Phoenix Multi Portfolio Fund Sample Contracts
Exhibit d.2Investment Advisory Agreement • March 26th, 2003 • Phoenix Multi Portfolio Fund • Connecticut
Standard Contracts
FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 29th, 2005 • Phoenix Multi Portfolio Fund
EXHIBIT 5.1Investment Advisory Agreement • March 27th, 1997 • Phoenix Multi Portfolio Fund • Massachusetts
DISTRIBUTION AGREEMENT CLASS B SHARESDistribution Agreement • March 27th, 1997 • Phoenix Multi Portfolio Fund • Massachusetts
Exhibit (h)(4)Expense Limitation Agreement • March 28th, 2007 • Phoenix Multi Portfolio Fund • Delaware
SUBADVISORY AGREEMENT PHOENIX MULTI-PORTFOLIO FUND PHOENIX REAL ESTATE SECURITIES FUND SUBADVISORY AGREEMENT ---------------------Subadvisory Agreement • October 27th, 2006 • Phoenix Multi Portfolio Fund • Delaware
Exhibit 8.1 Custodian Contract CUSTODIAN CONTRACT Between EACH OF THE PARTIES LISTED ON APPENDIX 1 and STATE STREET BANK AND TRUST COMPANYCustodian Contract • January 26th, 1998 • Phoenix Multi Portfolio Fund • London
Exhibit d.3Investment Advisory Agreement • October 27th, 2006 • Phoenix Multi Portfolio Fund
DECLARATION OF TRUST PHOENIX MULTI-PORTFOLIO FUND AGREEMENT AND DECLARATION OF TRUST OCTOBER 15, 1987Declaration of Trust • March 27th, 1997 • Phoenix Multi Portfolio Fund • Massachusetts
Exhibit 6.2 Sales AgreementSales Agreement • March 27th, 1998 • Phoenix Multi Portfolio Fund • Connecticut
Exhibit 5.2 Investment Advisory AgreementInvestment Advisory Agreement • March 27th, 1998 • Phoenix Multi Portfolio Fund • Massachusetts
EXHIBIT 5.2Subadvisory Agreement • March 27th, 1997 • Phoenix Multi Portfolio Fund • Massachusetts
Exhibit 15.2Distribution Plan • January 26th, 1998 • Phoenix Multi Portfolio Fund
Exhibit 8.3Custodian Agreement • March 27th, 1997 • Phoenix Multi Portfolio Fund • Massachusetts
Exhibit h.6. LETTER AGREEMENT TO AMENDED AND RESTATED FINANCIAL AGENT AGREEMENTFinancial Agent Agreement • March 29th, 2005 • Phoenix Multi Portfolio Fund
In order to reflect the Phoenix Funds subject to the Amended and Restated Financial Agent Agreement between certain of the Phoenix Funds and Phoenix Equity Planning Corporation effective as of November 19, 1997 (the "Agreement"), attached hereto is a schedule, updated as of March 1, 2001 This schedule shall supersede any current schedule attached to the Agreement.
UNDERWRITING AGREEMENT THIS AGREEMENT made as of this 19th day of November, 1997, by and between Phoenix Multi-Portfolio Fund, a Massachusetts business trust having a place of business located at 101 Munson Street, Greenfield, Massachusetts (the...Underwriting Agreement • January 26th, 1998 • Phoenix Multi Portfolio Fund • Connecticut
Exhibit g.3 AMENDMENT TO MASTER CUSTODIAN CONTRACT 2-10-2000 AMENDMENT TO MASTER CUSTODIAN CONTRACT Amendment dated February 10, 2000, to the custody contract, dated May 1, 1997, as amended, by and between State Street Bank and Trust Company (the...Master Custodian Contract • March 29th, 2005 • Phoenix Multi Portfolio Fund
EXHIBIT h.10Expense Limitation Agreement • March 30th, 2006 • Phoenix Multi Portfolio Fund • Connecticut
Exhibit 13 Initial Capital Agreement INITIAL CAPITAL AGREEMENTInitial Capital Agreement • January 26th, 1998 • Phoenix Multi Portfolio Fund
Phoenix Multi-Portfolio Fund (the "Trust") proposes to issue and sell to the public shares of beneficial interest, $1 par value, of its Phoenix Tax-Exempt Bond Portfolio (the "Shares") pursuant to a registration statement on Form N-1A (the "Registration Statement") filed with the Securities and Exchange Commission. In order to provide the Trust with a net worth of at least $100,000 as required by Section 14 of the Investment Company Act of 1940, as amended, we hereby offer to purchase 10,000 Shares at a price of $10.00 per Share two days prior to the effective date of the Registration Statement (or such earlier date as may be agreed upon).
SUB-TRANSFER AGENCY AND SERVICE AGREEMENT between PHOENIX EQUITY PLANNING CORPORATION. and STATE STREET BANK AND TRUST COMPANYSub-Transfer Agency Agreement • March 27th, 1997 • Phoenix Multi Portfolio Fund • Massachusetts
Exhibit d.6 INVESTMENT ADVISORY AGREEMENT Phoenix Investment Counsel, Inc. 56 Prospect Street Hartford, CT 06118 Ladies and Gentleman: Please be advised that effective on March 1, 2000 the Phoenix-Seneca Tax Sensitive Growth Fund shall be an...Investment Advisory Agreement • February 28th, 2000 • Phoenix Multi Portfolio Fund
Please be advised that effective on March 1, 2000 the Phoenix-Seneca Tax Sensitive Growth Fund shall be an "Additional Series" of the Phoenix Multi-Portfolio Fund as setforth in Paragraph 2 of a certain Investment Advisory Agreement by and between Phoenix Investment Counsel, Inc. and Phoenix Multi-Portfolio Fund dated January 1, 1994 as amended.
EXHIBIT g.4Master Custodian Contract • March 26th, 2004 • Phoenix Multi Portfolio Fund
SUBADVISORY AGREEMENTSubadvisory Agreement • January 27th, 2006 • Phoenix Multi Portfolio Fund • Delaware
AGREEMENT AND DECLARATION OF TRUST AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • November 30th, 2000 • Phoenix Multi Portfolio Fund • Delaware
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • September 26th, 2008 • Phoenix Multi Portfolio Fund • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 31st day of May, 2007, by and between Phoenix Opportunities Trust a Delaware statutory trust (the “Acquiring Trust”), with its principal place of business at 101 Munson Street, Greenfield, Massachusetts 01301, on behalf of the Phoenix International Strategies Fund (the “Acquiring Fund”), a separate series of the Acquiring Trust, and Phoenix Multi-Portfolio Fund, a Delaware statutory trust (the “Selling Trust”), on behalf of the Phoenix International Strategies Fund (the “Acquired Fund”), a separate series of the Selling Trust.
Exhibit 9.2Transfer Agency Agreement • March 27th, 1997 • Phoenix Multi Portfolio Fund • Connecticut
Exhibit 9.1Financial Agent Agreement • March 27th, 1997 • Phoenix Multi Portfolio Fund • Connecticut
Exhibit 15.3 CLASS C SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 PHOENIX MULT-PORTFOLIO FUND (the "Fund") CLASS C SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Distribution Agreement • January 26th, 1998 • Phoenix Multi Portfolio Fund
Exhibit 15.1Distribution Plan • January 26th, 1998 • Phoenix Multi Portfolio Fund
Exhibit m.2 CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940 PHOENIX MULTI-PORTFOLIO FUND (the "Fund") CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1...Distribution Agreement • February 28th, 2000 • Phoenix Multi Portfolio Fund
AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AMENDMENT effective as of the 1st day of July, 2005 amends that certain Amended and Restated Investment Advisory Agreement dated as of November 20, 2002 (the "Agreement") by and...Investment Advisory Agreement • January 27th, 2006 • Phoenix Multi Portfolio Fund
AMENDMENT TO AMENDED AND RESTATED INVESTMENT AND ADVISORY AGREEMENTInvestment and Advisory Agreement • March 30th, 2006 • Phoenix Multi Portfolio Fund
Phoenix Multi-Portfolio Fund Phoenix International Strategies Fund SUBADVISORY AGREEMENTSubadvisory Agreement • January 27th, 2006 • Phoenix Multi Portfolio Fund • Delaware
