INVESTMENT ADVISOR AGREEMENTInvestment Advisor Agreement • October 25th, 2013 • American Bar Association Members / Northern Trust Collective Tr • Investors, nec • Illinois
This INVESTMENT ADVISOR AGREEMENT (the “Agreement”) is effective as of October 22, 2013 by and between NORTHERN TRUST INVESTMENTS, INC., an Illinois banking corporation, (“NTI”), and Aristotle Capital Management, LLC (the “Advisor”).
ADVISOR AGREEMENT -----------------Investment Advisor Agreement • April 24th, 2003 • American Bar Association Members State Street Collective Tr • Investors, nec
INVESTMENT ADVISOR AGREEMENTInvestment Advisor Agreement • December 28th, 2009 • American Bar Association Members State Street Collective Tr • Investors, nec • New Hampshire
This INVESTMENT ADVISOR AGREEMENT (the “Agreement”) is effective as of January 19, 2010 by and between STATE STREET BANK AND TRUST COMPANY OF NEW HAMPSHIRE, a trust company organized under the laws of the State of New Hampshire (“State Street”), and Columbus Circle Investors (the “Advisor”).
INVESTMENT ADVISOR AGREEMENTInvestment Advisor Agreement • October 4th, 2006 • American Bar Association Members State Street Collective Tr • Investors, nec • Massachusetts
This INVESTMENT ADVISOR AGREEMENT (the “Agreement”) is effective as of November 1, 2006 by and between STATE STREET BANK AND TRUST COMPANY OF NEW HAMPSHIRE, a trust company organized under the laws of the State of New Hampshire (“State Street”), and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Advisor”).
Letterhead of State Street Bank and Trust Company] ACKNOWLEDGMENT OF ASSIGNMENTInvestment Advisor Agreement • March 11th, 2005 • American Bar Association Members State Street Collective Tr • Investors, nec
EXHIBIT 10.7.1 ADMINISTRATIVE AND INVESTMENT SERVICES AGREEMENTAdministrative and Investment Services Agreement • March 26th, 2003 • American Bar Association Members State Street Collective Tr • Investors, nec • Illinois
Letterhead of State Street Bank and Trust Company] ACKNOWLEDGMENT OF ASSIGNMENTInvestment Advisor Agreement • March 11th, 2005 • American Bar Association Members State Street Collective Tr • Investors, nec
AMERICAN BAR ASSOCIATION MEMBERS POOLED TRUST FOR RETIREMENT PLANS AMENDED AND RESTATED July 1, 2010Members Pooled Trust for Retirement Plans • June 25th, 2010 • American Bar Association Members State Street Collective Tr • Investors, nec • Illinois
THIS TRUST AGREEMENT (the “Agreement”) is amended and restated effective as of the first day of July, 2010, by and between the ABA Retirement Funds, an Illinois not-for-profit corporation (“ABA RF”), and The Northern Trust Company, an Illinois corporation (the “Trustee”).
Letterhead of State Street Bank and Trust Company] ACKNOWLEDGMENT OF ASSIGNMENTInvestment Advisor Agreement • March 11th, 2005 • American Bar Association Members State Street Collective Tr • Investors, nec
AMENDMENT NO. 5 TO ADMINISTRATIVE AND INVESTMENT SERVICES AGREEMENT between State Street Bank and Trust Company and the ABA Retirement FundsAdministrative and Investment Services Agreement • April 13th, 2006 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and the ABA Retirement Funds (formerly called the “American Bar Retirement Association”), an Illinois not-for-profit corporation (“ARF”) have heretofore entered into an Administrative and Investment Services Agreement (As Amended and Restated), dated November 18, 2002 (the “AISA Agreement”);
AMENDMENT NO. 1 TO THE ADMINISTRATIVE AND INVESTMENT SERVICES AGREEMENT between State Street Bank and Trust Company and the American Bar Retirement Association (As Amended and Restated) November 18, 2002Administrative and Investment Services Agreement • November 5th, 2004 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, State Street Bank and Trust Company, a Massachusetts trust company (“State Street Bank”), and the American Bar Retirement Association, an Illinois not-for-profit corporation (“ABRA”) have heretofore entered into an Administrative and Investment Services Agreement (As amended and Restated), dated November 18, 2002 (the “AISA Agreement”);
AMENDMENT NO. 6 TO ADMINISTRATIVE AND INVESTMENT SERVICES AGREEMENT Between State Street Bank and Trust Company and the ABA Retirement FundsAdministrative and Investment Services Agreement • November 14th, 2008 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and the ABA Retirement Funds (formerly called the “American Bar Retirement Association”), an Illinois not-for-profit corporation (“ARF”), have heretofore entered into an Administrative and Investment Services Agreement (As Amended and Restated), dated November 18, 2002 (the “AISA Agreement”);
Investment Agreement For Collective Investment FundsInvestment Agreement • November 14th, 2011 • American Bar Association Members / Northern Trust Collective Tr • Investors, nec
Investment Agreement dated as of the day of , 20 by and between Northern Trust Investments, Inc. as directed trustee (the “Directed Trustee”) on behalf of the Alternative Alpha Fund of the American Bar Association Members/Northern Trust Collective Trust by Northern Trust Investments, Inc. as trustee (the “Participating Trust”) and Wellington Trust Company, National Association (“Wellington Trust” or the “Trustee”), as trustee of the Wellington Trust Multiple Collective Investment Funds Trust II (the “Collective Investment Funds Trust”), a group trust established pursuant to the Amended and Restated Plan and Declaration of Trust, dated June 15, 1999, and most recently amended and restated as of September 1, 2010 (the “Amended and Restated Plan and Declaration of Trust”), which is attached hereto as Exhibit A. By execution of this Investment Agreement, the Participating Trust and the Trustee hereby agree to the following terms and conditions with respect to the investment of assets of th
Letterhead of State Street Bank and Trust Company] ACKNOWLEDGMENT OF ASSIGNMENTInvestment Advisor Agreement • March 11th, 2005 • American Bar Association Members State Street Collective Tr • Investors, nec
PROGRAM SERVICES AGREEMENT Between ING Life Insurance and Annuity Company and ABA Retirement Funds Purchase Order No. 3Program Services Agreement • May 19th, 2010 • American Bar Association Members State Street Collective Tr • Investors, nec
This is Purchase Order No. 3 to the Program Services Agreement between ING Life Insurance and Annuity Company and ABA Retirement Funds (“ABA RF”) effective May 1, 2009 (the “Agreement”).
INVESTMENT ADVISOR AGREEMENTInvestment Advisor Agreement • December 10th, 2010 • American Bar Association Members / Northern Trust Collective Tr • Investors, nec • Illinois
This INVESTMENT ADVISOR AGREEMENT (the “Agreement”) is effective as of December 8, 2010 by and between NORTHERN TRUST INVESTMENTS, N.A., a national banking association, (“NTI”), and GALLIARD CAPITAL MANAGEMENT, INC. (the “Advisor”).
AMENDMENT NO. 2 TO THE ADMINISTRATIVE AND INVESTMENT SERVICES AGREEMENT between State Street Bank and Trust Company and the American Bar Retirement Association (As Amended and Restated) November 18, 2002Administrative and Investment Services Agreement • February 23rd, 2005 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and the American Bar Retirement Association, an Illinois not-for-profit corporation (“ABRA”), have heretofore entered into an Administrative and Investment Services Agreement (As Amended and Restated), dated November 18, 2002, as amended by Amendment No. 1, effective December 1, 2004 (the “AISA Agreement”);
AMENDMENT NO. 3 TO ADMINISTRATIVE AND INVESTMENT SERVICES AGREEMENT between State Street Bank and Trust Company and the American Bar Retirement AssociationAdministrative and Investment Services Agreement • August 23rd, 2005 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and the American Bar Retirement Association, an Illinois not-for-profit corporation (“ABRA”) have heretofore entered into an Administrative and Investment Services Agreement (As Amended and Restated), dated November 18, 2002 (the “AISA Agreement”);
PROGRAM SERVICES AGREEMENT Between ING Life Insurance and Annuity Company and ABA Retirement Funds Purchase Order No. 2Program Services Agreement • May 19th, 2010 • American Bar Association Members State Street Collective Tr • Investors, nec
This is Purchase Order No. 2 to the Program Services Agreement between ING Life Insurance and Annuity Company and ABA Retirement Funds (“ABA RF”) effective May 1, 2009 (the “Agreement”).
