EXHIBIT d.2Investment Advisory Agreement • August 26th, 2005 • Phoenix Investment Series Fund • Connecticut
Exhibit h.10Expense Limitation Agreement • August 30th, 2006 • Phoenix Investment Series Fund • Delaware
Exhibit 9.1 Transfer Agency and Service Agreement TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 26th, 1997 • Phoenix Income & Growth Fund • Connecticut
FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 30th, 2006 • Phoenix Investment Series Fund
FIRST AMENDMENT TO MANAGEMENT AGREEMENTManagement Agreement • August 21st, 1998 • Phoenix Income & Growth Fund
Exhibit 6.4 FINANCIAL INSTITUTION SALES CONTRACT FOR THE PHOENIX FAMILY OF FUNDS FINANCIAL INSTITUTION SALES CONTRACT FOR THE PHOENIX FAMILY OF FUNDSPhoenix Income & Growth Fund • August 21st, 1998 • Connecticut
Exhibit 5.1 MANAGEMENT AGREEMENT NATIONAL INCOME AND GROWTH FUND MANAGEMENT AGREEMENT AGREEMENT made this 14th day of May, 1993 by and between NATIONAL INCOME AND GROWTH FUND, a Massachusetts business trust (hereinafter called the "Fund") and NATIONAL...Management Agreement • August 21st, 1998 • Phoenix Income & Growth Fund
EXHIBIT g.3Master Custodian Agreement • August 23rd, 2004 • Phoenix Oakhurst Income & Growth Fund
EXHIBIT h.9 SECOND AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT SECOND AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTService Agreement • August 30th, 2006 • Phoenix Investment Series Fund
THIS SECOND AMENDMENT is made by and between the undersigned entities (hereinafter singularly referred to as a "Fund" and collectively referred to as the "Phoenix Funds" or "Funds"), and Phoenix Equity Planning Corporation (hereinafter referred to as the "Transfer Agent") and amends the Transfer Agency and Service Agreement dated as of June 1, 1994, and amended by a First Amendment dated February 28, 2004 (the "Agreement"), pursuant to which the Transfer Agent has agreed to provide certain transfer agent and related services to the Funds.
EXHIBIT e.2Sales Agreement • August 26th, 2005 • Phoenix Investment Series Fund • Connecticut
Exhibit 9.2 Sub-Transfer Agent Agreement SUB-TRANSFER AGENCY AND SERVICE AGREEMENT between PHOENIX EQUITY PLANNING CORPORATION and STATE STREET BANK AND TRUST COMPANYTransfer Agent Agreement • August 21st, 1998 • Phoenix Income & Growth Fund • Massachusetts
EXHIBIT h.8 FOURTH AMENDMENT TO AMENDED AND RESTATED FINANCIAL AGENT AGREEMENT FOURTH AMENDMENT TO AMENDED AND RESTATED FINANCIAL AGENT AGREEMENTFinancial Agent Agreement • December 29th, 2004 • Phoenix Investment Series Fund
CUSTODIAN CONTRACT Between EACH OF THE PARTIES LISTED ON APPENDIX 1 and STATE STREET BANK AND TRUST COMPANYMaster Custodian Contract • August 21st, 1998 • Phoenix Income & Growth Fund • London
PHOENIX INVESTMENT SERIES FUND Phoenix Income & Growth Fund SUBADVISORY AGREEMENTSubadvisory Agreement • August 23rd, 2007 • Phoenix Investment Series Fund • Delaware
Phoenix Investment Series Fund (the “Fund”) is a diversified open-end investment company of the series type registered under the Investment Company Act of 1940 (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Fund are offered or may be offered in several series, including the Phoenix Income & Growth Fund (collectively, sometimes hereafter referred to as the “Series”).
AMENDMENT TO SCHEDULE A of ADMINISTRATION AGREEMENTAdministration Agreement • August 23rd, 2007 • Phoenix Investment Series Fund
THIS AMENDMENT made effective as of the 27th day of June, 2007 amends that certain administration agreement, dated as of July 1, 2006 between the trusts listed on Schedule A (each, a “Trust” and together the “Trusts”) including the funds listed under each Trust (each, a “Fund” and together the “Funds”) and Phoenix Equity Planning Corporation, a Connecticut Corporation (the “Administration Agreement”) as herein below provided.
PHOENIX EQUITY PLANNING CORPORATION Hartford, CT 06115-0480Sales Agreement • August 23rd, 2007 • Phoenix Investment Series Fund • Connecticut
Phoenix Equity Planning Corporation (“PEPCO”, “we”, “us”, or “our”) invites you to participate in the sale and distribution of shares of registered investment companies (which shall collectively be referred to hereinafter as the “Funds”) for which we are national distributor or principal underwriter, and which may be listed in Annex A hereto which such Annex may be amended by us from time to time. Upon acceptance of this agreement by PEPCO, you may offer and sell shares of each of the Funds (hereafter “Shares”) subject, however, to the terms and conditions hereof including our right to suspend or cease the sale of such shares. For the purposes hereof, the above referenced dealer shall be referred to as “you”.
Exhibit m.1Phoenix Investment Series Fund • December 29th, 2004
EXHIBIT g.4Master Custodian Agreement • August 23rd, 2004 • Phoenix Oakhurst Income & Growth Fund
EXHIBIT 15.2 CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 PHOENIX INCOME AND GROWTH FUND (the "Fund") CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Phoenix Income & Growth Fund • August 21st, 1998
PHOENIX INVESTMENT SERIES FUND Phoenix Income & Growth Fund SUBADVISORY AGREEMENT April 1, 2007 Goodwin Capital Advisers, Inc. 56 Prospect Street Hartford, CT 06115 RE: Subadvisory Agreement Ladies and Gentlemen: Phoenix Investment Series Fund (the...Phoenix Investment Series Fund • June 28th, 2007 • Delaware
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT between PHOENIX FUNDS and PHOENIX EQUITY PLANNING CORPORATIONTransfer Agency and Service Agreement • August 23rd, 2007 • Phoenix Investment Series Fund • Connecticut
This AGREEMENT, effective the 1st day of July, 2006, is made by and between the undersigned entities (hereinafter each referred to as the “Fund” and collectively referred to as the “Phoenix Funds”) and PHOENIX EQUITY PLANNING CORPORATION (hereinafter referred to as the “Transfer Agent”). This Agreement supercedes any previous Transfer Agency and Service Agreement entered into between the above-referenced parties.
ADMINISTRATION AGREEMENTAdministration Agreement • August 23rd, 2007 • Phoenix Investment Series Fund • Connecticut
This agreement is effective as of the 1st day of July, 2006 by and between the trusts listed on Schedule A (each a “Trust” and together the “Trusts”) including the funds listed under each Trust (each, a “Fund” and together the “Funds”), and Phoenix Equity Planning Corporation, a Connecticut corporation (the “Administrator”).
EXHIBIT 6.1Underwriting Agreement • August 21st, 1998 • Phoenix Income & Growth Fund • Connecticut
EXHIBIT 15.1Phoenix Income & Growth Fund • August 21st, 1998
OFPhoenix Oakhurst Income & Growth Fund • August 28th, 2000 • Delaware
Exhibit 77Q1 (a) - Amendment to the Declaration of Trust of the Registrant, dated November 16, 2006, filed via EDGAR herewith. Exhibit 77Q1(e)(1) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Goodwin Capital Advisers, Inc. on...Phoenix Investment Series Fund • June 28th, 2007
Exhibit 77Q1(e)(1) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Goodwin Capital Advisers, Inc. on behalf of Phoenix Income & Growth Fund (a series of Phoenix Investment Series Fund) dated April 1, 2007and filed via EDGAR herewith.
PHOENIX INVESTMENT SERIES FUND (the “Fund”) CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Phoenix Investment Series Fund • August 23rd, 2007 • Phoenix Investment Series Fund
Exhibit 77Q1(a)(1) - Amended and Restated By-Laws of Registrant adopted November 16, 2005, filed via EDGAR herewith. Exhibit 77Q1(a)(2) - Amendment No. 1 dated August 23, 2006 to the Amended and Restated By-Laws of Registrant, filed via EDGAR...Phoenix Investment Series Fund • December 27th, 2006
Exhibit 77Q1(e) - First Amendment to Amended and Restated Investment Advisory Agreement between Registrant and Phoenix Investment Counsel, Inc., dated August 31, 2006, filed via EDGAR with Post-Effective Amendment No. 29 (File No. 033-06390) on August 30, 2006, and incorporated herein by reference.
PHOENIX INVESTMENT SERIES FUND (the “Fund”) CLASS C SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Phoenix Investment Series Fund • August 23rd, 2007 • Phoenix Investment Series Fund
Exhibit 77Q1(e)(1) - First Amendment to Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Engemann Asset Management, dated January 1, 2005, on behalf of Phoenix Income & Growth Fund, filed herewith. (See attached file: PISF & PIC 1st...Phoenix Investment Series Fund • June 28th, 2006
Exhibit 77Q1(e)(1) - First Amendment to Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Engemann Asset Management, dated January 1, 2005, on behalf of Phoenix Income & Growth Fund, filed herewith. (See attached file: PISF & PIC 1st Amend to SA (EAM) - Income & Growth 01012005.doc)
EXHIBIT INDEXInvestment Advisory Agreement • December 22nd, 2003 • Phoenix Oakhurst Income & Growth Fund • Connecticut
PHOENIX INVESTMENT SERIES FUND (the “Fund”) CLASS A SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Phoenix Investment Series Fund • August 23rd, 2007 • Phoenix Investment Series Fund
SUBADVISORY AGREEMENTPhoenix Investment Series Fund • December 28th, 2005 • Delaware
