Contract is dated as of February 27, 2014 between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the Manager ) and PUTNAM INVESTMENTS LIMITED, a company organized under...Sub-Management Contract • July 28th, 2015 • Putnam Pennsylvania Tax Exempt Income Fund
July 1, 2021 The Putnam Funds 100 Federal Street Boston, Massachusetts 02110 Ladies and Gentlemen:Putnam Pennsylvania Tax Exempt Income Fund • September 27th, 2021
77E On April 8, 2004, Putnam Management entered into agreements with the Securities and Exchange Commission and the Massachusetts Securities Division representing a final settlement of all charges brought against Putnam Management by those agencies on...Putnam Pennsylvania Tax Exempt Income Fund • January 28th, 2005
77E On April 8, 2004, Putnam Management entered into agreements with the Securities and Exchange Commission and the Massachusetts Securities Division representing a final settlement of all charges brought against Putnam Management by those agencies on October 28, 2003 in connection with excessive short-term trading by Putnam employees and, in the case of the charges brought by the Massachusetts Securities Division, by participants in some Putnam-administered 401(k) plans. The settlement with the SEC requires Putnam Management to pay $5 million in disgorgement plus a civil monetary penalty of $50 million, and the settlement with the Massachusetts Securities Division requires Putnam Management to pay $5 million in restitution and an administrative fine of $50 million. The settlements also leave intact the process established under an earlier partial settlement with the SEC under which Putnam Management agreed to pay the amount of restitution determined by an independent consultant, which