AGREEMENT FOR TRUSTEE SERVICES BETWEEN STATE STREET BANK AND TRUST COMPANY AND STATE STREET BANK AND TRUST COMPANY OF NEW HAMPSHIRETrustee Services Agreement • November 5th, 2004 • American Bar Association Members State Street Collective Tr • Investors, nec
THIS AGREEMENT FOR TRUSTEE SERVICES (the “Agreement”) is effective as of the first day of December, 2004, between STATE STREET BANK AND TRUST COMPANY, (“State Street”) and STATE STREET BANK AND TRUST COMPANY OF NEW HAMPSHIRE (the “Trust Company”).
SUPPLEMENT NUMBER ONE TO FIDUCIARY INVESTMENT SERVICES AGREEMENT between The Northern Trust Company, Northern Trust Investments, N.A. and ABA Retirement FundsFiduciary Investment Services Agreement • June 30th, 2009 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, The Northern Trust Company, an Illinois Banking Corporation (“Northern Trust”), Northern Trust Investments, N.A., a national banking association (“NTI”) and the ABA Retirement Funds, an Illinois not-for-profit corporation (“ABA RF”) have heretofore entered into a Fiduciary Investment Services Agreement (“FISA”), dated August 15, 2008, pursuant to which Northern Trust and NTI agreed to provide trustee, fiduciary and investment management services with respect to the ABA Retirement Funds Program (the “Program”), effective July 1, 2009 or such other date as may be agreed to by the parties thereto;
JPMorgan Asset Management Letterhead]Investment Management Agreement • January 26th, 2009 • American Bar Association Members State Street Collective Tr • Investors, nec
FIRST AMENDMENT TO THE FIDUCIARY INVESTMENT SERVICES AGREEMENTFiduciary Investment Services Agreement • October 24th, 2011 • American Bar Association Members / Northern Trust Collective Tr • Investors, nec
THIS AMENDMENT is effective as of August 22, 2011, by and among The Northern Trust Company (“Northern Trust”), Northern Trust Investments, Inc., an Illinois banking corporation, formerly organized as Northern Trust Investments, NA., a national banking association (“NTI”) and the ABA Retirement Funds (the “ABA RF”).
PROGRAM SERVICES AGREEMENT Between ING Life Insurance and Annuity Company and ABA Retirement Funds Purchase Order No. 1Program Services Agreement • May 19th, 2010 • American Bar Association Members State Street Collective Tr • Investors, nec
This is Purchase Order No. 1 to the Program Services Agreement between ING Life Insurance and Annuity Company and ABA Retirement Funds (“ABA RF”) dated December 6, 2008 (the “Agreement”).
Letterhead of State Street Bank and Trust Company] ACKNOWLEDGMENT OF ASSIGNMENTInvestment Advisor Agreement • March 11th, 2005 • American Bar Association Members State Street Collective Tr • Investors, nec
AMENDMENT NUMBER THREE TO THE AMERICAN BAR ASSOCIATION MEMBERS RETIREMENT TRUSTAmerican Bar Association Members Retirement Trust • January 26th, 2006 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, pursuant to Article XV of the American Bar Association Members Retirement Trust Agreement (the “Agreement”), the Agreement may be amended by written agreement between the American Bar Retirement Association, now called “ABA Retirement Funds” (“ARF”) and State Street Bank and Trust Company (“Trustee”).
AMENDMENT NUMBER THREE TO THE AMERICAN BAR ASSOCIATION POOLED TRUST FOR RETIREMENT PLANSPooled Trust Agreement • January 26th, 2006 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, pursuant to Article XV of the American Bar Association Pooled Trust for Retirement Plans Trust Agreement (the “Agreement”), the Agreement may be amended by written agreement between the American Bar Retirement Association, now called “ABA Retirement Funds” (“ARF”) and State Street Bank and Trust Company (“Trustee”).
PROGRAM SERVICES AGREEMENT Between ING Life Insurance and Annuity Company and ABA Retirement Funds Purchase Order No. 6Program Services Agreement • July 1st, 2011 • American Bar Association Members / Northern Trust Collective Tr • Investors, nec
This is Purchase Order No. 6 to the Program Services Agreement between ING Life Insurance and Annuity Company (“ING”) and ABA Retirement Funds (“ABA RF”) effective May 1, 2009 (the “Agreement”).
AMENDMENT NO. 4 TO ADMINISTRATIVE AND INVESTMENT SERVICES AGREEMENT between State Street Bank and Trust Company and the ABA Retirement Funds (f/k/a “American Bar Retirement Association”)Administrative and Investment Services Agreement • January 26th, 2006 • American Bar Association Members State Street Collective Tr • Investors, nec
WHEREAS, pursuant to Section 16.07 of the Administrative and Investment Services Agreement, amended and restated as of November 18, 2002 (the “AISA Agreement”) between State Street Bank and Trust Company (“State Street”) and the American Bar Retirement Association, now called “ABA Retirement Funds” (“ARF”), the AISA Agreement may be amended by written instrument and executed by State Street and ARF.
AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Between NORTHERN TRUST INVESTMENTS, N.A., AS TRUSTEE OF THE AMERICAN BAR ASSOCIATION MEMBERS/NORTHERN TRUST COLLECTIVE TRUST and STATE STREET BANK AND TRUST COMPANYSecurities Lending Authorization Agreement • July 1st, 2010 • American Bar Association Members / Northern Trust Collective Tr • Investors, nec • Massachusetts
Agreement dated as of the 1st day of July, 2010 between NORTHERN TRUST INVESTMENTS, N.A., as trustee of the AMERICAN BAR ASSOCIATION MEMBERS/NORTHERN TRUST COLLECTIVE TRUST, a trust created or organized in the United States and that holds assets of employee benefit plans described in Section 401(a) of the Internal Revenue Code (the “Trust”), and STATE STREET BANK AND TRUST COMPANY and its affiliates and subsidiaries (collectively, “State Street”), setting forth the terms and conditions under which State Street is authorized to act on behalf of the Trust with respect to the lending of certain securities of the Trust. References to “Trust” hereunder refer to each of the collective investment funds established under the Trust and listed on Schedule B hereto, as such Schedule B may be amended from time to time by the parties hereto.
GUARANTYGuaranty • May 19th, 2010 • American Bar Association Members State Street Collective Tr • Investors, nec • Illinois
This GUARANTY (“Guaranty”) is made as of April 10, 2009 by Northern Trust Corporation, a Delaware corporation (“NTC”), in favor of the ABA Retirement Funds, an Illinois not-for-profit corporation (“ABA RF”).
PROGRAM SERVICES AGREEMENT Between ING Life Insurance and Annuity Company and ABA Retirement Funds Purchase Order No. 7Program Services Agreement • October 24th, 2011 • American Bar Association Members / Northern Trust Collective Tr • Investors, nec
This is Purchase Order No. 7 to the Program Services Agreement between ING Life Insurance and Annuity Company and ABA Retirement Funds (“ABA RF”) effective May 1, 2009 (the “Agreement”).
PROGRAM SERVICES AGREEMENT Between ING Life Insurance and Annuity Company and ABA Retirement Funds Purchase Order No. 5Program Services Agreement • July 1st, 2011 • American Bar Association Members / Northern Trust Collective Tr • Investors, nec
This is Purchase Order No. 5 to the Program Services Agreement between ING Life Insurance and Annuity Company and ABA Retirement Funds (“ABA RF”) effective May 1, 2009 (the “Agreement”).
AMENDMENT TO INVESTMENT ADVISOR AGREEMENTInvestment Advisor Agreement • August 6th, 2004 • American Bar Association Members State Street Collective Tr • Investors, nec
This Amendment to Investment Advisor Agreement (“Amendment”) is entered into this 16th day of July, 2004, by and between State Street Bank and Trust Company, a trust company organized under the laws of the Commonwealth of Massachusetts (“State Street”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Advisor”), with reference to the following facts:
Letterhead of State Street Bank and Trust Company] ACKNOWLEDGMENT OF ASSIGNMENTInvestment Advisor Agreement • March 11th, 2005 • American Bar Association Members State Street Collective Tr • Investors, nec
