3 4 personal liability, nor shall resort be had to their private property for the satisfaction of any obligation or claim or otherwise in connection with the affairs of said Trust, but only the assets and property of the Trust, or of the particular...Servicing Agreement • March 21st, 1996 • Common Sense Trust • Georgia
SUBADVISORY AGREEMENTSubadvisory Agreement • December 28th, 2006 • Legg Mason Partners Investment Series • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and CAM North America LLC, a Delaware limited liability company (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • December 28th, 2006 • Legg Mason Partners Investment Series • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Investment Series (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
Exhibit (d) MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of __________, by and between Smith Barney Investment Series, a Massachusetts business trust (the "Trust"), and Smith Barney Fund Management LLC, a Delaware corporation ("Smith Barney...Management Agreement • February 27th, 2002 • Smith Barney Investment Series • Massachusetts
Exhibit (h)(1) TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a "Fund" and collectively the "Funds") and...Transfer Agency and Services Agreement • February 28th, 2003 • Smith Barney Investment Series • New York
PFS DISTRIBUTORS, INC. SELLING AGREEMENT WITH PFS INVESTMENTS INC.Selling Agreement • March 21st, 1996 • Common Sense Trust • Georgia
Item 77Q1 Legg Mason Partners Variable Government Portfolio MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Investment Series...Management Agreement • December 29th, 2006 • Legg Mason Partners Investment Series
1 EXHIBIT 6.5 UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 1996 • Common Sense Trust
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • February 27th, 2006 • Smith Barney Investment Series
THIS AGREEMENT is made as of January 1, 2006 by and among each management investment company registered under the 1940 Act (as defined below) identified on Exhibit A hereto (each a “Fund” and collectively the “Funds”) on behalf of each of its series or portfolios identified on Exhibit A (each a “Portfolio” and collectively the “Portfolios”) (together with each other Fund and Portfolio thereof made subject to this Agreement in accordance with Section 13(c) below, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Item 77Q1 Legg Mason Partners Dividend Strategy Fund SUBADVISORY AGREEMENTSubadvisory Agreement • December 29th, 2006 • Legg Mason Partners Investment Series • New York
DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2006 • Smith Barney Investment Series • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Investment Trust (“Investment Company”), a Massachusetts business trust and Legg Mason Investor Services, LLC (“Distributor”).
Exhibit (d)(1) MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of February 28, 2002, by and between Smith Barney Investment Series, a Massachusetts business trust (the "Trust"), and Smith Barney Fund Management LLC, a Delaware corporation ("Smith...Management Agreement • February 27th, 2004 • Smith Barney Investment Series • Massachusetts
CONCERT INVESTMENT SERIES FORM OF DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the...Distribution Agreement • December 15th, 1998 • Concert Investment Series • New York
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 27th, 2006 • Smith Barney Investment Series • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
FORM OF AMENDMENT TO DISTRIBUTION AGREEMENT December 1, 2005Distribution Agreement • February 27th, 2006 • Smith Barney Investment Series
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Investment Series (the “Investment Company”), with respect to one or more separate series listed on Exhibit A (each a “Fund”) and Citigroup Global Markets Inc. This letter agreement (the “Amendment”) amends or supplements certain terms of the Agreement as set forth below. Except as expressly amended hereby, the provisions of the Agreement are and shall remain in full force and effect. Capitalized terms not defined in this Amendment shall have the meanings given to them in the Agreement.
LICENSE AGREEMENTLicense Agreement • February 27th, 2006 • Smith Barney Investment Series
THIS LICENSE AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and among Citigroup Inc., a corporation incorporated in the State of Delaware (“Citigroup”), and each investment company signing this Agreement (on behalf of itself and each series thereof, as applicable) (each investment company and series separately, a “Licensee”).
2 3 and federal securities laws; (x) expenses of printing and mailing of registration statements, prospectuses, reports, notices and proxy solicitation materials of the TRUST; (xi) all other expenses incidental to holding meetings of the TRUST's...Investment Advisory Agreement • February 28th, 1997 • Common Sense Trust
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSI December 1, 2005Distribution Agreement • February 27th, 2006 • Smith Barney Investment Series
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Investment Series (the “Investment Company”), with respect to one or more separate series listed on Exhibit A (each a “Fund”) and PFS Distributors, Inc. (“PFSD”). This letter agreement (the “Amendment”) incorporates all of the conditions, responsibilities, representations and other terms of the Agreement, except as amended or modified in this Amendment.
MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT (Agreement) is made this 19th day of December, 2005, by and between Smith Barney Investment Series, a Massachusetts Business Trust (the Trust) and Smith Barney Fund Management LLC, a Delaware limited...Management Agreement • June 29th, 2006 • Legg Mason Partners Investment Series
1 EXHIBIT 1.1 COMMON SENSE TRUST AGREEMENT AND DECLARATION OF TRUST Dated: January 29, 1987 2 COMMON SENSE TRUST AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • February 28th, 1997 • Common Sense Trust
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • February 27th, 1998 • Concert Investment Series • New York
CONCERT INVESTMENT SERIES FORM OF DISTRIBUTION AGREEMENT June 5, 2000 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named...Distribution Agreement • September 11th, 2000 • Concert Investment Series • New York
Item 77Q1 Legg Mason Partners Variable Premier Selections All Cap Growth Portfolio MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • December 29th, 2006 • Legg Mason Partners Investment Series
WITNESSETHSub-Transfer Agency and Services Agreement • February 28th, 2003 • Smith Barney Investment Series • New York
Exhibit (d)(2) SUBADVISORY AGREEMENT Smith Barney International Fund SUBADVISORY AGREEMENT, dated as of _____________, by and between Smith Barney Fund Management LLC, a Delaware limited liability corporation (the "Manager"), and Citigroup Asset...Subadvisory Agreement • February 28th, 2003 • Smith Barney Investment Series • Massachusetts
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSI December 1, 2005 PFS Distributors, Inc. PFS Investments Inc. 3100 Breckenridge Blvd., Bldg. 200 Duluth, GA 30199-0062 Dear Sirs: Reference is made to that...Distribution Agreement • June 29th, 2006 • Legg Mason Partners Investment Series
Servicing Agreement Relating to Class B Shares of Certain Concert Investment Series Mutual Funds Dear Sir: This Amended and Restated Servicing Agreement (the "Agreement") between PFS Distributors, Inc. ("Administrative Broker"), an indirect subsidiary...Servicing Agreement • February 26th, 1999 • Concert Investment Series
CONCERT INVESTMENT SERIES BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 PFS Distributors, Inc. 3100 Breckinridge Boulevard Duluth, Georgia 30199-0062 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • February 26th, 1999 • Concert Investment Series • New York
1 EXHIBIT 6.1 UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 1997 • Common Sense Trust
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (Agreement) is made this 19th day of December, 2005, by and between Smith Barney Fund Management LLC, a Delaware limited liability company (the Manager) and Citigroup Asset Management Limited, a...Subadvisory Agreement • June 29th, 2006 • Legg Mason Partners Investment Series • New York
FORM OF INVESTMENT ADVISORY AGREEMENT AGREEMENT made this_______day of ____________________, 199__ by and between COMMON SENSE TRUST, a Massachusetts business trust, hereinafter referred to as the "TRUST," and____________________________,...Investment Advisory Agreement • February 27th, 1998 • Concert Investment Series
DRAFT SUB-TRANSFER AGENCY AGREEMENT AGREEMENT made as of the [ ] day of December, 1997 by and between Concert Investment Series, formerly known as Common Sense Trust on behalf of the [Name of Fund] (the "Fund") and PFS Shareholders Services (the...Sub-Transfer Agency Agreement • February 27th, 1998 • Concert Investment Series • New York
signature page to follow] IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their officers thereunto duly authorized. LEGG MASON PARTNERS FUND ADVISOR, LLCSubadvisory Agreement • December 29th, 2006 • Legg Mason Partners Investment Series • New York
FORM OF TRANSFER AGENCY AND REGISTRAR AGREEMENT AGREEMENT, dated as of ___________, 199_ between (the "Fund"), a corporation organized under the laws of ______and having its principal place of business at________________, and First Data Investors...Transfer Agency and Registrar Agreement • February 27th, 1998 • Concert Investment Series • New York
FORM OF INVESTMENT MANAGEMENT AGREEMENT Mutual Management Corp. 388 Greenwich Street New York, New York 10013 Dear Sirs: This Investment Management Agreement (the "Agreement") is made on this [ ] day of [ ], 1997, by and between [Name of Trust], a...Investment Management Agreement • December 15th, 1998 • Concert Investment Series
