NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY OTHER APPLICABLE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION...Stock Purchase Warrant • January 25th, 2008 • Spectra Capital Management, LLC • Services-business services, nec
Contract Type FiledJanuary 25th, 2008 Company Industry
EXHIBIT 10.9 ------------ STOCK PURCHASE WARRANT This STOCK PURCHASE WARRANT ("Warrant") is issued this 31st day of August, 2006, by Harold's Stores, Inc., an Oklahoma corporation (the "Company"), to RonHow, LLC, a Georgia limited liability company...Stock Purchase Warrant • September 1st, 2006 • Harolds Stores Inc • Retail-family clothing stores • Oklahoma
Contract Type FiledSeptember 1st, 2006 Company Industry Jurisdiction
WITNESSETHStock Purchase Warrant • March 31st, 2003 • Udate Com Inc • Services-services, nec • Delaware
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
ContractStock Purchase Warrant • December 27th, 2007 • Avitar Inc /De/ • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledDecember 27th, 2007 Company Industry JurisdictionTHIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF DECEMBER 13, 2007, NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER SAID ACT OR, AN OPINION OF COUNSEL, IN FORM, SUBSTANCE AND SCOPE, CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 OR REGULATION S UNDER SUCH ACT.
NEITHER THE OFFER NOR THE SALE OF THIS WARRANT OR THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAS BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A NOTE PURCHASE AGREEMENT...Stock Purchase Warrant • October 27th, 2006 • ZBB Energy Corp • New York
Contract Type FiledOctober 27th, 2006 Company Jurisdiction
THIS WARRANT AND THE SECURITIES THAT MAY BE ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR UNDER THE PROVISIONS OF ANY APPLICABLE STATE SECURITIES LAWS....Stock Purchase Warrant • August 16th, 2007 • Delta Financial Corp • Loan brokers • New York
Contract Type FiledAugust 16th, 2007 Company Industry Jurisdiction
FORM OF STOCK PURCHASE WARRANTStock Purchase Warrant • May 7th, 2010 • Save the World Air Inc • Motor vehicle parts & accessories • New York
Contract Type FiledMay 7th, 2010 Company Industry JurisdictionTHIS CERTIFIES that, for the value received, the holder identified on the last page of this Warrant (the "Holder") is entitled, upon the terms and subject to the conditions hereinafter set forth, at any time on or after the date of this Warrant and on or prior to 5:00 p.m. P.S.T. on the second anniversary of the date of this Warrant (the "Expiration Time"), but not thereafter, to subscribe for and purchase, from SAVE THE WORLD AIR, INC., a Nevada corporation (the "Company"), up to ____XXXX_____ shares of the Company's Common Stock (the "Shares") at a purchase price per share equal to $0.40 (the "Exercise Price").
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF DECEMBER 27, 2006,...Stock Purchase Warrant • January 5th, 2007 • Cross Atlantic Commodities, Inc. • Wholesale-farm product raw materials • New York
Contract Type FiledJanuary 5th, 2007 Company Industry Jurisdiction
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 31, 2005,...Stock Purchase Warrant • September 7th, 2005 • Optigenex Inc. • Medicinal chemicals & botanical products • New York
Contract Type FiledSeptember 7th, 2005 Company Industry Jurisdiction
Exhibit 10.45 NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY OTHER APPLICABLE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE...Stock Purchase Warrant • March 30th, 2004 • Vfinance Inc • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledMarch 30th, 2004 Company Industry
ContractStock Purchase Warrant • November 3rd, 2015 • Majesco • Services-prepackaged software • California
Contract Type FiledNovember 3rd, 2015 Company Industry JurisdictionTHIS WARRANT WAS ORIGINALLY ISSUED ON SEPTEMBER 1, 2015, AND SUCH ISSUANCE WAS NOT REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. NEITHER THIS WARRANT NOR ANY OF THE SECURITIES ISSUABLE ON EXERCISE HEREOF MAY BE SOLD, ASSIGNED, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED OF UNLESS THE SAME IS REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAWS OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE AND THE COMPANY HAS RECEIVED EVIDENCE OF SUCH EXEMPTION REASONABLY SATISFACTORY TO IT.
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF JUNE 21, 2005, NEITHER...Stock Purchase Warrant • October 28th, 2005 • Globalnet Corp • Telephone communications (no radiotelephone) • New York
Contract Type FiledOctober 28th, 2005 Company Industry Jurisdiction
STOCK PURCHASE WARRANTStock Purchase Warrant • January 4th, 2012 • Save the World Air Inc • Motor vehicle parts & accessories • California
Contract Type FiledJanuary 4th, 2012 Company Industry JurisdictionTHIS CERTIFIES that, for value received, the holder identified on the last page of this Warrant (the "Holder") is entitled, upon the terms and subject to the conditions hereinafter set forth, at any time on or after the date of this Warrant and on or prior to 5:00 p.m. P.S.T. on the tenth (10th) anniversary of the date of this Warrant (the "Expiration Time"), but not thereafter, to subscribe for and purchase, from SAVE THE WORLD AIR, INC., a Nevada corporation (the "Company"), up to one million (1,000,000) shares of the Company's Common Stock (the "Shares") at a purchase price per share equal to $0.30 (the "Exercise Price").
US Patriot, Inc., a South Carolina corporation (the "Company"), for value received, hereby certifies that Frank Eiffe or his registered assigns (the "Holder"), is entitled to purchase from the Company, at any time or from time to time during the...Stock Purchase Warrant • March 17th, 2003 • Trimedia Entertainment Group Inc • Men's & boys' furnishgs, work clothg, & allied garments • Pennsylvania
Contract Type FiledMarch 17th, 2003 Company Industry Jurisdiction
ContractStock Purchase Warrant • May 21st, 2018 • Netlist Inc • Semiconductors & related devices • Delaware
Contract Type FiledMay 21st, 2018 Company Industry JurisdictionNEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Stock Purchase Warrant • January 23rd, 2003 • Meyerson M H & Co Inc /Nj/ • Security brokers, dealers & flotation companies
Contract Type FiledJanuary 23rd, 2003 Company Industry
STOCK PURCHASE WARRANT To Purchase _______________ Shares of Common Stock of MAGELLAN GOLD CORPORATIONStock Purchase Warrant • December 20th, 2018 • MAGELLAN GOLD Corp • Metal mining
Contract Type FiledDecember 20th, 2018 Company IndustryTHIS CERTIFIES that, for value received, _________________________________, or assigns (the "Holder"), is entitled, upon the terms and subject to the conditions hereinafter set forth, at any time on or after the date of issuance of this Warrant (the "Initial Exercise Date") and on or prior to the close of business on a date that is three (3) months following the effective date of a Registration Statement on Form S-1 registering for resale the Warrant Shares (defined below) under the Securities Act of 1933, as amended (the "Termination Date") unless sooner terminated in accordance with the Agreement as hereinbelow defined but not thereafter, to subscribe for and purchase from Magellan Gold Corporation, a Nevada corporation (the "Company"), up to ______________________________ (_______________) shares (the "Warrant Shares") of Common Stock, $0.001 par value per share of the Company (the "Common Stock"). The purchase price of one share of Common Stock (the "Exercise Price") under this War
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF JUNE [ ], 2005,...Stock Purchase Warrant • July 21st, 2005 • Addison Davis Diagnostics • Pharmaceutical preparations • New York
Contract Type FiledJuly 21st, 2005 Company Industry Jurisdiction
Exhibit 10.28 THE SECURITIES REPRESENTED BY THIS WARRANT HAVE BEEN ACQUIRED FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. SUCH SECURITIES MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN...Stock Purchase Warrant • March 27th, 2003 • Hudson Respiratory Care Inc • Surgical & medical instruments & apparatus • California
Contract Type FiledMarch 27th, 2003 Company Industry Jurisdiction
STOCK PURCHASE WARRANTStock Purchase Warrant • June 10th, 2009 • World Series of Golf, Inc. • Services-miscellaneous amusement & recreation
Contract Type FiledJune 10th, 2009 Company IndustryTHIS CERTIFIES that, for value received, __________________ (the “Holder”), shall have the right to purchase from a World Series of Golf, Inc., a Nevada corporation (the “Company”), ____________ (__________) fully paid and non-assessable shares of the Company’s Common Stock (the “Common Stock”) at an exercise price of $2.00 US per share (the "Exercise Price"), subject to further adjustment as set forth in Section 3 hereof, at any time until 5:00 P.M., Pacific time, on __________, 2011 which is three years (3) years from the date of issuance (the “Termination Date”).
RECITALS:Stock Purchase Warrant • November 8th, 2000 • STC Broadcasting Inc • Television broadcasting stations • New York
Contract Type FiledNovember 8th, 2000 Company Industry Jurisdiction
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF JUNE 6, 2006, NEITHER...Stock Purchase Warrant • June 8th, 2006 • Rg Global Lifestyles Inc • Medicinal chemicals & botanical products • New York
Contract Type FiledJune 8th, 2006 Company Industry Jurisdiction
Exhibit 10.14 NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY OTHER APPLICABLE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE...Stock Purchase Warrant • November 16th, 2004 • Savoy Resources Corp • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledNovember 16th, 2004 Company Industry
RECITALS:Stock Purchase Warrant • November 8th, 2000 • STC Broadcasting Inc • Television broadcasting stations • New York
Contract Type FiledNovember 8th, 2000 Company Industry Jurisdiction
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF NOVEMBER 4, 2005,...Stock Purchase Warrant • November 14th, 2005 • Mt Ultimate Healthcare Corp • Services-home health care services • New York
Contract Type FiledNovember 14th, 2005 Company Industry Jurisdiction
NEITHER THIS STOCK PURCHASE WARRANT NOR THE SECURITIES ISSUABLE UPON ITS EXERCISE OR CONVERSION HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY APPLICABLE STATE SECURITIES LAW AND MAY NOT BE TRANSFERRED UNTIL (I)...Stock Purchase Warrant • August 15th, 2005 • Home Solutions of America Inc • Services-management services • Delaware
Contract Type FiledAugust 15th, 2005 Company Industry JurisdictionThis STOCK PURCHASE WARRANT (the "Warrant") is issued as of this 18th day of July, 2005 by HOME SOLUTIONS OF AMERICA, INC., a Delaware corporation (the "Company"), to PATRIOT CAPITAL, L.P., a Delaware limited partnership (Patriot Capital, L.P. and any subsequent assignee or transferee hereof are hereinafter referred to collectively as "Holder" or "Holders").
Exhibit 10.16 NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY OTHER APPLICABLE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE...Stock Purchase Warrant • November 16th, 2004 • Savoy Resources Corp • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledNovember 16th, 2004 Company Industry
Exhibit 4.1 NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY OTHER APPLICABLE STATE SECURITIES LAWS. NEITHER THIS WARRANT NOR THE SHARES...Stock Purchase Warrant • July 15th, 2002 • Biophan Technologies Inc • Blank checks
Contract Type FiledJuly 15th, 2002 Company Industry
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF JUNE [ ], 2005,...Stock Purchase Warrant • July 21st, 2005 • Addison Davis Diagnostics • Pharmaceutical preparations • New York
Contract Type FiledJuly 21st, 2005 Company Industry Jurisdiction
EXHIBIT 4.9 NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY OTHER APPLICABLE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE...Stock Purchase Warrant • May 20th, 2005 • Savoy Resources Corp • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledMay 20th, 2005 Company Industry
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF NOVEMBER ___, 2003,...Stock Purchase Warrant • December 3rd, 2003 • Amnis Systems Inc • Communications equipment, nec • New York
Contract Type FiledDecember 3rd, 2003 Company Industry Jurisdiction
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 18, 2006,...Stock Purchase Warrant • August 21st, 2006 • Edulink Inc • Services-educational services • New York
Contract Type FiledAugust 21st, 2006 Company Industry Jurisdiction
STOCK PURCHASE WARRANT To Purchase up to 21,875 Shares of Common Stock of Secured Diversified Investment, Ltd.Stock Purchase Warrant • April 28th, 2009 • Secured Diversified Investment LTD • Real estate • Nevada
Contract Type FiledApril 28th, 2009 Company Industry JurisdictionTHIS CERTIFIES that, for value received, Glen S. Davis (the “Holder”), shall have the right to purchase from Secured Diversified Investment, Ltd., a Nevada corporation (the “Company”), up to 21,875 fully paid and non-assessable shares of the Company’s Common Stock (the “Common Stock”) at an exercise price of $0.40 US per share (the “Exercise Price”), subject to further adjustment as set forth herein, at any time on or before April 15, 2014 (the “Termination Date”).
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF APRIL 18, 2006,...Stock Purchase Warrant • May 17th, 2006 • M Power Entertainment Inc. • Non-operating establishments • New York
Contract Type FiledMay 17th, 2006 Company Industry Jurisdiction
ContractStock Purchase Warrant • April 27th, 2005 • WorldSpace, Inc • Radio broadcasting stations • Maryland
Contract Type FiledApril 27th, 2005 Company Industry JurisdictionTHIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS AND ARE SUBJECT TO THE STANDARD RESTRICTIONS APPLICABLE UNDER THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION.