TRANSFER AGENCY AND SERVICE AGREEMENT between SUNAMERICA EQUITY FUNDS and STATE STREET BANK AND TRUST COMPANY TABLE OF CONTENTS -----------------Transfer Agency and Service Agreement • January 27th, 1997 • Sunamerica Equity Funds • Massachusetts
STATE STREET BANK AND TRUST COMPANY By: /s/ ------------------------------- Title: Vice President ------------------------------- CUSTODIAN CONTRACT between SUNAMERICA EQUITY FUNDS and STATE STREET BANK AND TRUST COMPANYCustodian Contract • January 27th, 1997 • Sunamerica Equity Funds • London
EXHIBIT 99.B(5)(b) SUNAMERICA EQUITY FUNDS SUB-ADVISORY AGREEMENT This SUB- ADVISORY AGREEMENT is dated April 22, 1994, as revised February 21, 1996, by and between SunAmerica Asset Management Corp., a Delaware corporation (the "Adviser"), and AIG...Sub-Advisory Agreement • January 27th, 1997 • Sunamerica Equity Funds • New York
EXHIBIT 99(e)(i)(i) RE: SELLING AGREEMENT Gentlemen: We are the national distributor and principal underwriter of the shares of mutual funds sponsored, managed, advised and/or administered by SunAmerica Asset Management Corp. and its affiliates...Selling Agreement • January 30th, 2002 • Sunamerica Equity Funds • New York
FORM OF]Subadvisory Agreement • November 16th, 2001 • Sunamerica Equity Funds • New York
LOGO] SUNAMERICA CAPITAL SERVICES INC. ________________________________________ Name of Firm ________________________________________ City State Zip Code RE: DEALER AGREEMENT Gentlemen: We are the national distributor and principal underwriter of the...Dealer Agreement • January 27th, 1997 • Sunamerica Equity Funds
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT is dated as of September 6, 2002, by and between SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the "Adviser"), and SALOMON BROTHERS ASSET MANAGEMENT, INC., a Delaware corporation (the...Subadvisory Agreement • January 28th, 2003 • Sunamerica Equity Funds • New York
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • January 24th, 2006 • Sunamerica Equity Funds • Massachusetts
This Agreement between those REGISTERED INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
EXHIBIT 99.B(9)(b) AMENDMENT TO SERVICE AGREEMENT Amendment to the Agreement made by and between SunAmerica Equity Funds (the "Trust") and SunAmerica Fund Services, Inc. ("Fund Services"). WHEREAS, the Trust and Fund Services are parties to a Service...Service Agreement • January 27th, 1997 • Sunamerica Equity Funds • New York
EXHIBIT 99.B(6)(a) SUNAMERICA EQUITY FUNDS DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT is dated as of September 23, 1993 by and between SunAmerica Equity Funds, a Massachusetts business trust (the "Trust") and SUNAMERICA CAPITAL SERVICES, INC.,...Distribution Agreement • January 27th, 1997 • Sunamerica Equity Funds • New York
WITNESSETH:Investment Advisory and Management Agreement • November 24th, 2004 • Sunamerica Equity Funds • New York
EXHIBIT 99.(e)(i) SUNAMERICA EQUITY FUNDS DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT is dated as of January 1, 1999 by and between SunAmerica Equity Funds, a Massachusetts business trust (the "Trust") and SUNAMERICA CAPITAL SERVICES, INC., a...Distribution Agreement • February 1st, 1999 • Sunamerica Equity Funds • New York
ARTICLE IAgreement and Plan of Reorganization • May 14th, 2010 • Sunamerica Equity Funds • New York
SUBADVISORY AGREEMENTSubadvisory Agreement • January 27th, 2012 • Sunamerica Equity Funds • New York
This SUBADVISORY AGREEMENT is dated as of January 27, 2012, by and between SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the “Adviser”), and WELLINGTON MANAGEMENT COMPANY, LLP a Massachusetts limited liability partnership (the “Subadviser”).
EXHIBIT A AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 12th, 2003 • Sunamerica Equity Funds • New York
Exhibit 99(d)(i) SUNAMERICA EQUITY FUNDS INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT is dated as of January 1, 1999 by and between Sun America Equity Funds, a Massachusetts business trust (the...Investment Advisory and Management Agreement • November 16th, 2001 • Sunamerica Equity Funds • New York
SUNAMERICA EQUITY FUNDS INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • May 1st, 2006 • Sunamerica Equity Funds • New York
This INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT is dated as of January 1, 1999, as amended from time to time, by and between SunAmerica Equity Funds, a Massachusetts business trust (the “Trust”), and AIG SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the “Adviser”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 27th, 2017 • Sunamerica Equity Funds
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT is made as of the 1st day of March, 2016, by and between SUNAMERICA EQUITY FUNDS and SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC. and SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 3rd, 2017 • Sunamerica Equity Funds
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT is made as of the 1st day of March, 2016, by and between SUNAMERICA EQUITY FUNDS and SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC. and SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF]Subadvisory Agreement • February 2nd, 2004 • Sunamerica Equity Funds • New York
AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENTAdministrative and Shareholder Services Agreement • April 3rd, 2017 • Sunamerica Equity Funds • Delaware
This Agreement is entered into as of April 3, 2017 by and among AIG Capital Services, Inc., a Delaware corporation (“ACS”), and SunAmerica Equity Funds, a Massachusetts business trust (the “Trust”), on behalf of each of its separately designated series set forth on Schedule A (each, a “Fund,” and collectively, the “Funds”).
