Effective April 1, 1991, AAL Distributors Inc. changed its name to AAL Capital Management Corporation. All references to AAL Distributors Inc. ("Distributor") are now to AAL Capital Management Corporation. THE AAL MUTUAL FUNDS DISTRIBUTION AGREEMENT...Distribution Agreement • December 29th, 1999 • Aal Mutual Funds • Wisconsin
THE AAL MUTUAL FUNDS SUB-ADVISORY AGREEMENT FOR THE AAL HIGH YIELD BOND FUND WITH PACIFIC INVESTMENT MANAGEMENT COMPANYSub-Advisory Agreement • June 29th, 2000 • Aal Mutual Funds • Wisconsin
TRANSFER AGENCYTransfer Agency and Service Agreement • July 14th, 2004 • Thrivent Mutual Funds • Minnesota
May 1, 2003 Thrivent Funds 625 Fourth Avenue South Minneapolis, MN 55415 Attention: Charles D. Gariboldi, Treasurer RE: Loan Agreement Ladies and Gentlemen: State Street Bank and Trust Company (the "Bank") is pleased to make available a $75,000,000...Loan Agreement • June 27th, 2003 • Aal Mutual Funds • Massachusetts
ADMINISTRATIVE SERVICES AGREEMENT This Administrative Services Agreement is made as of this 1st day of January, 1999 by and between The AAL Mutual Funds, a Massachusetts business trust (the "Fund") and Aid Association for Lutherans, a Wisconsin...Administrative Services Agreement • December 29th, 1999 • Aal Mutual Funds • Wisconsin
EXHBIT 24(b)(8) Amendment No. 12 to THE FIRST AMENDED CUSTODIAN CONTRACT BETWEEN THE AAL MUTUAL FUNDS AND FIRSTAR TRUST COMPANY (f/k/a FIRST WISCONSON TRUST COMPANY) Effective December 29, 1997, the First Amended Custodian Contract ("Contract") dated...Custodian Contract • October 15th, 1997 • Aal Mutual Funds
EXHIBIT 25(b)(9)(c) SHAREHOLDER SERVICES AGREEMENT This Agreement effective April 1,1995, by and between The AAL Mutual Funds, a Massachusetts Business Trust, ("The Funds"), and AAL Capital Management Corporation, a Delaware Corporation ("CMC")....Shareholder Services Agreement • June 25th, 1998 • Aal Mutual Funds • Wisconsin
THE AAL MUTUAL FUNDS AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT made as of November 11, 2003, by and between THE AAL MUTUAL FUNDS, a Massachusetts Business...Distribution Agreement • January 30th, 2004 • Aal Mutual Funds
EXHIBIT 24(b)(8)(b) GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective August 1, 1995, and is between THE CHASE MANHATTAN BANK, N.A. (The "Bank") and The AAL Mutual Funds (The "Customer). 1. Customer Accounts. The Bank agrees to establish and...Global Custody Agreement • June 25th, 1998 • Aal Mutual Funds • New York
EXHBIT 24(b)(9)(b) AMENDMENT NO. 8 TO ADMINISTRATIVE SERVICES AGREEMENT The Administrative Services Agreement between The AAL Mutual Funds and AAL Advisors Inc. (n/k/a AAL Capital Management Corporation), effective July 1 1990, as amended, is hereby...Administrative Services Agreement • October 15th, 1997 • Aal Mutual Funds
AMENDMENT NO. 12 TO THE TRANSFER AND DIVIDEND DISBURSING AGENT AGREEMENT BETWEEN THE AAL MUTUAL FUNDS AND FIRSTAR TRUST COMPANY Effective December 29, 1997, the Transfer and Dividend Disbursing Agent Agreement ("Agreement"), dated June 15, 1987,...Transfer and Dividend Disbursing Agent Agreement • October 15th, 1997 • Aal Mutual Funds
CITIBANKGlobal Custodial Services Agreement • April 6th, 1999 • Aal Mutual Funds • New York
AMENDMENT NO. 1 TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • March 11th, 2004 • Aal Mutual Funds
Thrivent Financial for Lutherans and The AAL Mutual Funds (the "Parties") hereby agree that, effective February 1, 2004, (a) the title of the Administrative Services Agreement between the Parties dated January 1, 1999 shall be changed to "Accounting Services Agreement," and (b) the following new series shall be deemed Funds under terms of the said Agreement:
ADMINISTRATION CONTRACT THE AAL MUTUAL FUNDS This Agreement is made as of this 1st day of January, 2004, between Thrivent Investment Management Inc., a Delaware corporation ("Thrivent Investment Management"), as provider of administrative management...Administration Contract • March 11th, 2004 • Aal Mutual Funds • Minnesota
INVESTMENT SUB-ADVISORY AGREEMENT By and Among Thrivent Asset Management, LLC and Thrivent Mutual Funds and DuPont Capital ManagementInvestment Sub-Advisory Agreement • February 28th, 2013 • Thrivent Mutual Funds • Minnesota
INVESTMENT SUBADVISORY AGREEMENT, made as of the 27th day of July, 2012 (the “Effective Date”),1 by and among Thrivent Asset Management, LLC, a limited liability company organized and existing under the laws of the State of Delaware (“Adviser”), Thrivent Mutual Funds, a business trust organized and existing under the laws of the Commonwealth of Massachusetts (“Trust”), DuPont Capital Management, a corporation organized and existing under the laws of the State of Delaware (“Sub-adviser”).
