SOTHEBY'S,Credit Agreement • March 16th, 2000 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMarch 16th, 2000 Company Industry Jurisdiction
Exhibit 10.1 FIRST AMENDMENT dated as of November 9, 2000 to the Amended and Restated Credit Agreement (the "Credit Agreement") dated as of March 10, 2000, among Sotheby's Holdings, Inc., a Michigan corporation ("Holdings"), Sotheby's, Inc., a New...Credit Agreement • December 29th, 2000 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledDecember 29th, 2000 Company Industry Jurisdiction
EXHIBIT 10(a) AMENDMENT NO. 2 dated as of July 30, 2002 to the Amended and Restated Credit Agreement dated as of July 10, 2001 (as amended, restated or otherwise modified from time to time, the "CREDIT AGREEMENT") among Sotheby's Holdings, Inc., a...Credit Agreement • November 13th, 2002 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledNovember 13th, 2002 Company Industry Jurisdiction
GUARANTYGuaranty • March 16th, 2000 • Sothebys Holdings Inc • Services-business services, nec
Contract Type FiledMarch 16th, 2000 Company Industry
Exhibit 10(b) EMPLOYMENT AGREEMENT AGREEMENT (the "Agreement") dated as of July 10, 2001, by and between Sotheby's Holdings, Inc. (the "Company" or "Sotheby's") and William F. Ruprecht (the "Executive"). W I T N E S S E T H : WHEREAS, the Company...Employment Agreement • November 14th, 2001 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledNovember 14th, 2001 Company Industry Jurisdiction
EXHIBIT 10(c) AMENDED AND RESTATED CREDIT AGREEMENT Dated as of February 7, 2003,Credit Agreement • May 14th, 2003 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMay 14th, 2003 Company Industry Jurisdiction
EXHIBIT 10(q) Employment Agreement As of October 1, 2002 BY HAND Stuart Siegel Sotheby's International Realty, Inc. 38 E. 61st Street New York, NY 10021 Dear Stuart: This letter sets forth our understanding and agreement with respect to your...Employment Agreement • March 17th, 2003 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMarch 17th, 2003 Company Industry Jurisdiction
SECTION 4.01. Payment of Securities........................................................... 26 SECTION 4.02. Maintenance of Office or Agency................................................. 27 SECTION 4.03. Limitation on...Indenture • February 10th, 1999 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledFebruary 10th, 1999 Company Industry Jurisdiction
EXHIBIT 10 (a) EMPLOYMENT AGREEMENT AGREEMENT (the "Agreement") dated as of March 20, 2002 amending and restating the Agreement dated as of July 10, 2001 (the "Original Agreement") by and between Sotheby's Holdings, Inc. (the "Company") or...Employment Agreement • May 14th, 2002 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMay 14th, 2002 Company Industry Jurisdiction
EXHIBIT 10(k) SOTHEBY'S NEVADA, INC. 5600 Spring Mountain Road, Suite 104 Las Vegas, Nevada 89102 Acquavella Contemporary Art, Inc. December 15, 2001 c/o Mr. William R. Acquavella 1400 South Virginia Street Reno, Nevada 89502 Dear Bill: This letter...Partnership Agreement • March 12th, 2002 • Sothebys Holdings Inc • Services-business services, nec
Contract Type FiledMarch 12th, 2002 Company IndustryThis letter agreement amends the Agreement of Partnership (the 'Partnership Agreement') of Acquavella Modern Art, a Nevada general partnership, dated May 29, 1990, between Sotheby's Nevada, Inc., a Nevada corporation ('Sotheby's Partner'), and Acquavella Contemporary Art, Inc., a Nevada corporation ('Acquavella Partner').
SOTHEBY'S,Credit Agreement • November 14th, 2001 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledNovember 14th, 2001 Company Industry Jurisdiction
Exhibit 10.1 CREDIT AGREEMENT Dated as of March 4, 2004Credit Agreement • May 10th, 2004 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMay 10th, 2004 Company Industry Jurisdiction
LEASE between [RFR ENTITY] "Landlord" andLease • May 14th, 2003 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMay 14th, 2003 Company Industry Jurisdiction
Exhibit 10(c) EMPLOYMENT AGREEMENT BY HAND William S. Sheridan Sotheby's Holdings, Inc. 1334 York Avenue New York, NY 10021 Dear Bill: This letter sets forth our understanding and agreement with respect to your employment by Sotheby's Holdings, Inc....Employment Agreement • November 14th, 2001 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledNovember 14th, 2001 Company Industry Jurisdiction
SOTHEBY’S And COMPUTERSHARE INC. Rights Agreement Dated as of October 4, 2013Rights Agreement • October 4th, 2013 • Sothebys • Services-business services, nec • Delaware
Contract Type FiledOctober 4th, 2013 Company Industry JurisdictionRights Agreement, dated as of October 4, 2013, between SOTHEBY'S, a Delaware corporation (the “Company”), and Computershare Inc., as rights agent (the “Rights Agent”).
