EXHIBIT A TO REVOLVING CREDIT AGREEMENT RESTATED NOTERevolving Credit Agreement • June 14th, 1999 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
ASSET PURCHASE AGREEMENT BETWEEN ARI NETWORK SERVICES, INC. AND BRIGGS & STRATTON CORPORATION September 15, 1998 TABLE OF CONTENTS PageAsset Purchase Agreement • September 25th, 1998 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 18th, 2013 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the Company and each Purchaser (the “Purchase Agreement”).
1 Exhibit 99.3 EXHIBIT B TO SECURITIES PURCHASE AGREEMENT THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN THAT...Ari Network Services Inc /Wi • May 2nd, 2000 • Services-computer programming, data processing, etc. • Wisconsin
EX 10.20 Amendment No. 15 to Loan Agreement dated September 23,1999 between the Company and WITECH Corporation AMENDMENT NUMBER FIFTEEN TO LOAN AGREEMENT THIS AMENDMENT to the Loan Agreement entered into as of October 4, 1993, between ARI NETWORK...Loan Agreement • October 29th, 1999 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
EX - 10.25 - Form of Change of Control Agreement FORM OF CHANGE OF CONTROL AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of the __th day of __________, _____, is between ARI Network Services, Inc. (the "Company") and _____________ (the "Employee"). W...Employment Agreement • October 29th, 1999 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
WHEREAS:Exchange Agreement • June 16th, 2003 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
AGREEMENTSeparation Agreement • October 29th, 1996 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
Exhibit 99.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this "AGREEMENT"), dated as of April 25, 2000, by and among ARI Network Services, Inc., a Wisconsin corporation, with headquarters located at 330 East Kilbourn Avenue,...Securities Purchase Agreement • May 2nd, 2000 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 18th, 2013 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 12, 2013, between ARI Network Services, Inc., a Wisconsin corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, the “Purchasers”).
2 3 conversion of or otherwise pursuant to the Debentures and exercise of or otherwise pursuant to the Investment Options and the Warrants. The Registration Statement (and each amendment or supplement thereto, and each request for acceleration of...Registration Rights Agreement • May 2nd, 2000 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
ARI NETWORK SERVICES, INC. and _____________________________________, as Trustee INDENTURE Dated as of ____________________ Providing for the Issuance of Subordinated Securities ARI NETWORK SERVICES, INC. Reconciliation and tie between Trust Indenture...Ari Network Services Inc /Wi • April 18th, 2014 • Services-computer programming, data processing, etc. • New York
INDENTURE, dated as of __________________, between ARI NETWORK SERVICES, INC., a corporation duly organized and existing under the laws of the State of Wisconsin (herein called the “Company”), having its principal office at 10850 West Park Place, Suite 1200, Milwaukee, Wisconsin 53224, and _______________________________, a _______________ corporation, as Trustee (herein called the “Trustee”).
RIGHTS AGREEMENT BY AND BETWEEN ARI NETWORK SERVICES, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY RIGHTS AGENT DATED AS OF AUGUST 7, 2003Rights Agreement • August 18th, 2003 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
THIS RIGHTS AGREEMENT (“Agreement”), dated as of August 7, 2003, is made between ARI NETWORK SERVICES, INC., a Wisconsin corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, a New York corporation (the “Rights Agent”).
COMMON STOCK PURCHASE WARRANTAri Network Services Inc /Wi • March 18th, 2013 • Services-computer programming, data processing, etc.
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its permitted assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from ARI Network Services, Inc., a Wisconsin corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Common Stock, par value $0.001 per share PURCHASE AGREEMENTPurchase Agreement • May 8th, 2015 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • New York
ARI Network Services, Inc., a Wisconsin corporation (the “Company”), proposes to sell to Craig-Hallum Capital Group LLC (“you” or the “Underwriter”) an aggregate of 1,530,435 shares (the “Firm Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Firm Shares consist of authorized but unissued shares of Common Stock to be issued and sold by the Company. The Company also has granted to the Underwriter an option to purchase up to 229,565 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Purchase Agreement are herein collectively called the “Securities.”
THIS AGREEMENT is made and entered into as of September 25, 1997 (the "Effective Date"), by and among ARI NETWORK SERVICES, INC., a Wisconsin corporation ("Buyer") with a principal place of business at 330 E. Kilbourn Avenue, Milwaukee, Wisconsin...Asset Purchase Agreement • October 10th, 1997 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
Exhibit 99.4 EXHIBIT C TO SECURITIES PURCHASE AGREEMENT THIS INVESTMENT OPTION AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS INVESTMENT OPTION HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH...Ari Network Services Inc /Wi • May 2nd, 2000 • Services-computer programming, data processing, etc. • Wisconsin
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • April 29th, 2013 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of April 26, 2013 (the “Effective Date”), among SILICON VALLEY BANK, a California corporation (“Bank”), ARI NETWORK SERVICES, INC. , a Wisconsin corporation (“ARI”) and PROJECT VIKING II ACQUISITION, INC., a Wisconsin corporation (“Viking”, and together with ARI, individually and collectively, jointly and severally, the “Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows:
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • November 22nd, 2013 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
THIS CHANGE OF CONTROL AGREEMENT, dated as of this 15th day of November, 2013 is between ARI Network Services, Inc. (the “Company”) and William A. Nurthen (the “Employee”).
BACKGROUNDLoan Agreement • March 17th, 1999 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
BACKGROUNDLoan Agreement • October 29th, 1998 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
EXHIBIT 10.1Loan Agreement • March 17th, 2000 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
Exhibit 10.2Website Development Agreement • March 17th, 2000 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
REGISTRATION RIGHTS AGREEMENT THIS AGREEMENT, made as of the 15th day of September, 1998, by and between ARI Network Services, Inc., a Wisconsin corporation (the "Company"), and the undersigned initial Holder (as defined below). W I T N E S S E T H:...Registration Rights Agreement • September 25th, 1998 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
FORM OF WARRANTAri Network Services Inc /Wi • May 6th, 2014 • Services-computer programming, data processing, etc. • Wisconsin
THIS WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on ________________ (the “Termination Date”) but not thereafter, to subscribe for and purchase from ARI Network Services, Inc. a Wisconsin corporation (the “Company”), up to __________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of _________ Stock. The purchase price of one share of _________ Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
1 EXHIBIT 10.29 AMENDMENT NUMBER TWO TO LOAN AGREEMENT This is an Amendment to the Loan Agreement dated as of December 2, 1994, between ARI NETWORK SERVICES, INC. ("ARI") WITECH CORPORATION ("WITECH") AND QUAESTUS LIMITED PARTNERSHIP ("QLP" or...Loan Agreement • October 29th, 1996 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
EMPLOYMENT AGREEMENTEmployment Agreement • November 22nd, 2013 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
THIS EMPLOYMENT AGREEMENT (“Agreement”) is executed as of this 15th day of November, by and between William A. Nurthen (“Executive”) and ARI Network Services, Inc. (“Company”).
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • October 29th, 2012 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
BACKGROUNDLoan Agreement • June 15th, 1998 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • November 4th, 2016 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Florida
THIS ASSET PURCHASE AGREEMENT (this “Agreement”) is made and effective as of November 1, 2016, by and among ARI NETWORK SERVICES, INC., a Wisconsin corporation (“Buyer”), AUCTION 123 INC., a Florida corporation (the “Company”), Raymond Basha, an individual resident of the State of Florida (“Basha”), and Herbert Boardman, an individual resident of the State of Florida (“Boardman”, and Boardman together with Basha, collectively, the “Shareholders”, and each, a “Shareholder”). All capitalized terms used but not otherwise specifically defined in the section in which such terms first appear shall have the respective meanings set forth in Section 8.18.
BACKGROUNDLoan Agreement • June 15th, 1998 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT AND OTHER LOAN DOCUMENTSLoan and Security Agreement • December 4th, 2012 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Illinois
This Second Amendment to Loan and Security Agreement and Other Loan Documents (this “Amendment”) is made as of November 28, 2012, by and between ARI NETWORK SERVICES, INC., a Wisconsin corporation (“Borrower”), and FIFTH THIRD BANK, an Ohio banking corporation (“Lender”).
Payment of Deferred CompensationCompensation • June 14th, 2004 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
This Agreement is entered into as of April 2, 2004, by and between ARI Network Services, Inc. (“ARI”) and the undersigned participant (the “Participant”) in ARI’s 1999 Deferred Compensation Plan (the “Plan”).
INDEPENDENT EMPLOYEE SUB-CONTRACTOR AGREEMENTIndependent Employee Sub-Contractor Agreement • December 17th, 2012 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc. • Wisconsin
THIS INDEPENDENT EMPLOYEE SUB-CONTRACTOR AGREEMENT (this “Agreement”) is entered into effective as of the 25th day of October, 2012 by and between ARI Network Services, Inc., a Wisconsin corporation (the “Company”), and Gordon J. Bridge, an individual resident of New Jersey (the “Employee-Contractor”).
FIRST AMENDMENT TO 2011 AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 9th, 2015 • Ari Network Services Inc /Wi • Services-computer programming, data processing, etc.
THIS FIRST AMENDEMENT TO 2011 AMENDED AND RESTATED EMPLOYMENT AGREEMENT is executed as of this 5th day of February, 2015 (the “Amendment Effective Date”), by and between Roy W. Olivier (“Executive”) and ARI Network Services, Inc. (the “Company”).
