ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement is entered into this 25th day of November, 2003 by and among Aquila Management Corporation ("Former Adviser"), a New York corporation, Tax-Free Fund of Colorado (the "Fund"),...Assignment and Assumption Agreement • April 23rd, 2004 • Tax Free Fund of Colorado
5. Transactions Not Requiring Instructions. (a) In the absence of contrary Written Instructions, ADM is authorized to take and to the extent set forth in the Activities List shall take the following actions: (i) issuance, transfer and redemption of...Transfer Agency Agreement • April 28th, 1997 • Tax Free Fund of Colorado
APPENDIXSub-Advisory Agreement • February 28th, 2005 • Tax Free Fund of Colorado
Date: September 8, 2001 SHAREHOLDER SERVICES AGREEMENT Aquila Distributors, Inc. (the "Distributor") 380 Madison Avenue Suite 2300 New York, NY 10017 Dear Sirs: TAX-FREE FUND OF COLORADO (the "Fund") confirms its agreement with Aquila Distributors,...Shareholder Services Agreement • April 24th, 2002 • Tax Free Fund of Colorado • Colorado
CUSTOMER IDENTIFICATION SERVICES AMENDMENT This Customer Identification Services Amendment (this "Amendment") amends, as of the 1st day of October, 2003 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of November 7, 1997,...Transfer Agency Services Agreement • April 23rd, 2004 • Tax Free Fund of Colorado
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made June 8, 1994, by and between TAX-FREE FUND OF COLORADO (the "Fund"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, New York 10017, and (the...Investment Advisory Agreement • April 28th, 1997 • Tax Free Fund of Colorado
TAX-FREE FUND OF COLORADO ADVISORY AND ADMINISTRATION AGREEMENTAdvisory and Administration Agreement • April 30th, 2010 • Tax-Free Fund of Colorado
ANTI-MONEY LAUNDERING AMENDMENT This ANTI-MONEY LAUNDERING AMENDMENT (this "Amendment") amends as of the 23rd day of October 2002 (the "Effective Date"), the Transfer Agency Service Agreement, dated as of November 7, 1997, between Tax-Free Fund of...Transfer Agency Service Agreement • April 22nd, 2003 • Tax Free Fund of Colorado
TAX-FREE FUND OF COLORADO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 30th, 2010 • Tax-Free Fund of Colorado
THIS AGREEMENT, made as of November 10, 2009 by and between AQUILA INVESTMENT MANAGEMENT LLC (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York 10017, and DAVIDSON FIXED INCOME MANAGEMENT, INC. doing business as KIRKPATRICK PETTIS CAPITAL MANAGEMENT (the "Sub-Adviser"), 1600 Broadway, Denver, Colorado 80202.
ANTI-MONEY LAUNDERING AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 22nd, 2003 • Tax Free Fund of Colorado
TAX-FREE FUND OF COLORADO ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of ______________, 2009 by and between TAX-FREE FUND OF COLORADO (the "Fund"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, New York...Advisory and Administration Agreement • April 23rd, 2009 • Tax-Free Fund of Colorado
TAX-FREE FUND OF COLORADO SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of June 29, 1998 by and between AQUILA MANAGEMENT CORPORATION (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York 10017, and KPM INVESTMENT MANAGEMENT, INC. (the...Sub-Advisory Agreement • February 26th, 1999 • Tax Free Fund of Colorado
W I T N E S S E T H :Advisory and Administration Agreement • April 21st, 2006 • Tax-Free Fund of Colorado
AMENDED AND RESTATED DISTRIBUTION AGREEMENT AGREEMENT, made as of this 13th day of June, 1989, by and between TAX-FREE FUND OF COLORADO (hereinafter called the "Trust"), and AQUILA DISTRIBUTORS, INC. (hereinafter called the "Distributor"). W I T N E S...Distribution Agreement • April 28th, 1997 • Tax Free Fund of Colorado
AQUILA DISTRIBUTORS, INC. SALES AGREEMENT (for use with brokerage firms)Sales Agreement • April 28th, 1997 • Tax Free Fund of Colorado
ASSIGNMENT AND ASSUMPTION OF SUB-ADVISORY AGREEMENT This Assignment and Assumption Agreement is entered into this 19th day of December, 2003 by and among Aquila Management Corporation ("Former Adviser"), a New York corporation, Kirkpatrick Pettis...Assignment and Assumption of Sub-Advisory Agreement • April 23rd, 2004 • Tax Free Fund of Colorado
TAX-FREE FUND OF COLORADO AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of the 8th day of June, 1994 by and between TAX-FREE FUND OF COLORADO (the "Fund"), a Massachusetts business Fund, 380 Madison Avenue, Suite 2300, New...Administration Agreement • April 28th, 1997 • Tax Free Fund of Colorado
AQUILA INVESTMENT MANAGEMENT LLCAdvisory and Administration Agreement • April 18th, 2013 • Tax-Free Fund of Colorado
TAX-FREE FUND OF COLORADO SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of __________, 2009 by and between AQUILA INVESTMENT MANAGEMENT LLC (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York 10017, and KIRKPATRICK PETTIS CAPITAL...Sub-Advisory Agreement • April 23rd, 2009 • Tax-Free Fund of Colorado
AQUILA INVESTMENT MANAGEMENT LLCAdvisory and Administration Agreement • July 25th, 2013 • Tax-Free Fund of Colorado
SUPPLEMENTAL AGREEMENT TO ANTI-MONEY LAUNDERING AMENDMENT WHEREAS, PFPC Inc. ("PFPC") and Tax-Free Fund of Colorado (the "Fund") have entered into an Anti- Money Laundering Amendment (the "Amendment") dated October 23, 2002, which amends the Transfer...Supplemental Agreement • April 22nd, 2003 • Tax Free Fund of Colorado
This Supplemental Agreement contains the entire understanding between the parties with respect to the issues contemplated hereby. Except as expressly set forth herein, the Amendment shall remain unaffected hereby.
AQUILA INVESTMENT MANAGEMENT LLCAdvisory and Administration Agreement • April 24th, 2012 • Tax-Free Fund of Colorado
TAX-FREE FUND OF COLORADO SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of August 28, 2000 by and between AQUILA MANAGEMENT CORPORATION (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York 10017, and KPM INVESTMENT MANAGEMENT, INC....Sub-Advisory Agreement • February 27th, 2001 • Tax Free Fund of Colorado