EXHIBIT 1 SOTHEBY'S HOLDINGS, INC. UNDERWRITING AGREEMENT STANDARD PROVISIONS (DEBT SECURITIES)Underwriting Agreement • February 10th, 1999 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledFebruary 10th, 1999 Company Industry Jurisdiction
EXHIBIT 10(b) EMPLOYMENT AGREEMENT February 6, 2001 BY HAND Mitchell Zuckerman Sotheby's Holdings, Inc. 1334 York Avenue New York, NY 10021 Dear Mitchell: This letter sets forth our understanding and agreement with respect to your employment by...Employment Agreement • November 13th, 2002 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledNovember 13th, 2002 Company Industry Jurisdiction
Exhibit 1 SOTHEBY'S HOLDINGS, INC. UNDERWRITING AGREEMENT STANDARD PROVISIONS (DEBT SECURITIES)Underwriting Agreement • June 4th, 1998 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledJune 4th, 1998 Company Industry Jurisdiction
AMENDMENT NO. 3 TO CREDIT AGREEMENTCredit Agreement • March 16th, 2005 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMarch 16th, 2005 Company Industry Jurisdiction
BETWEENAgreement of Sale and Purchase • March 16th, 2000 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMarch 16th, 2000 Company Industry Jurisdiction
COMMERCIAL PAPER DEALER AGREEMENT, dated as of July 29, 1998, among SOTHEBY'S, INC., a New York corporation (the "Issuer"), SOTHEBY'S HOLDINGS, INC., a corporation organized under the laws of the Michigan (the "Guarantor"), and CHASE SECURITIES INC.,...Commercial Paper Dealer Agreement • November 10th, 1998 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledNovember 10th, 1998 Company Industry Jurisdiction
AGREEMENT AND PLAN OF MERGER by and among BIDFAIR USA LLC BIDFAIR MERGERIGHT INC. and SOTHEBY’S Dated as of June 16, 2019Merger Agreement • June 17th, 2019 • Sothebys • Services-business services, nec • Delaware
Contract Type FiledJune 17th, 2019 Company Industry JurisdictionThis AGREEMENT AND PLAN OF MERGER (this “Agreement”) is made and entered into as of June 16, 2019 by and among BidFair USA LLC, a Delaware limited liability company (“Parent”), BidFair MergeRight Inc., a Delaware corporation and wholly owned Subsidiary of Parent (“Merger Sub”), and Sotheby’s, a Delaware corporation (the “Company”, together with Merger Sub sometimes being hereinafter collectively referred to, together, as “Constituent Corporations”).
