INDEMNIFICATION AGREEMENTIndemnification Agreement • August 28th, 2018 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Maryland
THIS AMENDED AND RESTATED INDEMNIFICATION AGREEMENT (“Agreement”) is made and entered into as of the 27th day of September, 2017, by and between Princeton Capital Corporation, a Maryland corporation (the “Company”), and Mark S. DiSalvo, a Massachusetts resident (“Indemnitee”).
CUSTODY AGREEMENT dated as of March 13, 2015 by and between Princeton Capital Corporation (“Company”) and U.S. BANK NATIONAL ASSOCIATION (“Custodian”)Custody Agreement • April 15th, 2015 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • New York
This CUSTODY AGREEMENT (this “Agreement”) is dated as of March 13, 2015, and is by and between PRINCETON CAPITAL CORPORATION (and any successor or permitted assign, the “Company”), a corporation organized under the laws of the State of Maryland, having its principal place of business at One Riverway, Suite 2020, Houston, TX 77056, and U.S. BANK NATIONAL ASSOCIATION (and any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association having a place of business at 190 S. LaSalle St., 8th Floor, Chicago, IL 60603
ADMINISTRATION AGREEMENTAdministration Agreement • April 15th, 2015 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Texas
This ADMINISTRATION AGREEMENT (this “Agreement”) made as of March 13, 2015 by and between Princeton Capital Corporation, a Maryland Company (the “Corporation”), and PCC Administrator, LLC, a Delaware limited liability corporation (the “Administrator”).
INVESTMENT ADVISORY AGREEMENT BETWEEN PRINCETON CAPITAL CORPORATION AND PRINCETON INVESTMENT ADVISORS, LLCInvestment Advisory Agreement • March 19th, 2015 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Texas
AGREEMENT, dated as of March 13, 2015, between Princeton Capital Corporation, a Maryland corporation (the “Corporation”), and Princeton Investment Advisors, LLC (the “Adviser”), a Delaware limited liability company.
LICENSE AGREEMENTLicense Agreement • April 15th, 2015 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Texas
This LICENSE AGREEMENT (this “Agreement”) is made and effective as of March 13, 2015 (the “Effective Date”) by and between Princeton Investment Advisors, LLC, a Delaware limited liability company (the “Licensor”) and Princeton Capital Corporation, a Maryland corporation (the “Licensee”) (each a “party,” and collectively, the “parties”).
AGREEMENT AND PLAN OF MERGER BETWEEN REGAL ONE CORPORATION AND PRINCETON CAPITAL CORPORATION AGREEMENT AND PLAN OF MERGER BETWEEN REGAL ONE CORPORATION, A FLORIDA CORPORATION AND PRINCETON CAPITAL CORPORATION, A MARYLAND CORPORATIONMerger Agreement • March 19th, 2015 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Maryland
This AGREEMENT AND PLAN OF MERGER (the “Agreement”), dated as of July 14, 2014 is made by and between Regal One Corporation, a Florida corporation (the “Company”), and Princeton Capital Corporation, a Maryland corporation and a wholly owned subsidiary of the Company (“Newco”).
SETTLEMENT AGREEMENTSettlement Agreement • January 22nd, 2016 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Maryland
This Settlement Agreement (the “Agreement”) is made as of January 19, 2016, by and among Capital Link Fund I, LLC, a Delaware limited liability company (“Capital Link”), CT Horizon Legacy Fund, LP, a Delaware limited partnership (“CT Horizon”), Capital Point Partners, LP, a Delaware limited partnership (“CPP I”), Sema4, Inc., a Massachusetts corporation (“Semaphore” and together with Capital Link, CT Horizon and CPP I, the “Plaintiffs” or the “Capital Point Parties”), on the one hand, and Munish Sood (“Sood”), Thomas Jones, Jr. (“Jones Jr.”) and Trennis L. Jones (“Jones” and together with Jones Jr., the “Independent Directors” and the Independent Directors together with Sood, the “Princeton Directors”), Gregory J. Cannella (“Cannella”), Princeton Capital Corporation, a Maryland corporation (“Princeton Capital”), and Princeton Advisory Group, Inc., a New Jersey corporation (“Princeton Group” and together with the Princeton Directors, Cannella and Princeton Capital, the “Settling Defenda
INVESTMENT ADVISORY AGREEMENT BETWEEN PRINCETON CAPITAL CORPORATION AND HOUSE HANOVER, LLCInvestment Advisory Agreement • May 31st, 2018 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”), dated as of May 31, 2018 (the “Effective Date”), is entered into by and between Princeton Capital Corporation, a Maryland corporation (the “Corporation”), and House Hanover, LLC, a Delaware limited liability company (the “Adviser”).
