THORNBURG INVESTMENT TRUST TWENTY-NINTH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • July 15th, 2015 • Thornburg Investment Trust
THIS TWENTY-NINTH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, David A. Ater, David D. Chase, Sally Corning, Susan H. Dubin, Brian J. McMahon, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUST THORNBURG INVESTMENT MANAGEMENT, INC. THORNBURG SECURITIES CORPORATION Santa Fe, New Mexico 87506Agreement to Waive Fees and Reimburse Expenses • December 28th, 2016 • Thornburg Investment Trust
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUST THORNBURG INVESTMENT MANAGEMENT, INC. THORNBURG SECURITIES CORPORATION Santa Fe, New Mexico 87506Agreement to Waive Fees and Reimburse Expenses • June 13th, 2018 • Thornburg Investment Trust
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUST THORNBURG INVESTMENT MANAGEMENT, INC. THORNBURG SECURITIES CORPORATION Santa Fe, New Mexico 87506Agreement to Waive Fees and Reimburse Expenses • April 7th, 2017 • Thornburg Investment Trust
TWENTY-FIRST AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • January 30th, 2018 • Thornburg Investment Trust
THIS TWENTY-FIRST AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, David A. Ater, David D. Chase, Eliot R. Cutler, Susan H. Dubin, Brian J. McMahon, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUST THORNBURG INVESTMENT MANAGEMENT, INC. Santa Fe, New Mexico 87506Agreement to Waive Fees and Reimburse Expenses • January 28th, 2022 • Thornburg Investment Trust
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES THORNBURG INVESTMENT MANAGEMENT, INC. THORNBURG SECURITIES CORPORATION Santa Fe, New Mexico 87506Agreement to Waive Fees and Reimburse Expenses • January 27th, 2012 • Thornburg Investment Trust
AMENDMENT TO AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUSTAgreement to Waive Fees and Reimburse Expenses • September 29th, 2023 • Thornburg Investment Trust
This Amendment, dated effective as of September 25, 2023, (the “Amendment”), amends the Agreement to Waive Fees and Reimburse Expenses of Certain Funds of Thornburg Investment Trust, which was effective February 1, 2023, as previously amended on March 8, 2023 (the “Agreement”), between Thornburg Investment Trust (the “Trust”) and Thornburg Investment Management, Inc. (the “Advisor”).
AMENDMENT TO AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUSTAgreement to Waive Fees and Reimburse Expenses • March 31st, 2023 • Thornburg Investment Trust
This Amendment, dated effective as of March 8, 2023, (the “Amendment”), amends the Agreement to Waive Fees and Reimburse Expenses of Certain Funds of Thornburg Investment Trust, which was effective February 1, 2023 (the “Agreement”), between Thornburg Investment Trust (the “Trust”) and Thornburg Investment Management, Inc. (the “Advisor”).
State Street Bank and Trust CompanyFee Schedule • January 28th, 2021 • Thornburg Investment Trust
Reference is hereby made to the (a) Custodian Agreement dated as of April 12, 2018 and effective as of January 1, 2018 by and between State Street Bank and Trust Company (“State Street”) and Thornburg Investment Trust funds (each a “Fund” and collectively, the “Funds” or the “Complex”) specified therein (the “Custody Agreement”) and (b) the Fund Accounting and Support Services Agreement dated as of April 12, 2018 and effective as of January 1, 2018 by and between State Street and the Funds specified therein (the “Fund Accounting and Support Services Agreement” and collectively with the Custody Agreement, the “Agreements,” as the same may be amended, supplemented, restated or otherwise modified from time to time). The parties have entered into this fee schedule (“Fee Schedule”) effective January 1, 2021 (the “Effective Date”) in order to memorialize their agreement on the compensation to be paid by the Funds to State Street for the performance of the services specified in the Agreements
THORNBURG INVESTMENT TRUST THIRTY-FOURTH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • November 29th, 2019 • Thornburg Investment Trust
THIS THIRTY-FOURTH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, David A. Ater, Sally Corning, Susan H. Dubin, David L. Gardner, Brian J. McMahon, Patrick J. Talamantes, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
THIRTY-FIFTH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • July 31st, 2020 • Thornburg Investment Trust
THIS THIRTY-FIFTH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, David A. Ater, Sally Corning, Susan H. Dubin, David L. Gardner, Brian J. McMahon, Patrick J. Talamantes, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
THORNBURG INVESTMENT TRUST FORTIETH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • September 29th, 2023 • Thornburg Investment Trust
THIS FORTIETH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, Sally Corning, Susan H. Dubin, David L. Gardner, Brian J. McMahon, Patrick J. Talamantes, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • January 29th, 2024 • Thornburg Investment Trust
This Amendment, made as of May 29, 2019 and effective as of June 3, 2019 (the “Amendment”), is entered into by and between, State Street Bank and Trust Company, (the “Custodian”) and each management investment company and series party to or which becomes a party to the Agreement (as defined below) (currently identified on Appendix A) (in each case, a “Fund” or collectively, the “Funds”). Capitalized terms defined in the Agreement (as defined below) have the same meanings herein as therein.
AMENDED AND RESTATED AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES FOR CERTAIN RETIREMENT CLASS SHARES OF THE FUNDS OF THORNBURG INVESTMENT TRUST THORNBURG INVESTMENT MANAGEMENT, INC. THORNBURG SECURITIES CORPORATION Santa Fe, New Mexico 87506Agreement to Waive Fees and Reimburse Expenses • May 1st, 2012 • Thornburg Investment Trust
TWENTIETH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTTwentieth Amendment and Supplement to Agreement and Declaration of Trust • January 30th, 2018 • Thornburg Investment Trust
THIS TWENTIETH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, David A. Ater, David D. Chase, Eliot R. Cutler, Susan H. Dubin, Brian J. McMahon, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
TWELFTH AMENDMENT AND SUPPLEMENT TO SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT OF THORNBURG INVESTMENT TRUSTInvestment Advisory Agreement • March 31st, 2023 • Thornburg Investment Trust
In accordance with paragraph 9 of the Second Amended and Restated Investment Advisory Agreement of Thornburg Investment Trust dated February 1, 2005, the Second Amended and Restated Investment Advisory Agreement is made applicable to Thornburg Emerging Markets Managed Account Fund and Thornburg Municipal Managed Account Fund effective April 1, 2023, provided that there shall be no annual percentage fee paid to Thornburg Investment Management, Inc. in accordance with paragraph 5 thereof in respect of the Thornburg Emerging Markets Managed Account Fund and Thornburg Municipal Managed Account Fund.
AMENDMENT To Transfer Agency and Service Agreement Between Thornburg Investment Trust And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • January 28th, 2020 • Thornburg Investment Trust
This amendment dated December 5, 2019, is made by and between Thornburg Investment Trust (the “Trust”) and DST ASSET MANAGER SOLUTIONS, INC. (“DST AMS”). In accordance with Article 9 (Amendment) of the Transfer Agency and Service Agreement between the Trust and DST AMS dated as of November 5, 1987, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
THIRTY-NINTH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • March 31st, 2023 • Thornburg Investment Trust
THIS THIRTY-NINTH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, Sally Corning, Susan H. Dubin, Patrick J. Talamantes, Owen D. Van Essen and James W. Weyhrauch, being a majority of the members of the Board of Trustees (the “Trustees”) of Thornburg Investment Trust (the “Trust”).
THORNBURG INVESTMENT TRUST Seventh Supplement to Amended and Restated Designation of SeriesSeventh Supplement to Amended and Restated Designation of Series • September 29th, 2020 • Thornburg Investment Trust
THIRD RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • January 30th, 2018 • Thornburg Investment Trust • New Mexico
THIS AGREEMENT is made effective February 1, 2018 by and between THORNBURG INVESTMENT TRUST, a Massachusetts business trust (the “Trust”), in respect of each of its respective series (hereinafter designated collectively, the “Funds,” and individually, a “Fund”) and each share class of each Fund to which this Agreement is applicable, and THORNBURG INVESTMENT MANAGEMENT, INC., a Delaware corporation (“Thornburg”).
FUND ACCOUNTING AND SUPPORT SERVICES AGREEMENTFund Accounting and Support Services Agreement • June 13th, 2018 • Thornburg Investment Trust • Massachusetts
This Fund Accounting and Support Services Agreement (“Agreement”) is made as of April 12, 2018 and effective as of January 1, 2018, is by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and Thornburg Investment Trust, a Massachusetts business trust (the “Fund”).
AMENDMENT TO FUND ACCOUNTING AND SUPPORT SERVICES AGREEMENTFund Accounting and Support Services Agreement • January 28th, 2021 • Thornburg Investment Trust
This Amendment to the Fund Accounting and Support Services Agreement is made as of December 21st, 2020 by and between Thornburg Investment Trust (the “Fund”) and State Street Bank and Trust Company (“State Street”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Fund Accounting and Support Services Agreement referred to below.
FOURTH RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • September 29th, 2023 • Thornburg Investment Trust
THIS AGREEMENT is made effective September 19, 2023 by and between THORNBURG INVESTMENT TRUST, a Massachusetts business trust (the “Trust”), in respect of each of its respective series (hereinafter designated collectively, the “Funds,” and individually, a “Fund”) and each share class of each Fund to which this Agreement is applicable, and THORNBURG INVESTMENT MANAGEMENT, INC., a Delaware corporation (“Thornburg”).
FORM OF AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUST THORNBURG INVESTMENT MANAGEMENT, INC. Santa Fe, New Mexico 87506Agreement to Waive Fees and Reimburse Expenses • January 28th, 2019 • Thornburg Investment Trust
AGREEMENT TO ALLOCATE RECOVERIES UNDER FIDELITY BONDAgreement to Allocate Recoveries Under Fidelity Bond • October 9th, 2012 • Thornburg Investment Trust • New Mexico
FIRST SUPPLEMENT TO THIRD RESTATED ADMINISTRATIVE SERVICES AGREEMENT OF THORNBURG INVESTMENT TRUSTAdministrative Services Agreement • February 28th, 2019 • Thornburg Investment Trust
In accordance with paragraphs 4 and 6 of the Third Restated Administrative Services Agreement made as of February 1, 2018 between Thornburg Investment Trust and Thornburg Investment Management, Inc., the Third Restated Administrative Services Agreement is made applicable to Class I Shares of Thornburg Summit Fund effective February 27, 2019.
AMENDMENT TO AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUSTAgreement to Waive Fees and Reimburse Expenses • September 29th, 2020 • Thornburg Investment Trust
This Amendment, dated effective as of September 30, 2020, (the “Amendment”), amends the Agreement to Waive Fees and Reimburse Expenses of Certain Funds of Thornburg Investment Trust, which was effective February 1, 2020, as previously amended (the “Agreement”), between Thornburg Investment Trust (the “Trust”) and Thornburg Investment Management, Inc. (the “Advisor”).
SECOND RESTATED ADMINISTRATIVE SERVICES AGREEMENT (Class A, C, D, R3 and R4 Shares)Administrative Services Agreement • December 28th, 2016 • Thornburg Investment Trust • New Mexico
THIS AGREEMENT is made as of the 1st day of November, 2016 by and between THORNBURG INVESTMENT TRUST, a Massachusetts business trust (the “Trust”), in respect of Class A, Class C, Class D, Class R3 and Class R4 shares of its respective series (hereinafter designated collectively, the “Funds,” and individually, a “Fund”), and THORNBURG INVESTMENT MANAGEMENT, INC., a Delaware corporation (“Thornburg”).
THORNBURG INVESTMENT TRUST TWENTY-FIFTH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • October 15th, 2013 • Thornburg Investment Trust
THIS TWENTY-FIFTH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, David A. Ater, David D. Chase, Sally Corning, Susan H. Dubin, Brian J. McMahon, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES OF CERTAIN FUNDS OF THORNBURG INVESTMENT TRUST THORNBURG INVESTMENT MANAGEMENT, INC. THORNBURG SECURITIES CORPORATION Santa Fe, New Mexico 87506Agreement to Waive Fees and Reimburse Expenses • January 28th, 2016 • Thornburg Investment Trust
THIRTY-SIXTH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • October 19th, 2020 • Thornburg Investment Trust
THIS THIRTY-SIXTH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, David A. Ater, Sally Corning, Susan H. Dubin, David L. Gardner, Brian J. McMahon, Patrick J. Talamantes, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
THORNBURG INVESTMENT TRUST TWENTY-SIXTH AMENDMENT AND SUPPLEMENT TO AGREEMENT AND DECLARATION OF TRUSTTwenty-Sixth Amendment and Supplement to Agreement and Declaration of Trust • December 26th, 2013 • Thornburg Investment Trust
THIS TWENTY-SIXTH AMENDMENT AND SUPPLEMENT is made by Garrett Thornburg, David A. Ater, David D. Chase, Sally Corning, Susan H. Dubin, Brian J. McMahon, Owen D. Van Essen and James W. Weyhrauch (the “Trustees”).
THIRD AMENDMENT TO FUND ACCOUNTING AND SUPPORT SERVICES AGREEMENTFund Accounting and Support Services Agreement • January 29th, 2024 • Thornburg Investment Trust
This Third Amendment to Fund Accounting and Support Services Agreement (the “Amendment”) is entered into as of the 20th day of December, 2023 and effective as of the 1st day of January, 2024 (the “Effective Date”), amending the Agreement (as defined below), by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and Thornburg Investment Trust, a Massachusetts business trust (the “Fund” and, together with State Street, the “Parties” and each, a “Party”).
THIRD SUPPLEMENT TO THIRD RESTATED ADMINISTRATIVE SERVICES AGREEMENT OF THORNBURG INVESTMENT TRUSTAdministrative Services Agreement • March 31st, 2023 • Thornburg Investment Trust
In accordance with paragraphs 4 and 6 of the Third Restated Administrative Services Agreement made as of February 1, 2018 between Thornburg Investment Trust and Thornburg Investment Management, Inc., the Third Restated Administrative Services Agreement is made applicable to Class I Shares of Thornburg Emerging Markets Managed Account Fund and Class I Shares of Thornburg Municipal Managed Account Fund effective April 1, 2023.
