S Y Bancorp Inc Sample Contracts

S.Y. Bancorp, Inc. And Wachovia Bank, N.A., As Rights Agent Rights Agreement Dated as of April 23, 2003
Rights Agreement • April 23rd, 2003 • S Y Bancorp Inc • State commercial banks • Kentucky
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S.Y. BANCORP, INC. AND WILMINGTON TRUST COMPANY, AS TRUSTEE INDENTURE 10.00% SUBORDINATED DEBENTURES DUE 2038 DATED AS OF DECEMBER 23, 2008
Indenture • December 23rd, 2008 • S Y Bancorp Inc • State commercial banks • Delaware

INDENTURE, dated as of December 23, 2008, between S.Y. BANCORP, INC., a Kentucky corporation (the "Company"), and WILMINGTON TRUST COMPANY, a banking corporation duly organized and existing under the laws of the State of Delaware, as trustee (the "Trustee").

AMENDED AND RESTATED CHANGE IN CONTROL SEVERANCE AGREEMENT
Change in Control Severance Agreement • May 29th, 2018 • Stock Yards Bancorp, Inc. • State commercial banks • Kentucky

This Agreement is made and entered into effective as of October 1, 2018 (the "Effective Date") between Stock Yards Bank & Trust Company, a Kentucky banking corporation with its principal office located at 1040 East Main Street, Louisville, Kentucky 40206 (the "Bank") and Philip S. Poindexter ("Executive").

PREFERRED SECURITIES GUARANTEE AGREEMENT BY AND BETWEEN S.Y. BANCORP, INC. AND WILMINGTON TRUST COMPANY
Preferred Securities Guarantee Agreement • December 23rd, 2008 • S Y Bancorp Inc • State commercial banks • Delaware

This PREFERRED SECURITIES GUARANTEE AGREEMENT (this "Preferred Securities Guarantee"), dated as of December 23, 2008, is executed and delivered by S.Y. BANCORP, INC., a Kentucky corporation (the "Guarantor"), and WILMINGTON TRUST COMPANY, a banking corporation organized and existing under the laws of Delaware, as trustee (the "Preferred Guarantee Trustee"), for the benefit of the Holders (as defined herein) from time to time of the Preferred Securities (as defined herein) of S.Y. BANCORP CAPITAL TRUST II, a Delaware statutory trust (the "Trust").

Contract
Senior Executive Severance Agreement • April 22nd, 2005 • S Y Bancorp Inc • State commercial banks • Kentucky
STOCK YARDS BANK AND TRUST COMPANY EXECUTIVE NONQUALIFIED DEFERRED COMPENSATION PLAN (the "Plan") EMPLOYER CONTRIBUTION AGREEMENT The following Participant is hereby made eligible for Employer Credits to the Plan, on the terms set forth herein: Name:...
Stock Yards Bank and Trust Company • October 23rd, 2006 • S Y Bancorp Inc • State commercial banks

As soon as practicable after December 31, 2006 with respect to 2006 Employer Credits, and as soon as practicable after the end of each future calendar year while the Participant is an Active Participant, with respect to each such future year.

RECITALS
Appreciation Right Grant Agreement • February 22nd, 2008 • S Y Bancorp Inc • State commercial banks
SUPPORT AGREEMENT
Support Agreement • January 28th, 2021 • Stock Yards Bancorp, Inc. • State commercial banks • Kentucky

This Support Agreement, dated as of January 27, 2021 (this “Agreement”), is entered into between Stock Yards Bancorp, Inc., a Kentucky corporation (“SYBT”), and ___________ (“Shareholder”).

2,700,000 Preferred Securities (Liquidation Amount of $10 per Preferred Security) UNDERWRITING AGREEMENT
Underwriting Agreement • December 23rd, 2008 • S Y Bancorp Inc • State commercial banks • Kentucky

The Offerors hereby confirm as follows their agreement with the Underwriter in connection with the proposed purchase of the Designated Preferred Securities.

STOCK YARDS BANCORP, INC. PERFORMANCE-VESTED STOCK UNIT GRANT AGREEMENT
Stock Yards • March 27th, 2017 • Stock Yards Bancorp, Inc. • State commercial banks

This is a Performance-Vested Stock Unit ("PSU") Grant Agreement (this "Agreement" or "Award") dated as of ________, 20__ (the "Grant Date"), is between Stock Yards Bancorp, Inc. (the "Company") and ______________ (the "Grantee").

FROST BROWN TODD LLC LETTERHEAD] April 2, 2021
Stock Yards Bancorp, Inc. • April 2nd, 2021 • State commercial banks
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • March 7th, 2022 • Stock Yards Bancorp, Inc. • State commercial banks
AMENDMENT NO. 1 TO STOCK YARDS BANK & TRUST COMPANY CHANGE IN CONTROL SEVERANCE AGREEMENT
Control Severance Agreement • February 27th, 2024 • Stock Yards Bancorp, Inc. • State commercial banks

THIS AMENDMENT NO. 1 ("Amendment") to the Change in Control Severance Agreement (the "Agreement") dated January 26, 2010, between Stock Yards Bank & Trust Company (the "Bank") and William M. Dishman III (the "Executive") is adopted effective October 11, 2023.

RESTRICTED STOCK AWARD AGREEMENT
Restricted Stock Award Agreement • March 1st, 2011 • S Y Bancorp Inc • State commercial banks

GRANT OF AWARD. Subject to the terms and conditions of this Agreement and the Plan, Company hereby grants to you a Restricted Stock Award in the amount of shares of Stock (the “Shares”). These shares will be issued to you after you sign this Agreement, but are subject to forfeiture if you terminate employment with Company or its subsidiary, Stock Yards Bank.

AMENDMENT NO. 1 TO STOCK YARDS BANK & TRUST COMPANY
Executive Severance Agreement • December 19th, 2008 • S Y Bancorp Inc • State commercial banks

THIS AMENDMENT NO. 1 ("Amendment") to the 2005 Restated Senior Executive Severance Agreement (the "Agreement") between Stock Yards Bank & Trust Company (the "Bank") and _________________ (the "Executive") is adopted effective January 1, 2009.

ADOPTION AGREEMENT-Officers Plan
Adoption Agreement • March 15th, 2006 • S Y Bancorp Inc • State commercial banks

THIS AGREEMENT is made the 1st day of March, 2004, by Stock Yards Bank and Trust Company (the “Employer”), having its principal office at 1040 East Main Street, Louisville, KY 40206 and EXECUTIVE BENEFIT SERVICES, INC. (the “Sponsor”), having its principal office at 4140 ParkLake Avenue, Suite 500, Raleigh, NC 27612.

OPTION GRANT AND AGREEMENT A stock option ("Option") to purchase all or any part of an aggregate of _________ shares of Common Stock, no par value per share ("Bancorp Common Stock"), of S.Y. Bancorp, Inc. ("Bancorp"), is hereby granted effective...
Option Grant and Agreement • January 19th, 2006 • S Y Bancorp Inc • State commercial banks

This Option is intended to constitute a Nonqualified Stock Option as defined in the Plan. This Option is in all respects subject to the terms and limitations of the Plan applicable to Stock Options which limitations include, but are not limited to the following:

STOCK YARDS BANCORP, INC. RESTRICTED STOCK UNIT GRANT AGREEMENT with vesting and settlement based on performance
Restricted Stock Unit • March 19th, 2015 • Stock Yards Bancorp, Inc. • State commercial banks

This Restricted Stock Unit ("RSU") Grant Agreement (this "Agreement" or "Award") dated as of _____________________, 20___ (the "Grant Date"), is between Stock Yards Bancorp, Inc. (the "Company") and _______________________________ (the "Grantee").

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STOCK YARDS BANK AND TRUST COMPANY EXECUTIVE NONQUALIFIED DEFERRED COMPENSATION PLAN (the "Plan") EMPLOYER CONTRIBUTION AGREEMENT The following Participant is hereby made eligible for Employer Credits to the Plan, on the terms set forth herein: Name:...
Stock Yards Bank and Trust Company • October 23rd, 2006 • S Y Bancorp Inc • State commercial banks

As soon as practicable after December 31, 2006 with respect to 2006 Employer Credits, and as soon as practicable after the end of each future calendar year while the Participant is an Active Participant, with respect to each such future year.

RESTRICTED STOCK UNIT GRANT AGREEMENT
Grant Agreement • March 20th, 2013 • S Y Bancorp Inc • State commercial banks
Executive Transition Agreement
Executive Transition Agreement • November 23rd, 2018 • Stock Yards Bancorp, Inc. • State commercial banks • Kentucky

This Executive Transition Agreement (the “Agreement”) is by and among Nancy B. Davis (“Davis”), Stock Yards Bancorp, Inc. (“Bancorp”) and Stock Yards Bank & Trust Company (the “Bank”) (together, the “Companies”), and is made and entered into as of November 21, 2018 (the “Effective Date”).

RESTRICTED STOCK UNIT GRANT AGREEMENT
Restricted Stock Unit • April 22nd, 2011 • S Y Bancorp Inc • State commercial banks

This Restricted Stock Unit (" RSU") Grant Agreement (this "Agreement" or "Award") dated as of _____________________, 20___ (the "Grant Date"), is between S.Y. Bancorp, Inc. (the "Company") and _______________________________ (the "Grantee").

AGREEMENT AND PLAN OF MERGER among STOCK YARDS BANCORP, INC., a Kentucky corporation, a Kentucky corporation, and COMMONWEALTH BANCSHARES, INC. a Kentucky corporation August 3, 2021
Registration Rights Agreement • August 4th, 2021 • Stock Yards Bancorp, Inc. • State commercial banks • Kentucky

This is an Agreement and Plan of Merger, dated as of August 3, 2021 (“Agreement”), among Stock Yards Bancorp, Inc., a Kentucky corporation (“SYBT”); H. Troutman Merger Subsidiary, Inc., a Kentucky corporation (“Merger Subsidiary”); and Commonwealth Bancshares, Inc., a Kentucky corporation (“CBI”).

STOCK APPRECIATION RIGHT GRANT AGREEMENT
Stock Appreciation Right • March 11th, 2013 • S Y Bancorp Inc • State commercial banks

This Stock Appreciation Right Grant Agreement dated as of (the “Grant Date”), is between S.Y. Bancorp, Inc. (the “Company”) and (the “Grantee”).

AMENDMENT NO. 1 TO STOCK YARDS BANK & TRUST COMPANY CHANGE IN CONTROL SEVERANCE AGREEMENT
Control Severance Agreement • October 17th, 2023 • Stock Yards Bancorp, Inc. • State commercial banks

THIS AMENDMENT NO. 1 ("Amendment") to the Change in Control Severance Agreement (the "Agreement") dated August 22, 2011 between Stock Yards Bank & Trust Company (the "Bank") and T. Clay Stinnett (the "Executive") is adopted effective October 11, 2023.

FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER
Agreement and Plan of Merger • February 27th, 2013 • S Y Bancorp Inc • State commercial banks

This FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, dated as of February 26, 2013 (this “Amendment”), by and among S.Y. BANCORP, INC., a Kentucky corporation (“Purchaser”), SANDERS MERGER SUB, LLC, a Kentucky limited liability company and a direct, wholly owned subsidiary of Purchaser (“Merger Sub”), and THE BANCORP, INC., a Kentucky corporation (“Company”).

STOCK OPTION GRANT AND AGREEMENT A stock option ("Option") to purchase all or any part of an aggregate of _________shares of Common Stock, no par value per share ("Bancorp Common Stock"), of S.Y. Bancorp, Inc. ("Bancorp"), is hereby granted effective...
Stock Option Grant and Agreement • January 19th, 2006 • S Y Bancorp Inc • State commercial banks

This Option is intended to constitute a Nonqualified Stock Option as defined in the Plan. This Option is in all respects subject to the terms and limitations of the Plan applicable to Nonqualified Stock Options which limitations include, but are not limited to the following:

INVESTOR AGREEMENT
Investor Agreement • August 4th, 2021 • Stock Yards Bancorp, Inc. • State commercial banks • Kentucky

THIS INVESTOR AGREEMENT(this “Agreement”) is entered into as of August 3, 2021, among STOCK YARDS BANCORP, INC., a Kentucky corporation (“SYBT”) and those shareholders of CBI (as defined below) whose names appear on the signature page of this Agreement and who beneficially own or control shares of common stock of COMMONWEALTH BANCSHARES, INC., a Kentucky corporation (“CBI”) (such shareholders are collectively referred to in this Agreement as the “Principal Shareholders,” and individually as a “Principal Shareholder”).

SUPPORT AGREEMENT
Support Agreement • August 4th, 2021 • Stock Yards Bancorp, Inc. • State commercial banks • Kentucky

This Support Agreement, dated as of August 3, 2021 (this “Agreement”), is entered into between Stock Yards Bancorp, Inc., a Kentucky corporation (“SYBT”), and ___________ (“Shareholder”).

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