ASSET PURCHASE AGREEMENT by and among REGAL ONE CORPORATION, PRINCETON CAPITAL CORPORATION, CAPITAL POINT PARTNERS, LP, and CAPITAL POINT PARTNERS II, LP, Dated as of July 14, 2014Asset Purchase Agreement • July 23rd, 2014 • REGAL ONE Corp • Industrial & commercial fans & blowers & air purifing equip • Texas
March 10, 2006 Dr. Richard A. Hull Los Angeles, CA 90034 Dear Richard:Consulting Agreement • May 22nd, 2006 • Regal One Corp • Industrial & commercial fans & blowers & air purifing equip
This letter will confirm the following agreement and understanding between Regal One Corporation (“Regal” or “the Company”) and yourself with respect to the following:
Regal OneRegal One Agreement • May 22nd, 2006 • Regal One Corp • Industrial & commercial fans & blowers & air purifing equip
This letter will formalize the verbal agreement which we reached last November. The terms of this Agreement are as follows:
AMENDMENT TO ASSET PURCHASE AGREEMENTAsset Purchase Agreement • December 17th, 2014 • REGAL ONE Corp • Industrial & commercial fans & blowers & air purifing equip
The parties to this agreement to amend the Asset Purchase Agreement (“APA”) are Regal One Corporation, a Florida corporation (“Regal”), Capital Point Partners, LP, a Delaware limited partnership (“Fund I”) and Capital Point Partners II, LP, a Delaware limited partnership (“Fund II”).
AMENDMENT TO ASSET PURCHASE AGREEMENTAsset Purchase Agreement • March 2nd, 2015 • REGAL ONE Corp • Industrial & commercial fans & blowers & air purifing equip
This Amendment to Asset Purchase Agreement (the “Amendment”) is entered into as of February 23, 2015, by and among Regal One Corporation, a Florida corporation (“Parent”), Princeton Capital Corporation, a Maryland corporation and wholly-owned subsidiary of Parent (“Acquisition Subsidiary” and together with Parent, the “Buyer”), Capital Point Partners, LP, a Delaware limited partnership (“Fund I”) and Capital Point Partners II, LP, a Delaware limited partnership (“Fund II” and together with Fund I, the “Partnerships”). Parent, Acquisition Subsidiary, Fund I and Fund II are, from time to time, referred to individually as a “party” and jointly or collectively as the “parties.” Any capitalized terms not otherwise defined in this Amendment shall have the meaning given to such terms in the Agreement (as hereinafter defined).
INTERIM INVESTMENT ADVISORY AGREEMENT BETWEEN PRINCETON CAPITAL CORPORATION AND HOUSE HANOVER, LLCInterim Investment Advisory Agreement • January 2nd, 2018 • Princeton Capital Corp • Industrial & commercial fans & blowers & air purifing equip • Delaware
THIS INTERIM INVESTMENT ADVISORY AGREEMENT (this “Agreement”), dated as of January 1, 2018 (the “Effective Date”), is entered into by and between Princeton Capital Corporation, a Maryland corporation (the “Corporation”), and House Hanover, LLC, a Delaware limited liability company (the “Adviser”).
AMENDMENT TO ASSET PURCHASE AGREEMENTAsset Purchase Agreement • October 6th, 2014 • REGAL ONE Corp • Industrial & commercial fans & blowers & air purifing equip
The parties to this agreement to amend the Asset Purchase Agreement (“APA”) are Regal One Corporation, a Florida corporation (“Regal”), Capital Point Partners, LP, a Delaware limited partnership (“Fund I”) and Capital Point Partners II, LP, a Delaware limited partnership (“Fund II”).
