COMMON STOCK PURCHASE WARRANT JANONE INC.JanOne Inc. • February 28th, 2024 • Pharmaceutical preparations
Company FiledFebruary 28th, 2024 IndustryTHIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February [*], 2027 (the “Termination Date”), but not thereafter, to subscribe for and purchase from JanOne Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 23rd, 2023 • JanOne Inc. • Retail-home furniture, furnishings & equipment stores • New York
Contract Type FiledAugust 23rd, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 18, 2023, between JanOne Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SUMMER 2000-01 ENERGY EFFICIENCY INITIATIVE REFRIGERATOR/FREEZER RECYCLING PROGRAM AGREEMENT BetweenAgreement • November 14th, 2000 • Appliance Recycling Centers of America Inc /Mn • Wholesale-misc durable goods • California
Contract Type FiledNovember 14th, 2000 Company Industry Jurisdiction
Exhibit 1.4 to the Loan Agreement dated September 10, 1998 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE "1933 ACT") OR UNDER THE SECURITIES LAWS OF ANY STATE. THEY MAY NOT BE SOLD,...Appliance Recycling Centers of America Inc /Mn • March 26th, 1999 • Wholesale-misc durable goods
Company FiledMarch 26th, 1999 Industry
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 24th, 2023 • JanOne Inc. • Retail-home furniture, furnishings & equipment stores • New York
Contract Type FiledMarch 24th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 22, 2023, between JanOne Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
3% ORIGINAL ISSUE DISCOUNT SENIOR CONVERTIBLE PROMISSORY NOTE DUE ___________, 202_Appliance Recycling Centers of America Inc /Mn • November 15th, 2016 • Retail-home furniture, furnishings & equipment stores • Nevada
Company FiledNovember 15th, 2016 Industry JurisdictionTHIS 3% ORIGINAL ISSUE DISCOUNT SENIOR CONVERTIBLE PROMISSORY NOTE is a duly authorized and validly issued 3% Original Issue Discount Senior Convertible Promissory Note of Appliance Recycling Centers of America, Inc., a Minnesota corporation (the “Company” or the “Borrower”), having its principal place of business at 175 Jackson Avenue North, Suite 102, Minneapolis, Minnesota 55343-4565, designated as its 3% Original Issue Discount Senior Convertible Promissory Note due ___________, 202_ (the “Note”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 15th, 2016 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores • Nevada
Contract Type FiledNovember 15th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 8, 2016, by and between Appliance Recycling Centers of America, Inc., a Minnesota corporation (the “Company”), and the purchaser identified on the signature page hereto (including its successors and assigns, the “Purchaser”).
LOAN AGREEMENT BETWEENLoan Agreement • November 17th, 1998 • Appliance Recycling Centers of America Inc /Mn • Wholesale-misc durable goods • Minnesota
Contract Type FiledNovember 17th, 1998 Company Industry Jurisdiction
EXHIBIT 10.8 SOUTHERN CALIFORNIA EDISON COMPANY'S 1998 REFRIGERATOR RECYCLING AND HAZARDOUS MATERIALS DISPOSAL AGREEMENT 1. PARTIES The parties to the Agreement are Appliance Recycling Centers of America, Inc., the entity responsible for the...Appliance Recycling Centers of America Inc /Mn • April 2nd, 1998 • Wholesale-misc durable goods • California
Company FiledApril 2nd, 1998 Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT JANONE INC.JanOne Inc. • May 6th, 2024 • Pharmaceutical preparations
Company FiledMay 6th, 2024 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on May 1, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from JanOne Inc., a Nevada corporation (the “Company”), up to _____ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Southern California Edison Company Rosemead, California Refrigerator Recycling and Hazardous Materials Disposal Agreement 1. PARTIES The parties to the Agreement are Appliance Recycling Centers of America, Inc., the entity responsible for the...Appliance Recycling Centers of America Inc /Mn • November 12th, 1996 • Wholesale-misc durable goods • California
Company FiledNovember 12th, 1996 Industry Jurisdiction
INDEMNIFICATION AGREEMENTIndemnification Agreement • May 22nd, 2015 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores • Minnesota
Contract Type FiledMay 22nd, 2015 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of ___________, 2015 by and between Appliance Recycling Centers of America, Inc., a Minnesota corporation (the “Company”), and _________________ (“Indemnitee”).
BETWEENEntire Agreement • August 15th, 2000 • Appliance Recycling Centers of America Inc /Mn • Wholesale-misc durable goods • California
Contract Type FiledAugust 15th, 2000 Company Industry Jurisdiction
CREDIT AND SECURITY AGREEMENT dated as of May 10, 2017 by and among Appliance Recycling Centers of America, Inc., ApplianceSmart, Inc., ARCA Recycling, Inc. and Customer Connexx LLC each as Borrower, and collectively as Borrowers, and MIDCAP FINANCIAL...Credit and Security Agreement • August 21st, 2017 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores • Maryland
Contract Type FiledAugust 21st, 2017 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 6th, 2024 • JanOne Inc. • Pharmaceutical preparations • Nevada
Contract Type FiledMay 6th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 1, 2024, between JanOne Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EXHIBIT 10 REVERSE LOGISTICS MASTER SERVICE AGREEMENTMaster Service Agreement • August 18th, 1998 • Appliance Recycling Centers of America Inc /Mn • Wholesale-misc durable goods • Michigan
Contract Type FiledAugust 18th, 1998 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 29th, 2021 • JanOne Inc. • Retail-home furniture, furnishings & equipment stores • New York
Contract Type FiledJanuary 29th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 29, 2021, and is between JanOne Inc., a corporation incorporated under the laws of the state of Nevada (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SPECTRUM COMMERCIAL SERVICES APPLIANCE RECYCLING CENTERS COMPANY OF AMERICA, INC.General Credit and Security Agreement • March 21st, 2003 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores
Contract Type FiledMarch 21st, 2003 Company Industry
JanOne Inc.JanOne Inc. • January 29th, 2021 • Retail-home furniture, furnishings & equipment stores • New York
Company FiledJanuary 29th, 2021 Industry Jurisdiction
SECURITY AGREEMENTSecurity Agreement • December 31st, 2018 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores
Contract Type FiledDecember 31st, 2018 Company IndustryTHIS SECURITY AGREEMENT is made and entered into as of December 26, 2018, by and between APPLIANCESMART, INC., a Minnesota corporation ("Debtor") and APPLIANCE RECYCLING CENTERS OF AMERICA, INC., a Minnesota corporation ("Secured Party") whose addresses are set forth below.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 8th, 2010 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores • Minnesota
Contract Type FiledApril 8th, 2010 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (the “Agreement”), is made and entered into as of , 2010, by and between Appliance Recycling Centers of America, Inc. a Minnesota corporation (the “Company”), and the undersigned prospective investor (the “Investor”) who is subscribing for shares (the “Shares”) of common stock of the Company, no par value per share (the “Common Stock”).
ContractJanOne Inc. • April 8th, 2024 • Pharmaceutical preparations • Nevada
Company FiledApril 8th, 2024 Industry JurisdictionNEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANIES. THIS SECURITY AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES.
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 13th, 2015 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores • Minnesota
Contract Type FiledFebruary 13th, 2015 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) between Appliance Recycling Centers of America, Inc. (ARCA), along with its successors and/or assigns, (the “Company”) and Mark G. Eisenschenk (the “Employee”) is entered into and dated as of February 9, 2015 (the “Effective Date”).
FIRST AMENDMENT TO PROMISSORY NOTEJanOne Inc. • February 8th, 2024 • Pharmaceutical preparations
Company FiledFebruary 8th, 2024 IndustryTHIS FIRST AMENDMENT TO PROMISSORY NOTE (this “First Amendment”) memorializes, modifies, amends, and ratifies that certain Promissory Note, made as of May 24, 2023, of ARCA Recycling Inc., a California corporation as the “Borrower” (“ARCA”), and JanOne Inc., a Nevada corporation as the “Co-Borrower” (“JanOne”), in favor of Live Ventures Incorporated, a Nevada corporation, as the “Lender” (the “Promissory Note”). ARCA and JanOne are sometimes referred to herein, collectively, as the “Joint Obligors.” Lender, ARCA, and JanOne are sometimes referred to herein, individually, as a “Party” and, collectively, as the “Parties.” The “Effective Date” of this First Amendment is February [*], 2024.
EXHIBIT 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT AND MAY NOT BE SOLD, OFFERED FOR SALE OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THIS...Appliance Recycling Centers of America Inc /Mn • November 17th, 1998 • Wholesale-misc durable goods
Company FiledNovember 17th, 1998 Industry
SECOND AMENDMENT TO GENERAL CREDIT AND SECURITY AGREEMENT AND WAIVERGeneral Credit and Security Agreement and Waiver • April 2nd, 1998 • Appliance Recycling Centers of America Inc /Mn • Wholesale-misc durable goods • Minnesota
Contract Type FiledApril 2nd, 1998 Company Industry Jurisdiction
ContractJanOne Inc. • February 9th, 2024 • Pharmaceutical preparations • Nevada
Company FiledFebruary 9th, 2024 Industry JurisdictionNEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANIES. THIS SECURITY AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES.
STOCK PURCHASE AGREEMENTStock Purchase Agreement • June 12th, 2018 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores • Nevada
Contract Type FiledJune 12th, 2018 Company Industry JurisdictionTHIS STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of December 30, 2017, is entered into by and among APPLIANCESMART HOLDINGS LLC, a Nevada limited liability company (the “Buyer”), APPLIANCESMART, INC., a Minnesota corporation (the “Company”), and APPLIANCE RECYCLING CENTERS OF AMERICA, INC., a Minnesota corporation (the “Seller”), the sole stockholder of the Company.
JOINT VENTURE AGREEMENTJoint Venture Agreement • March 14th, 2014 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores
Contract Type FiledMarch 14th, 2014 Company IndustryThis Joint Venture Agreement is made and entered into this 20th day of October, 2009 by and between 4301 Operations, LLC, a Delaware limited liability company (“4301”), and Appliance Recycling Centers of America, Inc., a Minnesota corporation (“ARCA”). ARCA and 4301 are sometimes each referred to as a “Party” or jointly as the “Parties.”
THIRD AMENDMENTJanOne Inc. • April 17th, 2023 • Retail-home furniture, furnishings & equipment stores
Company FiledApril 17th, 2023 IndustryThis THIRD AMENDMENT TO SECURED REVOLVING LINE OF CREDIT PROMISSORY NOTE (collectively, this "Amendment') is entered into as of March 17, 2022, between ARCA Recycling, Inc., a California corporation ("Borrower"), and ISAAC CAPITAL GROUP, LLC, a Delaware limited liability company ("Lender").
AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • October 26th, 2017 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores • Nevada
Contract Type FiledOctober 26th, 2017 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of August 18, 2017, is entered into by and among Appliance Recycling Centers of America, Inc., a Minnesota corporation (the “Parent”), Appliance Recycling Acquisition Corp., a Nevada corporation and a wholly-owned subsidiary of the Parent (the “Merger Sub”), GeoTraq Inc., a Nevada corporation (the “Company”), the undersigned stockholders of the Company (each, a “Stockholder,” and, collectively, the “Stockholders”), and the Stockholders’ Representative (as defined below).
COMMON STOCK PURCHASE WARRANT ALT5 SIGMA CORPORATIONCommon Stock Purchase Warrant • August 23rd, 2024 • ALT5 Sigma Corp • Pharmaceutical preparations
Contract Type FiledAugust 23rd, 2024 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, ________________ or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and, subject to the provisions of Section 1(g), below, on or prior to 5:00 p.m. (New York City time) on the date that is fifteen (15) Trading Days after the date of potential vesting of each of the three tranches under this Warrant as set forth in Section 2(f)(the “Termination Date”), but not thereafter, to subscribe for and purchase from ALT5 Sigma Corporation, a Nevada corporation (the “Company”), up to 400,000 shares (as subject to adjustment and vesting hereunder, the “Warrant Stock”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
UNIT PURCHASE AGREEMENTUnit Purchase Agreement • August 23rd, 2024 • ALT5 Sigma Corp • Pharmaceutical preparations • Nevada
Contract Type FiledAugust 23rd, 2024 Company Industry JurisdictionTHIS UNIT PURCHASE AGREEMENT (this “Agreement”), dated as of August 20, 2024, is between ALT5 Sigma Corporation, a company incorporated under the laws of the State of Nevada, with principal executive offices located at 325 E. Warm Springs Road, Suite 102, Las Vegas, Nevada 89119 (the “Company”), and [*] as the investor signatory hereto (the “Buyer”).
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • August 21st, 2017 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores • Delaware
Contract Type FiledAugust 21st, 2017 Company Industry Jurisdiction
TWENTY SECOND AMENDMENT TO GENERAL CREDIT AND SECURITY AGREEMENT (A Fifteenth Amendment does not exist)General Credit and Security Agreement • January 28th, 2011 • Appliance Recycling Centers of America Inc /Mn • Retail-home furniture, furnishings & equipment stores
Contract Type FiledJanuary 28th, 2011 Company IndustryTHIS AGREEMENT, dated and effective as of February 5, 2008, between SPECTRUM Commercial Services Company, a Minnesota Corporation, having its mailing address and principal place of business at Two Appletree Square, Suite 415, Bloomington, Minnesota 55425 (herein called “Lender” or “SCS”), and Appliance Recycling Centers of America, Inc., a Minnesota corporation, having the mailing address and principal place of business at 7400 Excelsior Boulevard, Minneapolis, MN 55426, (herein called “Borrower”), amends that certain General Credit and Security Agreement dated August 30, 1996, (“Credit Agreement”) as amended. Where the provisions of this Agreement conflict with the Credit Agreement, the intent of this Agreement shall control.