Provident Mutual Funds, Inc. Sample Contracts

AutoNDA by SimpleDocs
SUBSCRIPTION AGREEMENT
Subscription Agreement • October 1st, 1997 • Eastcliff Funds Inc

The undersigned hereby subscribes to 10,000 shares of the Common Stock, $.01 par value of Resource Total Return Fund, Inc., and agrees to pay to said corporation the sum of $100,000 in cash.

RECITALS:
Investment Advisory Agreement • October 31st, 2002 • Fmi Mutual Funds Inc
AMENDED AND RESTATED CUSTODY AGREEMENT
Custody Agreement • January 28th, 2020 • Provident Mutual Funds, Inc. • Minnesota

THIS AMENDED AND RESTATED CUSTODY AGREEMENT (“Agreement”) is made and entered into as of this 10th day of September 2019, by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

AMENDED AND RESTATED DISTRIBUTION AGREEMENT
Distribution Agreement • January 28th, 2020 • Provident Mutual Funds, Inc. • Wisconsin

THIS AMENDED AND RESTATED DISTRIBUTION AGREEMENT is made and entered into as of this 10th day of September 2019 by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Provident Trust Company, the investment advisor to the Company (the “Advisor”), is a party hereto with respect to Section 6 and 8 only.

RECITALS
Sub-Advisory Agreement • October 31st, 2002 • Fmi Mutual Funds Inc
DISTRIBUTION AGREEMENT
Distribution Agreement • January 31st, 2011 • Fmi Mutual Funds Inc • New York

THIS AGREEMENT is made as of September 1, 2010, between FMI Common Stock Fund, Inc., FMI Funds, Inc., and FMI Mutual Funds, Inc. (collectively, “Fund”) and Rafferty Capital Markets, LLC, (“RCM”), a corporation organized and existing under the laws of the State of New York.

FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • November 19th, 2012 • Provident Mutual Funds, Inc. • Wisconsin

THIS AGREEMENT is made and entered into as of this 27th day of August, 2012, by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FMI MUTUAL FUNDS, INC. FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • January 29th, 2010 • Fmi Mutual Funds Inc • Wisconsin

THIS AGREEMENT is made and entered into as of this 1st day of October, 2009, by and between FMI MUTUAL FUNDS, INC., a Wisconsin corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FMI MUTUAL FUNDS, INC. FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • January 29th, 2010 • Fmi Mutual Funds Inc • Wisconsin

THIS AGREEMENT is made and entered into as of this 1st day of October, 2009, by and between FMI MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

DISTRIBUTION AGREEMENT
Distribution Agreement • November 19th, 2012 • Provident Mutual Funds, Inc. • Wisconsin

THIS AGREEMENT is made and entered into as of this 27th day of August, 2012, by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Provident Trust Company, the investment advisor to the Company (the “Advisor”), is a party hereto with respect to Section 5 only.

AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • January 28th, 2020 • Provident Mutual Funds, Inc. • Wisconsin

THIS AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENT (“Agreement”) is made and entered into as of this 10th day of September 2019, by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC d.b.a. U.S. Bank Global Fund Services, a Wisconsin limited liability company (“USBFS”).

AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • January 28th, 2020 • Provident Mutual Funds, Inc. • Wisconsin

THIS AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT is made and entered into as of this 10th day of Septemver 2019, by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the "Company") and U.S. BANCORP FUND SERVICES, LLC d.b.a. U.S. Bank Global Fund Services, a Wisconsin limited liability company ("USBFS").

AutoNDA by SimpleDocs
CUSTODY AGREEMENT
Custody Agreement • October 15th, 2004 • Fmi Mutual Funds Inc • Ohio

THIS AGREEMENT is made and entered into as of this 17th day of December, 2003, by and between FMI Mutual Funds, Inc., a Wisconsin corporation (the “Corp”) and U.S. Bank National Association, a national banking association (the “Custodian”).

ADMINISTRATION AGREEMENT
Administration Agreement • October 15th, 2004 • Fmi Mutual Funds Inc

THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made this ____ day of ________________________, 2004, between FMI Mutual Funds, Inc., (the “Company”), and Fiduciary Management, Inc., a Wisconsin corporation (the “Administrator”).

TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • January 30th, 2007 • Fmi Mutual Funds Inc • Wisconsin

THIS AGREEMENT is made and entered into as of this 17th day of Dec., 2003, by and between FMI Mutual Funds Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

PROVIDENT MUTUAL FUNDS, INC. FIRST AMENDMENT TO THE CUSTODY AGREEMENT
Custody Agreement • January 27th, 2016 • Provident Mutual Funds, Inc.

THIS FIRST AMENDMENT dated as of the 9th day of September, 2015 to the Custody Agreement dated as of August 27, 2012 (the “Agreement”), is entered into by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”) and U.S. BANK, N.A., a national banking association (the “Custodian”).

PROVIDENT MUTUAL FUNDS, INC. THIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • January 30th, 2019 • Provident Mutual Funds, Inc.

THIS SECOND AMENDMENT dated as of the 11th day of December, 2018, to the Fund Administration Servicing Agreement dated as of August 27, 2012, as amended (the “Agreement”), is entered into by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

INVESTMENT ADVISORY AGREEMENT (As Amended on ______ ___, 2004)
Investment Advisory Agreement • October 15th, 2004 • Fmi Mutual Funds Inc

THIS AMENDED INVESTMENT ADVISORY AGREEMENT this “Agreement”) is made this ___ day of _______, 2004, between FMI MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”), and FIDUCIARY MANAGEMENT, INC., a Wisconsin corporation (the “Adviser”).

EXPENSE CAP/REIMBURSEMENT AGREEMENT
Expense Cap/Reimbursement Agreement • January 27th, 2017 • Provident Mutual Funds, Inc.

This Agreement is entered into as of the 13th day of December, 2016 between Provident Trust Company (the “Adviser”) and Provident Mutual Funds, Inc. (the “Corporation”), on behalf of the Provident Trust Strategy Fund (the “Fund”).

Contract
Custody Agreement • January 31st, 2012 • Fmi Mutual Funds Inc
ADDENDUM TO THE TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • January 29th, 2010 • Fmi Mutual Funds Inc

THIS ADDENDUM dated as of this 18th day of June, 2009, to the Transfer Agent Servicing Agreement, dated as of December 17, 2003 (the “Transfer Agent Agreement”) is entered into by and between FMI Mutual Funds, Inc., a Wisconsin corporation (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").

FMI MUTUAL FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Fmi Mutual Funds Inc • January 30th, 2007

THIS AMENDMENT dated as of this 23rd day of March, 2006, to the Transfer Agent Servicing Agreement, dated as of December 17, 2003 (the “Agreement”), as amended as of September 1, 2005, is entered by and between FMI Mutual Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

FMI MUTUAL FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • January 29th, 2010 • Fmi Mutual Funds Inc

THIS AMENDMENT dated as of this 1st day of September, 2005 to the Transfer Agent Servicing Agreement, dated as of December 17, 2003 (the “Agreement”) is entered by and between FMI Mutual Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

PROVIDENT MUTUAL FUNDS, INC. SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • January 30th, 2019 • Provident Mutual Funds, Inc.

THIS SECOND AMENDMENT dated as of the 11th day of December, 2018, to the Transfer Agent Servicing Agreement dated as of August 27, 2012, (the “Agreement”), is entered into by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

EXPENSE CAP/REIMBURSEMENT AGREEMENT
Expense Cap/Reimbursement Agreement • January 29th, 2014 • Provident Mutual Funds, Inc.

This Agreement is entered into as of the 3rd day of December, 2013 between Provident Trust Company (the “Adviser”) and Provident Mutual Funds, Inc. (the “Corporation”), on behalf of the Provident Trust Strategy Fund (the “Fund”).

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!