AMENDMENT NO. 20 TO INVESTMENT ADVISORY AGREEMENT (Thrivent Mutual Funds)Investment Advisory Agreement • February 28th, 2024 • Thrivent Mutual Funds
Thrivent Mutual Funds (“TMF”) and Thrivent Asset Management, LLC (“TAM”) hereby agree that the Investment Advisory Agreement dated January 1, 2006, as amended, between TMF and TAM (the “Agreement”) is hereby amended to reflect an amended fee schedule for Thrivent Money Market Fund, effective January 1, 2024. A revised Exhibit A is attached hereto.
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • October 28th, 2024 • Thrivent Mutual Funds
This Agreement and Plan of Reorganization (the “Agreement”) is made as of October 17, 2024] by Thrivent Mutual Funds (the “Trust”), a Massachusetts business trust, on behalf of its series, Thrivent Global Stock Fund (the “Acquiring Fund”) and Thrivent Low Volatility Equity Fund (the “Target Fund”). Thrivent Financial for Lutherans is also party to the Agreement solely for purposes of Section 3.F.
FORM OF] THRIVENT DISTRIBUTORS, LLC MUTUAL FUND SALES AGREEMENTMutual Fund Sales Agreement • December 22nd, 2015 • Thrivent Mutual Funds • Minnesota
This Agreement is entered into by and among Thrivent Distributors, LLC (the “Distributor”, “we” or “us”) and Thrivent Investment Management Inc. (the “Dealer”, “you” or “your”).
AMENDMENT NO. 8 TO SHAREHOLDER MAINTENANCE AGREEMENTShareholder Maintenance Agreement • July 17th, 2001 • Aal Mutual Funds
The Shareholder Maintenance Agreement between The AAL Mutual Funds and AAL Capital Management Corporation, as amended, effective April 1, 1995, is hereby amended, July 1, 2000, as follows: 1. Schedule A, attached to the Shareholder Maintenance Agreement, is amended to add the AAL Large Company Index Fund II, The AAL Mid Cap Index Fund II, The AAL Small Cap Index Fund II, The AAL Aggressive Growth Fund and The AAL Technology Stock Fund. IN WITNESS WHEREOF the parties have caused this Amendment to be signed by their respective officers effective July 1, 2000.
DISTRIBUTION AGREEMENT THRIVENT MUTUAL FUNDSDistribution Agreement • December 22nd, 2015 • Thrivent Mutual Funds • Minnesota
THIS AGREEMENT is made as of January 1, 2016 by and between Thrivent Mutual Funds, a Massachusetts business trust (the “Trust”), on behalf of each series of the Trust listed on Schedule I (each, a “Fund” and collectively, the “Funds”),1 and Thrivent Distributors, LLC, a Delaware limited liability company (the “Distributor”).
AMENDMENT NO. 5 TO INVESTMENT ADVISORY AGREEMENT (Thrivent Mutual Funds)Investment Advisory Agreement • February 28th, 2012 • Thrivent Mutual Funds
Thrivent Mutual Funds (“TMF”) and Thrivent Asset Management, LLC (“TAM”) hereby agree that, effective May 31, 2011, the advisory fee charged to Thrivent Partner Worldwide Allocation Fund, under the terms of the Investment Advisory Agreement dated January 1, 2006 between TMF and TAM, will be revised, as reflected in Exhibit A.
AMENDMENT NO. 11 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 25th, 1999 • Aal Mutual Funds
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • February 28th, 2024 • Thrivent Mutual Funds
This Amendment, dated April 18, 2023 (the “Amendment”), is entered into between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • October 8th, 2015 • Thrivent Mutual Funds • Minnesota
This Agreement and Plan of Reorganization (the “Agreement”) is made as of August 7, 2015 by Thrivent Mutual Funds (the “Trust”), a Massachusetts business trust, on behalf of its series, Thrivent Small Cap Stock Fund (the “Acquiring Fund”) and Thrivent Partner Small Cap Value Fund (the “Target Fund”).
AMENDMENT NO. 11 TO INVESTMENT ADVISORY AGREEMENT (Thrivent Mutual Funds)Investment Advisory Agreement • December 1st, 2016 • Thrivent Mutual Funds
Thrivent Mutual Funds (“TMF”) and Thrivent Asset Management, LLC (“TAM”) hereby agree that, with respect to the Investment Advisory Agreement dated January 1, 2006 between TMF and TAM (the “Agreement”), effective February 28, 2017, the “Thrivent Low Volatility Equity Fund” and the “Thrivent Multidimensional Income Fund” shall each be deemed a “Fund” under the terms of the Agreement. A revised Exhibit A is attached hereto.
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 11th, 2017 • Thrivent Mutual Funds
This document dated December 17, 2015 (“Amendment Effective Date”) is an Amendment to the Master Custodian Agreement dated November 26, 2002 (hereinafter referred to as the “Agreement”), between STATE STREET BANK and TRUST COMPANY (the “Custodian”) and each such management investment company identified on Appendix A of the Agreement or made subject to the Agreement in accordance with Section 18.5 thereof (each, a “Fund’).
ContractSecurities Lending Agency Agreement • February 28th, 2018 • Thrivent Mutual Funds • New York
SECURITIES LENDING AGENCY AGREEMENT dated as of December 18, 2017 between each registered investment company or series thereof set forth on Exhibit A, as amended, severally and not jointly (each a “Lender”), and Goldman Sachs Bank USA, doing business as Goldman Sachs Agency Lending (“GSAL”).
INVESTMENT SUB-ADVISORY AGREEMENT By and Among Thrivent Asset Management, LLC and Thrivent Mutual Funds and Principal Global Investors, LLCInvestment Sub-Advisory Agreement • February 26th, 2007 • Thrivent Mutual Funds • Minnesota
INVESTMENT SUBADVISORY AGREEMENT, made as of the 28th day of February, 2007, (the “Effective Date”) by and among Thrivent Asset Management, LLC, a limited liability company organized and existing under the laws of the State of Delaware (“Adviser”), Thrivent Mutual Funds, a business trust organized and existing under the laws of the Commonwealth of Massachusetts (“Trust”), and Principal Global Investors, LLC, a limited liability company organized and existing under the laws of the State of Delaware (“Sub-adviser”).
ITEM 77.Q.1.G AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 12th day of November, 2003, by and between The Lutheran Brotherhood Family of Funds ("LB Trust"), a series of separate...Reorganization Agreement • December 29th, 2004 • Thrivent Mutual Funds • Minnesota
FORM OF RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • Thrivent Mutual Funds • Minnesota
THIS AGREEMENT, dated as of , among each Acquiring Fund(s), severally and not jointly (each, an “Acquiring Fund”), and each Acquired Fund(s), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), listed on Schedule A.
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • February 22nd, 2006 • Thrivent Mutual Funds • Minnesota
This Accounting Services Agreement is made as of this 1st day of January, 2006 by and between Thrivent Mutual Funds, a Massachusetts business trust (the “Fund”) and Thrivent Asset Management, LLC, a Delaware limited liability company (“TAM” “Administrator”).
May 18, 2022 State Street Bank and Trust Company Boston, MA 02210 Attention: Scott ShirrellMaster Custodian Agreement • December 12th, 2022 • Thrivent Mutual Funds
In accordance with Section 20.6.1, the Additional Fund provision of the Master Custodian Agreement dated as of December 1, 2017 (as amended, the “Agreement”) between each management investment company identified on Appendix A thereto and State Street Bank and Trust Company (“State Street”), each undersigned Thrivent ETF Fund hereby requests that your bank act as its Custodian under the terms of the Agreement. In connection with such request, each Thrivent ETF Fund hereby confirms to you, as of the date hereof, its representations and warranties set forth in Section 20.7.1 of the Agreement. An updated Appendix A to the Agreement reflecting the addition of the Thrivent ETF Funds is attached.
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 11th, 2017 • Thrivent Mutual Funds
This Amendment to Master Custodian Agreement dated February 8, 2017 (“Amendment Effective Date”) is an Amendment to the Master Custodian Agreement dated November 26, 2002, as amended, restated, supplemented or otherwise modified from time to time (hereinafter referred to as the “Agreement”), between STATE STREET BANK and TRUST COMPANY (the “Custodian”) and each such management investment company identified on Appendix A of the Agreement or made subject to the Agreement in accordance with Section 18.5 thereof (each, a “Fund’ ).
AMENDMENT NO. 7 TO INVESTMENT ADVISORY AGREEMENT (Thrivent Mutual Funds)Investment Advisory Agreement • February 27th, 2014 • Thrivent Mutual Funds
Thrivent Mutual Funds (“TMF”) and Thrivent Asset Management, LLC (“TAM”) hereby agree that, effective August 16, 2013, the Investment Advisory Agreement, dated January 1, 2006, between TMF and TAM will be amended to reflect that Thrivent Balanced Fund will be called Thrivent Balanced Income Plus Fund, Thrivent Core Bond Fund will be called Thrivent Opportunity Income Plus Fund, and Thrivent Equity Income Plus Fund will be called Thrivent Growth and Income Plus Fund. A revised Exhibit A is attached hereto.
AMENDMENT NO. 11 TO DISTRIBUTION AGREEMENTDistribution Agreement • July 17th, 2001 • Aal Mutual Funds
Effective July 17, 2001, The AAL Mutual Funds Distribution Agreement (the “Agreement”) dated June 15, 1987, as amended, between The AAL Mutual Funds and AAL Capital Management Corporation (f/k/a AAL Distributors, Inc.), is further amended as follows:
