Stock Purchase Warrant Sample Contracts

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Contract
Stock Purchase Warrant • August 29th, 2007 • Cyber Defense Systems Inc • Aircraft • New York

THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGIS-TERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 22, 2007, NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRA-TION STATEMENT FOR SUCH SECURITIES UNDER SAID ACT OR, AN OPINION OF COUNSEL, IN FORM, SUBSTANCE AND SCOPE, CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 OR REGULATION S UNDER SUCH ACT.

STOCK PURCHASE WARRANT To Purchase 125,000 Shares of Common Stock of ION NETWORKS INC.
Stock Purchase Warrant • May 14th, 2009 • Clacendix, Inc. • Computer peripheral equipment, nec • New Jersey

THIS CERTIFIES that, for value received, Frank Russo (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on August 13, 2007, 2009 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ION NETWORKS, Inc., a corporation incorporated in the State of Delaware, with offices at 120 Corporate Boulevard, South Plainfield, New Jersey 07080 (the “Company”), up to 125,000 shares (the “Warrant Shares”) of Common Stock, $0.001 par value, of the Company (the “Common Stock”). The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $0.05. The Exercise Price and the number of shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.

STOCK PURCHASE WARRANT To Purchase 1,794,873 Shares of Common Stock of SMARTIRE SYSTEMS INC.
Stock Purchase Warrant • November 13th, 2003 • Smartire Systems Inc • Industrial instruments for measurement, display, and control

THIS STOCK PURCHASE WARRANT CERTIFIES that, for value received, Crescent International Ltd. (the "Holder"), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after November 10, 2003 (the "Initial Exercise Date") and on or prior to the close of business on the fifth (5th) anniversary of the Initial Exercise Date (the "Termination Date") but not thereafter, to subscribe for and purchase from SmarTire Systems, Inc., a corporation continued in the Yukon Territory (the "Company"), up to 1,794,873 shares (the "Warrant Shares") of Common Stock, without par value per share, of the Company (the "Common Stock"). The purchase price of one share of Common Stock (the "Exercise Price") under this Warrant shall be $0.1771, subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein. Capitalized terms used and n

Amendment No. 1 to Common Stock Purchase Warrant
Stock Purchase Warrant • October 1st, 2021 • SIMPLICITY ESPORTS & GAMING Co • Retail-eating & drinking places • Delaware

This Amendment No. 1 to Common Stock Purchase Warrant (this “Amendment”), dated as of the date first set forth above, is entered into by and between Simplicity Esports and Gaming Company, a Delaware corporation (the “Company”) and FIRSTFIRE GLOBAL OPPORTUNITIES FUND, LLC, a Delaware limited liability company (“Holder”). The Company and Holder may be referred to herein individually as a “Party” and collectively as the “Parties.”

FIRST AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND FIRST AMENDMENT TO COMMON STOCK PURCHASE WARRANT
Stock Purchase Warrant • October 25th, 2019 • Cool Holdings, Inc. • Wholesale-electronic parts & equipment, nec • New York

This First Amendment to Unsecured Convertible Note and Amendment to Common Stock Purchase Warrant (this “Amendment”) is made as of the [ ] day of October, 2019 (the “Effective Date”), by and between SUNNYBROOK PREEMIE INVESTMENTS INC. (the “Holder”) and COOL HOLDINGS, INC., a Maryland corporation (the “Borrower”). Any capitalized term used in this Amendment, but not otherwise defined herein, shall have the meaning ascribed to it in the Note (as defined below) or the Warrant (as defined below), as applicable.

STOCK PURCHASE WARRANT
Stock Purchase Warrant • July 8th, 2015 • OxySure Systems Inc • Surgical & medical instruments & apparatus • Texas

This Stock Purchase Warrant (this “Warrant”), dated June 30, 2015, is issued to Adar Bays, LLC (together with its assigns, the “Holder”), by OxySure Systems, Inc.

Contract
Stock Purchase Warrant • January 4th, 2008 • Infe Human Resources Inc • Services-management consulting services • New York

THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGIS­TERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF NOVEMBER 23, 2007, NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRA­TION STATEMENT FOR SUCH SECURITIES UNDER SAID ACT OR, AN OPINION OF COUNSEL, IN FORM, SUBSTANCE AND SCOPE, CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 OR REGULATION S UNDER SUCH ACT.

STOCK PURCHASE WARRANT To Purchase up to 21,875 Shares of Common Stock of Secured Diversified Investment, Ltd.
Stock Purchase Warrant • April 28th, 2009 • Secured Diversified Investment LTD • Real estate • Nevada

THIS CERTIFIES that, for value received, Glen S. Davis (the “Holder”), shall have the right to purchase from Secured Diversified Investment, Ltd., a Nevada corporation (the “Company”), up to 21,875 fully paid and non-assessable shares of the Company’s Common Stock (the “Common Stock”) at an exercise price of $0.40 US per share (the “Exercise Price”), subject to further adjustment as set forth herein, at any time on or before April 15, 2014 (the “Termination Date”).

Contract
Stock Purchase Warrant • May 10th, 2011 • Intelepeer Inc • Washington

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS. NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE HEREOF MAY BE TRANSFERRED EXCEPT (A) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS, OR (B) IN A TRANSACTION WHICH IS EXEMPT FROM REGISTRATION UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS.

AGREEMENT:
Stock Purchase Warrant • April 14th, 2000 • State Communications Inc • South Carolina
STOCK PURCHASE WARRANT To Subscribe for and Purchase Common Stock of KNOBIAS, INC. A Delaware Corporation
Stock Purchase Warrant • November 19th, 2004 • Knobias, Inc. • Investment advice • Delaware

THIS CERTIFIES that, for value received, Bridges and Pipes L.P., or its registered assigns (hereinafter called the “Warrantholder”), is entitled, subject to the terms of Section 1 hereof, to subscribe for and purchase from KNOBIAS, INC., a Delaware corporation (hereinafter called the “Company”), at the price of $.60 per share (such exercise price, as from time to time to be adjusted as hereinafter provided, being hereinafter called the “Warrant Price”), at any time during the Exercise Period, up to 25,000 shares of fully paid, nonassessable shares (the “Warrant Shares”) of Common Stock, par value $0.01 per share, of the Company (“Common Stock”), subject, however, to the provisions and upon the terms and conditions hereinafter set forth, including, without limitation, the provisions of Section 1, Section 3 and Section 4 hereof.

NEITHER THIS STOCK PURCHASE WARRANT NOR THE SECURITIES ISSUABLE UPON ITS EXERCISE OR CONVERSION HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY APPLICABLE STATE SECURITIES LAW AND MAY NOT BE TRANSFERRED UNTIL (I)...
Stock Purchase Warrant • August 15th, 2005 • Home Solutions of America Inc • Services-management services • Delaware

This STOCK PURCHASE WARRANT (the "Warrant") is issued as of this 18th day of July, 2005 by HOME SOLUTIONS OF AMERICA, INC., a Delaware corporation (the "Company"), to PATRIOT CAPITAL, L.P., a Delaware limited partnership (Patriot Capital, L.P. and any subsequent assignee or transferee hereof are hereinafter referred to collectively as "Holder" or "Holders").

Contract
Stock Purchase Warrant • May 5th, 2020 • Texas

THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SUCH ACT.

STOCK PURCHASE WARRANT
Stock Purchase Warrant • November 4th, 2005 • Digital Recorders Inc • Radio & tv broadcasting & communications equipment • North Carolina

This Stock Purchase Warrant (this “Warrant”), dated November ___, 2005, is issued to JOHN D. HIGGINS (the “Holder”), by DIGITAL RECORDERS, INC., a North Carolina corporation (the “Company”).

No. __Issue Date: July____, 2012
Stock Purchase Warrant • September 18th, 2013 • Ideal Power Inc. • Electrical industrial apparatus • Delaware

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THE SECURITIES UNDER SUCH ACT AND/OR APPLICABLE STATE SECURITIES LAWS, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED OR UNLESS SOLD PURSUANT TO RULE 144 OF SUCH ACT.

IDEAL POWER CONVERTERS, INC. STOCK PURCHASE WARRANT
Stock Purchase Warrant • August 6th, 2013 • Ideal Power Inc. • New York

THIS CERTIFIES that MDB Capital Group, LLC (the “Holder”) is entitled, upon the terms and subject to the conditions hereinafter set forth in this Warrant (this “Warrant”), at any time on or after (except as otherwise limited below) the date of the applicable event specified in Section 2 below setting forth the Exercise Price and on or prior to the Expiration Date, but not thereafter, to subscribe for and to purchase from Ideal Power Converters, Inc., a Texas corporation (the “Company”), 222,603 shares of the Company's common stock, $0.001 par value (the “Common Stock”).

Contract
Stock Purchase Warrant • September 2nd, 2010 • Usec Inc • Mining & quarrying of nonmetallic minerals (no fuels) • New York

THIS WARRANT AND THE SECURITIES ISSUED PURSUANT TO THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) AND MAY NOT BE OFFERED, SOLD, ASSIGNED, PLEDGED, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT, AND UPON DELIVERY OF AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT THE PROPOSED TRANSFER IS EXEMPT FROM THE SECURITIES ACT OR THAT THE PROSPECTUS DELIVERY REQUIREMENTS HAVE BEEN MET.

STOCK PURCHASE WARRANT
Stock Purchase Warrant • August 2nd, 2005 • Lithium Technology Corp • Miscellaneous electrical machinery, equipment & supplies • New York

This Stock Purchase Warrant is issued in connection with that certain Agreement dated March 1, 2005 by and among LITHIUM TECHNOLOGY CORPORATION, a Delaware corporation (the “Company”), and NORTH COAST SECURITIES CORPORATION (“North Coast”) pursuant to which North Coast has acted as the placement agent for the sale of the Company’s Equity Units (“Units”) as set forth in the Company Confidential Private Placement Memorandum dated March 31, 2005, as supplemented from time to time. Capitalized terms used herein, but not otherwise defined, shall have the meaning given to them in the Agreement.

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Contract
Stock Purchase Warrant • October 1st, 2004 • Medicinova Inc • California

THIS WARRANT WAS ORIGINALLY ISSUED EFFECTIVE SEPTEMBER 26, 2000 AND SUCH ISSUANCE WAS NOT REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR ANY APPLICABLE STATE SECURITIES LAWS. CONSEQUENTLY, THIS WARRANT MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE.

Contract
Stock Purchase Warrant • May 10th, 2011 • Intelepeer Inc • Washington

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS. NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE HEREOF MAY BE TRANSFERRED EXCEPT (A) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS, OR (B) IN A TRANSACTION WHICH IS EXEMPT FROM REGISTRATION UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS.

Contract
Stock Purchase Warrant • July 1st, 2014 • Brazil Minerals, Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • California

THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, RULE 144 UNDER THE ACT (OR ANY SIMILAR RULE UNDER THE ACT RELATING TO THE DISPOSITION OF SECURITIES), OR (iii) AN OPINION OF COUNSEL, IF SUCH OPINION SHALL BE REASONABLY SATISFACTORY TO COUNSEL TO THE ISSUER, THAT AN EXEMPTION FROM REGISTRATION UNDER THE ACT AND APPLICABLE STATE LAW IS AVAILABLE.

STOCK PURCHASE WARRANT
Stock Purchase Warrant • February 13th, 2007 • Hyundai Syscomm Corp • Services-business services, nec • Nevada

THIS CERTIFIES THAT, for value received, Hyundai Syscomm Corp., a California corporation (“HYUNDAI”) or its registered assigns, is entitled to purchase from MSGI Security Solutions, Inc. a Nevada corporation (the “Company”), at any time or from time to time during the period specified in Paragraph 2 hereof, up to twenty four million (24,000,000) shares of Common Stock at an exercise price per share equal to U.S. $0.01 (the “Exercise Price”). The term “Warrant Shares,” as used herein, refers to the shares of Common Stock purchasable hereunder. The Warrant Shares and the Exercise Price are subject to adjustment as provided in Paragraph 4 hereof. This Warrant has been issued pursuant to a Subscription Agreement between the Company and HYUNDAI dated as of January 24, 2007 (the “Subscription Agreement”). The term “Warrants” means this “Warrant”. All terms not otherwise defined herein, shall have the meanings set forth in the Subscription Agreement.

STOCK PURCHASE WARRANT
Stock Purchase Warrant • August 21st, 2006 • Vitasti, Inc. /De/ • Retail-food stores • New York

Neither this Warrant nor the Warrant Shares as defined herein have been registered under the Securities Act of 1933, as amended, or any applicable state securities laws. Neither this Warrant nor the Warrant Shares may be sold or transferred in the absence of such registration or any exemption from such registration. Any sale or transfer of this Warrant or the Warrant Shares must comply with the restrictions on transfer set forth herein.

STOCK PURCHASE WARRANT
Stock Purchase Warrant • April 2nd, 2013 • OxySure Systems Inc • Surgical & medical instruments & apparatus • Texas

This Stock Purchase Warrant (this “Warrant”), dated August 29, 2012, is issued toVencore Solutions LLC (the “Holder”), by OxySure Systems, Inc., a Delaware corporation (the “Company”).

Contract
Stock Purchase Warrant • April 27th, 2021 • Digital Brands Group, Inc. • Retail-apparel & accessory stores • Utah

THIS WARRANT AND THE SECURITIES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS THEY HAVE BEEN REGISTERED UNDER THE SECURITIES ACT AND SUCH LAWS OR (1) REGISTRATION UNDER APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED, AND (2) AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY IS FURNISHED TO THE COMPANY TO THE EFFECT THAT REGISTRATION UNDER THE SECURITIES ACT IS NOT REQUIRED. TRANSFER OF THIS WARRANT AND THE SECURITIES ISSUABLE HEREUNDER ARE ALSO SUBJECT TO ADDITIONAL TRANSFER RESTRICTIONS SET FORTH HEREIN.

Form of Amendment to Subscription Agreement and Common Stock Purchase Warrant
Stock Purchase Warrant • May 24th, 2010 • China America Holdings, Inc. • Miscellaneous manufacturing industries

This Amendment to Amendment to Subscription Agreement and Common Stock Purchase Warrant (“Agreement”) is made this _________day of ____________, 2010, by and between China America Holdings, Inc., a Florida corporation (the “Company”), and the investor identified on the signature page hereto (“Investor”) to amend certain sections of the Subscription Agreement and Common Stock Purchase Warrant entered into by and amongst the parties hereto as it relates to the August 2007 Offering, as hereinafter defined.

STOCK PURCHASE WARRANT To Subscribe for and Purchase Common Stock of ARISTA FINANCIAL CORP. VOID AFTER _________
Stock Purchase Warrant • April 17th, 2018 • Arista Financial Corp. • Finance services • Nevada

THIS CERTIFIES that, for value received, [HOLDER], or registered assigns, (the “Holder”) is entitled to subscribe for and purchase from ARISTA FINANCIAL CORP., a Nevada corporation with an address of 51 JFK Parkway; First Floor West; Short Hills, New Jersey 07078, (the “Company”), at an exercise price of _______ Dollars ($____) per share (the “Warrant Price”), at any time prior to 5:00 p.m., EST, on ___________, up to _____________ (________) shares of fully paid, nonassessable shares of the Company’s Common Stock, subject, however, to the provisions and upon the terms and conditions hereinafter set forth. As used herein the term “Common Stock” shall mean shares of common stock of the Company, $0.001 par value, authorized by the Company’s Articles of Incorporation.

Form of Warrant STOCK PURCHASE WARRANT To Subscribe for and Purchase Common Stock of AUGME TECHNOLOGIES, INC.
Stock Purchase Warrant • January 30th, 2013 • Augme Technologies, Inc. • Communications equipment, nec

THIS CERTIFIES THAT, for value received, [___________], or its registered assigns, (herein referred to as the “Purchaser” or “holder”), is entitled to subscribe for and purchase from Augme Technologies, Inc. (herein called the “Company”), a corporation organized and existing under the laws of the State of Delaware, [ ] fully paid and nonassessable shares (“Shares”) of common stock (herein the “Common Stock”) (subject to the limitation in Section 2(b) and to adjustment as noted below) at the exercise price of $0.66 per Share (the “Warrant Purchase Price”) (subject to adjustment as noted below). This Warrant may only be exercised during the Exercise Period specified herein. This Warrant has been issued together with Shares of the Common Stock in a public offering registered on the Company’s Registration Statement on Form S-3 (Reg. No. 333-175191) (the “Registration Statement”) filed with the U.S. Securities and Exchange Commission (the “SEC”) in connection with a public offering (the “Of

ADDENDUM TO STOCK PURCHASE WARRANT (MDB-1)
Stock Purchase Warrant • August 6th, 2013 • Ideal Power Inc.

THIS ADDENDUM TO STOCK PURCHASE WARRANT (the “Addendum”) is entered into by and between Ideal Power Inc., a Delaware corporation (the “Company”) and MDB Capital Group, LLC, (the “Holder”), effective as of July __, 2013.

STOCK PURCHASE WARRANT
Stock Purchase Warrant • August 19th, 2016 • Thar Pharmaceuticals Inc • Pharmaceutical preparations • Delaware

This Warrant is issued pursuant to that certain Note and Warrant Purchase Agreement, dated as of the date hereof, by and between the Company and the Purchasers listed on Schedule A thereto (the “Note and Warrant Purchase Agreement”). In addition to the terms and conditions of the Note and Warrant Purchase Agreement, this Warrant is subject the following terms and conditions.

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