RECITALSInstrument of Resignation, Appointment and Acceptance • March 17th, 2003 • Sothebys Holdings Inc • Services-business services, nec
Contract Type FiledMarch 17th, 2003 Company Industry
4.875% Senior Notes due 2025Indenture • December 12th, 2017 • Sothebys • Services-business services, nec • New York
Contract Type FiledDecember 12th, 2017 Company Industry Jurisdictionof Rule 144A, (iii) outside the United States in a transaction complying with the provisions of Rule 904 under the Securities Act, (iv) pursuant to an exemption from registration under the Securities Act provided by Rule 144 (if available) or (v) pursuant to an effective registration statement under the Securities Act, in each of cases (i) through (v) subject to any requirement of law that the disposition of our property or the property of such investor account or accounts be at all times within our or their control and in compliance with any applicable state securities laws. The foregoing restrictions on resale will not apply subsequent to the Resale Restriction Termination Date. Each purchaser acknowledges that the Company and the Trustee reserve the right prior to the offer, sale or other transfer prior to the Resale Restriction Termination Date of the Notes pursuant to clause (iii) or (iv) above to require the delivery of an opinion of counsel, certifications or other information s
CREDIT AGREEMENT Dated as of September 7, 2005 among SOTHEBY’S, INC., as the Company, SOTHEBY’S HOLDINGS, INC., as Holdings, Certain U.K. Subsidiaries of Holdings named herein as the U.K. Borrowers, BANK OF AMERICA, N.A., as Administrative Agent,...Credit Agreement • November 7th, 2005 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledNovember 7th, 2005 Company Industry JurisdictionThis CREDIT AGREEMENT (“Agreement”) is entered into as of September 7, 2005, among SOTHEBY’S HOLDINGS, INC., a Michigan corporation (“Holdings”), SOTHEBY’S, INC., a New York corporation (the “Company” and, together with Holdings, the “U.S. Borrowers”), OATSHARE LIMITED, a company registered in England and Wales with registration number 01737495 (“Oatshare”), SOTHEBY’S, a company registered in England and Wales with registration number 00874867 (“Sotheby’s” and, together with Oatshare, the “U.K. Borrowers”, and collectively with the U.S. Borrowers, the “Borrowers”), each lender from time to time party hereto (collectively, the “Lenders” and individually, a “Lender”), BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer and LASALLE BANK N.A, as Syndication Agent.
Execution Version CREDIT AGREEMENT Article I Definitions ...................... ............................................................................... ................... 6 SECTION 1.01 Defined Terms .................................Credit Agreement • November 12th, 2019 • Sothebys • Services-business services, nec • New York
Contract Type FiledNovember 12th, 2019 Company Industry Jurisdiction
Letterhead of Sotheby’s] Severance AgreementSeverance Agreement • January 6th, 2015 • Sothebys • Services-business services, nec • New York
Contract Type FiledJanuary 6th, 2015 Company Industry JurisdictionThis letter agreement (the “Agreement”) sets forth our understanding with respect to your rights and obligations in the event of the termination of your employment with Sotheby’s (together with all of its subsidiaries and related entities, “Sotheby’s” or the “Company”). This Agreement is being provided to you because you are a key employee at the Company and perform highly specialized and unique duties for the Company. Consequently, Sotheby’s is offering you the following terms and financial enhancements to ensure your continued loyalty to the Company, and so that you will focus fully and exclusively on your job duties at Sotheby’s. Defined terms used herein are used with the meanings given to them in Exhibit A.
REGISTRATION RIGHTS AGREEMENT by and among Sotheby’s, Sotheby’s, Inc., Sothebys.com LLC, Sotheby’s Fine Art Holdings, Inc., Sotheby’s Financial Services, Inc., Sotheby’s Financial Services California, Inc., Oberon, Inc., Theta, Inc., Sotheby’s...Registration Rights Agreement • August 6th, 2008 • Sothebys • Services-business services, nec • New York
Contract Type FiledAugust 6th, 2008 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”) is made and entered into as of June 17, 2008, by and among Sotheby’s, a Delaware corporation (the “Company”), Sotheby’s, Inc., Sothebys.com LLC, Sotheby’s Fine Art Holdings, Inc., Sotheby’s Financial Services, Inc., Sotheby’s Financial Services California, Inc., Oberon, Inc., Theta, Inc., Sotheby’s Ventures, LLC, Sotheby’s Asia, Inc., York Warehouse, Inc., SPTC, Inc., Sotheby’s Parke Bernet Inc., York Avenue Development, Inc., Sotheby’s Thailand, Inc., Sotheby’s Holdings International, Inc., Sotheby’s Nevada, Inc., Sothebys.com Auctions, Inc., SIBS, LLC, Sotheby’s RES, Inc., Sunrise Liquors & Wines, Inc. (collectively, the “Guarantors”), and Banc of America Securities LLC, Goldman, Sachs & Co., Comerica Securities, Inc. and HSBC Securities (USA) Inc. (collectively, the “Initial Purchasers”), each of whom has agreed to purchase the Company’s 7.75% Senior Notes due 2015 (the “Notes”) fully and unconditionally guaranteed by the Guarant
Exhibit 10.2 AMENDMENT NO. 1 TO CREDIT AGREEMENT This AMENDMENT NO. 1 TO CREDIT AGREEMENT (this "Amendment"), dated as of March 22, 2004, by and among Sotheby's Holdings, Inc., a Michigan corporation ("Holdings"), Sotheby's, Inc., a New York...Credit Agreement • May 10th, 2004 • Sothebys Holdings Inc • Services-business services, nec • New York
Contract Type FiledMay 10th, 2004 Company Industry Jurisdiction
EXHIBIT 10(m) BILL OF SALE AND ASSIGNMENT AND ASSUMPTION AGREEMENT ---------------------------------------------------- (REGARDING CONTRACTS, GENERAL INTANGIBLES, RECEIVABLES AND OTHER ASSETS AND LIABILITIES) THIS ASSIGNMENT AND ASSUMPTION AGREEMENT...Bill of Sale and Assignment and Assumption Agreement • March 29th, 1996 • Sothebys Holdings Inc • Services-business services, nec
Contract Type FiledMarch 29th, 1996 Company Industry
LOAN AGREEMENTLoan Agreement • July 6th, 2015 • Sothebys • Services-business services, nec • New York
Contract Type FiledJuly 6th, 2015 Company Industry Jurisdiction
CREDIT AGREEMENT Dated as of February 13, 2014 among SOTHEBY’S, a Delaware corporation SOTHEBY’S, INC., OATSHARE LIMITED, SOTHEBY’S, a company registered in England, and SOTHEBY’S HONG KONG LIMITED as Borrowers, THE OTHER CREDIT PARTIES SIGNATORY...Credit Agreement • February 14th, 2014 • Sothebys • Services-business services, nec • New York
Contract Type FiledFebruary 14th, 2014 Company Industry JurisdictionThis CREDIT AGREEMENT (this “Agreement”), dated as of February 13, 2014, among Sotheby’s, a Delaware corporation (“Parent”), Sotheby’s, Inc., a New York corporation (“Sotheby’s, Inc.” and, collectively with Parent, the “Domestic Borrowers”), Oatshare Limited, a company registered in England (“Oatshare”), Sotheby’s, a company registered in England (“Sotheby’s U.K.” and, collectively, with Oatshare, the “U.K. Borrowers”), and Sotheby’s Hong Kong Limited, a company incorporated in Hong Kong (“Sotheby’s H.K.” and, collectively with the U.K. Borrowers, the “Foreign Borrowers”; the Domestic Borrowers and the Foreign Borrowers collectively being referred to herein as the “Borrowers”); the other Credit Parties signatory hereto; General Electric Capital Corporation, a Delaware corporation (in its individual capacity, “GE Capital”), for itself, as a Lender and as Fronting Lender, as Administrative Agent for the Lenders and the Fronting Lender, and Collateral Agent for the Secured Parties, and th
Sotheby’s as the Company, and U.S. Bank National Association as Trustee Indenture Dated as of September 12, 2012Indenture • September 12th, 2012 • Sothebys • Services-business services, nec • New York
Contract Type FiledSeptember 12th, 2012 Company Industry JurisdictionINDENTURE, dated as of September 12, 2012, between Sotheby’s, a Delaware corporation, as the Company, and U.S. Bank National Association, as Trustee.
SOTHEBY'S ANNOUNCES AGREEMENT TO SELL AND LEASE BACK YORK AVENUE HEADQUARTERS FOR $175 MILLION SALE STRENGTHENS BALANCE SHEET $100 MILLION OF SHORT-TERM DEBT TO BE REPAIDSale and Leaseback Agreement • December 17th, 2002 • Sothebys Holdings Inc • Services-business services, nec
Contract Type FiledDecember 17th, 2002 Company Industry
VOTING AND SUPPORT AGREEMENT by and among BIDFAIR USA LLC, BIDFAIR MERGERIGHT INC. and certain STOCKHOLDERS OF SOTHEBY’S Dated as of June 16, 2019Voting and Support Agreement • June 17th, 2019 • Sothebys • Services-business services, nec • Delaware
Contract Type FiledJune 17th, 2019 Company Industry JurisdictionThis VOTING AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of June 16, 2019 by and among the persons identified on Schedule I hereto (each, a “Stockholder” and collectively the “Stockholders”), BidFair USA LLC, a Delaware limited liability company (“Parent”), and BidFair MergeRight, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”). Capitalized terms used but not defined herein have the meanings assigned to them in the Agreement and Plan of Merger dated as of the date of this Agreement (as amended from time to time, the “Merger Agreement”) by and among Parent, Merger Sub and Sotheby’s, a Delaware corporation (the “Company”).