WITNESSETH:Subadvisory Agreement • November 24th, 2004 • Sunamerica Equity Funds • New York
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 27th, 2020 • Sunamerica Equity Funds
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 5th day of June, 2018, by and between SUNAMERICA EQUITY FUNDS and SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC. and SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 27th, 2012 • Sunamerica Equity Funds
This EXPENSE LIMITATION AGREEMENT is made as of the 6th day of December, 2006 by and between SUNAMERICA EQUITY FUNDS, SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA FOCUSED SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC., SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, AIG SERIES TRUST, a Delaware statutory trust (each a “Fund” and collectively the “Funds”) and AIG SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the “Adviser”).
AMENDMENT TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • November 22nd, 2011 • Sunamerica Equity Funds
This AMENDMENT TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT is dated as of October 26, 2009, by and between SunAmerica Equity Funds, a Massachusetts business trust (the “Trust”), and SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the “Adviser”).
AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENTAdministrative and Shareholder Services Agreement • January 28th, 2010 • Sunamerica Equity Funds • Delaware
This Agreement is entered into as of November 9, 2001, as amended and restated on August 25, 2009, by and among SunAmerica Capital Services, Inc., a Delaware corporation (“SACS”), and SunAmerica Equity Funds, a Massachusetts business trust (the “Trust”), on behalf of the funds listed on Schedule D, as amended from time to time (each a “Fund” and together the “Funds”).
SUBADVISORY AGREEMENTSubadvisory Agreement • January 28th, 2011 • Sunamerica Equity Funds • New York
This SUBADVISORY AGREEMENT is dated as of March 26, 2010 by and between SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the “Adviser”), and PINEBRIDGE INVESTMENTS LLC, a Delaware limited liability company (the “Subadviser”).
AMENDMENT TO SUBADVISORY AGREEMENTSubadvisory Agreement • May 1st, 2006 • Sunamerica Equity Funds
This Amendment is made as of May 1, 2006, between AIG SunAmerica Asset Management Corp., (the “Adviser”), a Delaware corporation, and AIG Global Investment Corp. (the “Subadviser”), a New Jersey corporation.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2013 • Sunamerica Equity Funds
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT is made as of the 5th day of December, 2012, by and between SUNAMERICA EQUITY FUNDS, SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC., SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each a “Fund” and collectively the “Funds”) and SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the “Adviser”).
FORM OF]Investment Advisory and Management Agreement • December 12th, 2003 • Sunamerica Equity Funds • New York
SunAmerica Equity Funds Sub-Item 77Q1(e) Subadvisory Agreement between SunAmerica and Wellington Management Company LLP dated as of January 27, 2012. Incorporated herein by reference to Post-Effective Amendment No. 54 to the Trust's Registration...Subadvisory Agreement • May 29th, 2012 • Sunamerica Equity Funds
Subadvisory Agreement between SunAmerica and Wellington Management Company LLP dated as of January 27, 2012. Incorporated herein by reference to Post-Effective Amendment No. 54 to the Trust's Registration Statement on Form N-1A (File No. 33-8021) filed on January 27, 2012.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 27th, 2021 • Sunamerica Equity Funds • New York
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 2nd day of June, 2020, by and between SUNAMERICA EQUITY FUNDS and SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC. and SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATION dated , 1997 (the "Agreement") between SunAmerica Equity Funds, a Massachusetts business trust ("Equity Funds"), on behalf of its Global Balanced Fund ("Global Balanced"), and...Agreement and Plan of Reorganization • June 2nd, 1997 • Sunamerica Equity Funds • New York
RE: SELLING AGREEMENTSelling Agreement • November 29th, 2007 • Sunamerica Equity Funds • New Jersey
We are the national distributor and principal underwriter of the shares of mutual funds sponsored, managed, advised and/or administered by AIG SunAmerica Asset Management Corp. and its affiliates (hereinafter referred to individually as a “Fund,” or collectively as the “Funds”). The Funds and each individual investment series thereof are set forth on Schedule A, which may be amended from time to time. We invite you to participate in making available to your customers shares of the Funds on the following terms:
City State Zip CodeSelling Agreement • November 22nd, 2011 • Sunamerica Equity Funds • New Jersey
We are the national distributor and principal underwriter of the shares of retail mutual funds sponsored, managed, advised and/or administered by SunAmerica Asset Management Corp. and its affiliates (hereinafter referred to individually as a “Fund,” or collectively as the “Funds”). We invite you to participate in making available to your customers shares of the Funds on the following terms:
