PUTNAM CONVERTIBLE SECURITIES FUND MANAGEMENT CONTRACTManagement Contract • February 26th, 2024 • Putnam Convertible Securities Fund
This Management Contract is dated as of January 1, 2024 between PUTNAM CONVERTIBLE SECURITIES FUND, a Massachusetts business trust (the “Fund”), and PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”).
PUTNAM CONVERTIBLE SECURITIES FUNDDistributor's Contract • February 26th, 2024 • Putnam Convertible Securities Fund
Amended and Restated Distributor’s Contract dated January 1, 2024, by and between PUTNAM CONVERTIBLE SECURITIES FUND, a Massachusetts business trust (the “Fund”; each reference in this Contract or in the Terms and Conditions defined below to “a Fund” or “the Fund” is also deemed to be a reference to any existing series of the Fund, as appropriate in the particular context), and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP, a Massachusetts limited partnership (“Putnam”).
PUTNAM CONVERTIBLE SECURITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • December 30th, 2014 • Putnam Convertible Securities Fund • Massachusetts
This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, on this 21st day of March, 2014, hereby amends and restates in its entirety the Agreement and Declaration of Trust dated November 9, 1992, as heretofore amended, by the Trustees hereunder and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
DEALER SERVICE AGREEMENTDealer Service Agreement • February 23rd, 1998 • Putnam Convertible Income Growth Trust • Massachusetts
PUTNAM CONVERTIBLE SECURITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, on this 21st day of March, 2014, hereby amends and restates in its...Agreement and Declaration of Trust • December 29th, 2014 • Putnam Convertible Securities Fund
PUTNAM CONVERTIBLE SECURITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, on this 21st day of March, 2014, hereby amends and restates in its entirety the Agreement and Declaration of Trust dated November 9, 1992, as heretofore amended, by the Trustees hereunder and by the holders of shares of beneficial interest issued hereunder as hereinafter provided. WITNESSETH that WHEREAS, this Trust has been formed to carry on the business of an investment company; and WHEREAS, the Trustees have agreed to manage all property coming into their hands as trustees of a Massachusetts voluntary association with transferable shares in accordance with the provisions hereinafter set forth; NOW, THEREFORE, the Trustees hereby declare that they will hold all cash, securities and other assets, which they may from time to time acquire in any manner as Trustees hereunder IN TRUST to manage and dispose o
FINANCIAL INSTITUTION SERVICE AGREEMENTFinancial Institution Service Agreement • February 23rd, 1998 • Putnam Convertible Income Growth Trust • Massachusetts
AMENDMENT TO SERVICES AGREEMENTServices Agreement • February 26th, 2024 • Putnam Convertible Securities Fund
You (“Intermediary”) have previously entered into a Dealer Service Agreement or Financial Institution Service Agreement, as the case may be (the “Service Agreement”) with Putnam Retail Management Limited Partnership (“PRM”). This Amendment to the Service Agreement (the “Amendment”) hereby amends the Service Agreement effective upon its mailing to Intermediary. All capitalized terms used in this Amendment and not defined herein shall have the meaning ascribed to them in the Service Agreement.
PUTNAM FUNDS SUB MANAGEMENT CONTRACT This Sub Management Contract is dated as of February 27, 2014 between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the Manager) and PUTNAM INVESTMENTS LIMITED, a company organized under...Sub Management Contract • December 29th, 2014 • Putnam Convertible Securities Fund
PUTNAM FUNDS SUB-MANAGEMENT CONTRACTSub-Management Contract • February 26th, 2024 • Putnam Convertible Securities Fund
This Sub-Management Contract is dated as of January 1, 2024 between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”) and PUTNAM INVESTMENTS LIMITED, a company organized under the laws of England and Wales (the “Sub-Manager”).
PUTNAM FUNDS SUB-ADVISORY CONTRACTSub-Advisory Contract • February 23rd, 2022 • Putnam Convertible Securities Fund
This Sub-Advisory Contract is dated as of February 27, 2014 between and among PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”), PUTNAM INVESTMENTS LIMITED, a company organized under the laws of England and Wales (“PIL”), and THE PUTNAM ADVISORY COMPANY, LLC, a Delaware limited liability company (the “Sub-Advisor”).
AMENDED AND RESTATED MASTER INTERFUND LENDING AGREEMENTMaster Interfund Lending Agreement • February 28th, 2023 • Putnam Convertible Securities Fund • Massachusetts
This Amended and Restated Master Interfund Lending Agreement (as further amended, restated, supplemented or otherwise modified from time to time, the “Master Agreement”), dated as of September 24, 2021 (the “Effective Date”), is by and among each investment company listed on Schedule A or Schedule B hereto (collectively, the “Trusts,” and each portfolio series of a Trust (or if the relevant Trust has no portfolio series, then the relevant Trust) shall be referred to herein as a “Fund” and collectively as the “Funds”) and Putnam Investment Management, LLC (the “Adviser”).
PUTNAM CONVERTIBLE INCOME-GROWTH TRUST CLASS R DISTRIBUTION PLAN AND AGREEMENT This Plan and Agreement (the "Plan") constitutes the Distribution Plan for the Class R shares of Putnam Convertible Income-Growth Trust, a Massachusetts business trust (the...Distribution Plan • March 1st, 2004 • Putnam Convertible Income Growth Trust
MASTER SUB-ACCOUNTING SERVICES AGREEMENTMaster Sub-Accounting Services Agreement • February 26th, 2013 • Putnam Convertible Securities Fund • Massachusetts
This AGREEMENT is made as of January 1, 2007 by and between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company, having its principal place of business at 1 Post Office Square, Boston, Massachusetts 02109 (the “Administrator”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company, having its principal place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the "Sub-Accounting Agent").
PUTNAM CONVERTIBLE SECURITIES FUND CLASS T DISTRIBUTION PLAN AND AGREEMENTDistribution Plan • February 28th, 2017 • Putnam Convertible Securities Fund
This Plan and Agreement (the “Plan”) constitutes the Distribution Plan for the Class T shares of Putnam Convertible Securities Fund, a Massachusetts business trust (the “Trust”), adopted pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940 (the “Act”) and the related agreement between the Trust and Putnam Retail Management Limited Partnership (“PRM”). During the effective term of this Plan, the Trust may incur expenses primarily intended to result in the sale of its Class T shares upon the terms and conditions hereinafter set forth:
PUTNAM CONVERTIBLE INCOME-GROWTH FUND CLASS C DISTRIBUTION PLAN AND AGREEMENT This Plan and Agreement (the "Plan") constitutes the Distribution Plan for the Class C shares of Putnam Convertible Income-Growth Fund, a Massachusetts business trust (the...Distribution Plan • February 28th, 2000 • Putnam Convertible Income Growth Trust
January 27, 2023Fee Waiver and Expense Reimbursement Agreement • February 28th, 2023 • Putnam Convertible Securities Fund
Putnam Investment Management, LLC (“PIM”) hereby contractually agrees, as of the date hereof, with respect to the funds specified below or in Schedule A, Schedule B, or Schedule C, to waive fees and reimburse certain expenses in the manner provided below:
PUTNAM CONVERTIBLE SECURITIES FUND MANAGEMENT CONTRACT This Management Contract is dated as of February 27, 2014 between PUTNAM CONVERTIBLE SECURITIES FUND, a Massachusetts business trust (the Fund), and PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware...Management Contract • December 29th, 2014 • Putnam Convertible Securities Fund
PUTNAM CONVERTIBLE INCOME-GROWTH TRUST MANAGEMENT CONTRACTManagement Contract • February 26th, 1997 • Putnam Convertible Income Growth Trust
AMENDMENT NO. 9 TO CREDIT AGREEMENTCredit Agreement • February 28th, 2023 • Putnam Convertible Securities Fund
AMENDMENT NO. 9 (this “Amendment”), dated as of October 14, 2022, to the Credit Agreement, dated as of September 24, 2015, among each trust listed on Schedule 2 hereto, the Banks and other lending institutions party thereto, and State Street Bank and Trust Company, as Agent, as amended, supplemented or otherwise modified by Joinder Agreement No. 1, dated as of August 29, 2016, Letter Agreement, dated as of August 29, 2016, Amendment No. 1 to Credit Agreement, dated as of September 22, 2016, Notice Letter, dated October 5, 2016, Notice Letter, dated February 22, 2017, Notice Letter, dated April 19, 2017, Amendment No. 2 to Credit Agreement, dated as of September 21, 2017, Amendment No. 3 to Credit Agreement, dated as of September 20, 2018, Consent No. 1, dated as of November 30, 2018, Notice Letter, dated May 31, 2019, Consent No. 2, dated as of June 24, 2019, Amendment No. 4 to Credit Agreement, dated as of September 19, 2019, Amendment No. 5 to Credit Agreement, dated as of October 18
Letter AmendmentTenth Amendment to the Putnam Family of Funds $235,500,000 Uncommitted Discretionary Demand Line of Credit • February 28th, 2023 • Putnam Convertible Securities Fund
State Street Bank and Trust Company (the “Bank”) has made available a $235,500,000 uncommitted discretionary demand line of credit (the “Credit Line”) to each of the Borrowers, each acting on its own behalf or, as applicable, on behalf of each of its respective Existing Funds (as defined below) as described in a letter agreement dated September 24, 2015, by and among the Borrowers and the Bank (including any appendices and exhibits thereto, as amended, supplemented or otherwise modified from time to time prior to the date hereof, the “Existing Loan Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the meanings set forth in the Existing Loan Agreement.
