Amsouth Mutual Funds Sample Contracts
1 EXHIBIT 6(a) DISTRIBUTION AGREEMENT As of July 16, 1997 BISYS Fund Services, Inc. 3435 Stelzer Road Columbus, Ohio 43219 Gentlemen: This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, AmSouth Mutual...Distribution Agreement • August 27th, 1997 • Amsouth Mutual Funds • Massachusetts
Standard Contracts
Exhibit (d)(5) AMENDED AND RESTATED SUB-ADVISORY AGREEMENT AGREEMENT dated as of the 16th day of October, 2002, and amended and restated as of October 1, 2003 between AmSouth Asset Management Inc., a corporation with its principal place of business in...Sub-Advisory Agreement • December 1st, 2003 • Amsouth Mutual Funds • Massachusetts
1 Exhibit (m) Form of Distribution and Shareholder Services Plan between the Registrant and BISYS Fund Services, LP, dated as of March 13, 2000 2 FORM OF DISTRIBUTION AND SHAREHOLDER SERVICES PLAN March 12, 1997 As amended and restated on March 13, 2000Distribution Agreement • March 13th, 2000 • Amsouth Mutual Funds
EXHIBIT (1)(3) PURCHASE AGREEMENTPurchase Agreement • November 27th, 2002 • Amsouth Mutual Funds
AmSouth Mutual Funds (the "Group"), a Massachusetts business trust, hereby offers Winsbury Associates ("Winsbury"), an Ohio partnership, and Winsbury hereby purchases 1 series K unit of beneficial interest ("Share", representing interest in the AmSouth Government Income Fund) at a price of $10.00 per Share. Winsbury hereby acknowledges purchase of the Share and the Group hereby acknowledges receipt from Winsbury of funds in the amount of $10.00 in full payment for the Share.
Exhibit (g) (2) CUSTODY AGREEMENT AGREEMENT, dated as of November 19, 2002 between AmSouth Funds, a business trust organized and existing under the laws of the Commonwealth of Massachusetts having its principal office and place of business at 3435...Custody Agreement • November 27th, 2002 • Amsouth Mutual Funds • New York
Exhibit (h)(4)(c) ----------------- FIRST AMENDMENT TO ------------------ TRANSFER AGENCY AGREEMENT ------------------------- AMENDMENT made as of the 26th day of August, 2002, between AMSOUTH FUNDS (the "Trust"), a Massachusetts business trust having...Transfer Agency Agreement • December 1st, 2004 • Amsouth Mutual Funds
1 Exhibit (d)(2) SUB-ADVISORY AGREEMENT AGREEMENT dated as of May 12, 2001, between AmSouth Investment Management Company, LLC, a corporation with its principal place of business in Alabama (herein called the "Investment Adviser") and Rockhaven Asset...Sub-Advisory Agreement • September 28th, 2001 • Amsouth Mutual Funds • Massachusetts
Exhibit (d)(1) FORM OF AMENDED INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of October 15, 2002 between AMSOUTH FUNDS, a Massachusetts business trust (herein called the "Trust"), and AMSOUTH INVESTMENT MANAGEMENT COMPANY, LLC, an Alabama...Investment Advisory Agreement • November 27th, 2002 • Amsouth Mutual Funds • Massachusetts
FORM OF AMENDED SCHEDULE A TO THE CUSTODY AGREEMENT BETWEEN AMSOUTH MUTUAL FUNDS AND AMSOUTH BANK DATED APRIL 17, 1997 AmSouth Prime Obligations Fund AmSouth U.S. Treasury Fund AmSouth Tax Exempt Fund AmSouth Equity Fund AmSouth Regional Equity Fund...Custody Agreement • October 1st, 1999 • Amsouth Mutual Funds
AMENDMENT TO THE AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT DATED AS OF OCTOBER 1, 2003 BETWEEN AMSOUTH FUNDS AND AMSOUTH ASSET MANAGEMENT, INC.Investment Advisory Agreement • October 1st, 2004 • Amsouth Mutual Funds
This Amendment is made as of June 16, 2004 between AMSOUTH FUNDS, a Massachusetts business trust (herein called the "Trust"), and AMSOUTH ASSET MANAGEMENT, INC., an Alabama corporation, (herein called the "Investment Adviser"). The parties hereby amend Schedule A to the Amended and Restated Investment Advisory Agreement between the Trust and the Investment Adviser, dated as of October 15, 2002 and amended and restated as of October 1, 2003, as follows:
EXHIBIT (d)(6)(b) FORM OF INVESTMENT SUB-ADVISORY AGREEMENT WITH DIMENSIONAL FUND ADVISORS INC. SUB-ADVISORY AGREEMENT AGREEMENT dated as of the ___ day of ___________, 2002, between AmSouth Investment Management Company, LLC, a corporation with its...Investment Sub-Advisory Agreement • October 1st, 2002 • Amsouth Mutual Funds • Massachusetts
Exhibit (d)(2) AMENDED AND RESTATED SUB-ADVISORY AGREEMENT AGREEMENT dated as of May 12, 2001, and amended and restated as of October 1, 2003 between AmSouth Asset Management Inc., a corporation with its principal place of business in Alabama (herein...Sub-Advisory Agreement • December 1st, 2003 • Amsouth Mutual Funds • Alabama
AMENDMENT TO FUND ACCOUNTING AGREEMENT AMENDMENT made this 30th day of June, 2004, between AmSouth Funds (hereinafter referred to as the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus,...Fund Accounting Agreement • December 1st, 2004 • Amsouth Mutual Funds
PURCHASE AGREEMENTPurchase Agreement • November 27th, 2002 • Amsouth Mutual Funds
EXHIBIT (h)(3) SUB-ADMINISTRATION AGREEMENT ---------------------------- AGREEMENT made this 1st day of January, 2001, between the ASO Services Company, Inc. ("ASC"), a corporation organized under the laws of the State of Delaware and having its...Sub-Administration Agreement • November 27th, 2002 • Amsouth Mutual Funds • Massachusetts
EXHIBIT (d)(5)(b) FORM OF INVESTMENT SUB-ADVISORY AGREEMENT WITH OAKBROOK INVESTMENTS, LLC. SUB-ADVISORY AGREEMENT AGREEMENT dated as of the ___ day of ___________, 2002, between AmSouth Investment Management Company, LLC, a corporation with its...Investment Sub-Advisory Agreement • October 1st, 2002 • Amsouth Mutual Funds • Alabama
Exhibit (g)(3) FOREIGN CUSTODY MANAGER AGREEMENT AGREEMENT made as of November 19, 2002 between AmSouth Funds (the "Fund") on behalf of the series or portfolios of the Fund identified on Schedule II to the below-referenced Custody Agreement (each, a...Foreign Custody Manager Agreement • November 27th, 2002 • Amsouth Mutual Funds • New York
1 Exhibit (d)(7) SUB-INVESTMENT ADVISORY AGREEMENT Sub-Investment Advisory Agreement made as of the 12th day of May, 2001, between AMSOUTH INVESTMENT MANAGEMENT COMPANY, LLC, an Alabama corporation having its principal office and place of business at...Sub-Investment Advisory Agreement • September 28th, 2001 • Amsouth Mutual Funds • New York
Exhibit (7)(d) THE WINSBURY COMPANY 33 North Third Street Columbus, Ohio 43215 DEALER AGREEMENT The Winsbury Company, an Ohio limited partnership (the "Distributor"), hereby agrees with you, National Financial Services Corporation, 200 Liberty Street,...Dealer Agreement • June 24th, 2002 • Amsouth Mutual Funds • Ohio
Exhibit (e)(1)(c) AMENDMENT NO. 2 TO DISTRIBUTION AGREEMENT This Amendment ("Amendment") is made as of July 24, 2002 between AmSouth Funds (the "Fund"), an open-end investment management company registered under the Investment Company Act of 1940, and...Distribution Agreement • October 1st, 2004 • Amsouth Mutual Funds
To Sub-Advisory Agreement dated as of March 2, 1998 between AmSouth Bank and Sawgrass Asset Management, LLC NAME OF FUND COMPENSATION ------------------------- AmSouth Small Cap Fund Annual rate of eighty-four one-hundredths of one percent (.84%) of...Sub-Advisory Agreement • May 22nd, 1998 • Amsouth Mutual Funds
Exhibit (d)(3) AMENDED AND RESTATED SUB-ADVISORY AGREEMENT AGREEMENT dated as of May 12, 2001, and amended and restated as of October 1, 2003 between AmSouth Asset Management Inc., a corporation with its principal place of business in Alabama (herein...Sub-Advisory Agreement • December 1st, 2003 • Amsouth Mutual Funds • Alabama
AMENDMENT TO MANAGEMENT AND ADMINISTRATION AGREEMENTManagement and Administration Agreement • October 1st, 2004 • Amsouth Mutual Funds
Exhibit (d)(6)(a) INTERIM SUB-ADVISORY AGREEMENT AGREEMENT dated as of the 18th day of June, 2002, between AmSouth Investment Management Company, LLC, a corporation with its principal place of business in Alabama (herein called the "Investment...Interim Sub-Advisory Agreement • October 1st, 2002 • Amsouth Mutual Funds • Alabama
EXHIBIT (d) (1) (b) FORM OF AMENDED INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of ______________, 2002 between AMSOUTH FUNDS, a Massachusetts business trust (herein called the "Trust"), and AMSOUTH INVESTMENT MANAGEMENT COMPANY, LLC, an Alabama...Investment Advisory Agreement • October 1st, 2002 • Amsouth Mutual Funds • Massachusetts
Exhibit (d)(1) AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of October 15, 2002, and amended and restated as of October 1, 2003 between AMSOUTH FUNDS, a Massachusetts business trust (herein called the "Trust"), and AMSOUTH...Investment Advisory Agreement • December 1st, 2003 • Amsouth Mutual Funds • Massachusetts
FORM OF SCHEDULE A TO THE INVESTMENT ADVISORY AGREEMENT DATED AS OF AUGUST 1, 1988 BETWEEN AMSOUTH MUTUAL FUNDS (FORMERLY THE ASO OUTLOOK GROUP) AND AMSOUTH BANK (FORMERLY AMSOUTH BANK, N.A.)Investment Advisory Agreement • September 28th, 1998 • Amsouth Mutual Funds
FORM OF AMENDED SCHEDULE A TO THE DISTRIBUTION AGREEMENT BETWEEN AMSOUTH MUTUAL FUNDS AND BISYS FUND SERVICES LIMITED PARTNERSHIP DATED JULY 16, 1997Distribution Agreement • October 1st, 1999 • Amsouth Mutual Funds
EXHIBIT 5(d) Amended Schedule A to the Investment Advisory AgreementInvestment Advisory Agreement • June 17th, 1998 • Amsouth Mutual Funds
PURCHASE AGREEMENT ------------------Purchase Agreement • November 27th, 2002 • Amsouth Mutual Funds
The ASO Outlook Group (the "Group"), a Massachusetts business trust, hereby offers Winsbury Associates ("Winsbury"), an Ohio partnership, and Winsbury hereby purchases 100 series H units of beneficial interest (representing interests in the Small Capitalization Equity Fund) and 100 Series I units of beneficial interest (representing interests in the Balanced Fund) in the Group (such 200 units of beneficial interest being hereafter collectively known as "Shares") at a price of $10.00 per Share. Winsbury hereby acknowledges purchase of the Shares and the Group hereby acknowledges receipt from Winsbury of funds in the amount of $2,000 in full payment for the Shares.
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • October 1st, 2002 • Amsouth Mutual Funds • Ohio
FORM OF AMENDED SCHEDULE A TO THE DISTRIBUTION AGREEMENT BETWEEN AMSOUTH MUTUAL FUNDS AND BISYS FUND SERVICES LIMITED PARTNERSHIP DATED JULY 16, 1997Distribution Agreement • March 13th, 2000 • Amsouth Mutual Funds
2- 4 Trustees concerning this Agreement and the monies paid or payable by us pursuant hereto, as well as any other reports or filings that may be required by law.Shareholder Servicing Agreement • January 31st, 1996 • Amsouth Mutual Funds • Ohio
1 EXHIBIT (h)(1)Management and Administration Agreement • March 13th, 2000 • Amsouth Mutual Funds • Massachusetts
Exhibit (h)(2) SUB-ADMINISTRATION AGREEMENT ---------------------------- AGREEMENT made this 1st day of January, 2001, between the ASO Services Company, Inc. ("ASC"), a corporation organized under the laws of the State of Delaware and having its...Sub-Administration Agreement • November 27th, 2002 • Amsouth Mutual Funds • Massachusetts
