EXHIBIT (g) AMENDMENT TO CUSTODIAN CONTRACT Amendment dated as of _______________, 2004, to the custodian contract, dated June 23, 1992, as amended, by and between State Street Bank and Trust Company (the "Custodian") and The Preferred Group of Mutual...Custodian Contract • September 1st, 2004 • Preferred Group of Mutual Funds
Delegation AmendmentTransfer Agency Agreement • October 30th, 2003 • Preferred Group of Mutual Funds
WITNESSETH:Management Contract • March 30th, 2001 • Preferred Group of Mutual Funds
AMENDMENT NO. 8Agreement and Declaration of Trust • August 25th, 2003 • Preferred Group of Mutual Funds
WITNESSETH:Subadviser Agreement • August 18th, 2006 • Preferred Group of Mutual Funds
W I T N E S S E T H: - - - - - - - - - -Subadviser Agreement • August 25th, 2003 • Preferred Group of Mutual Funds
WITNESSETH:Management Contract • October 28th, 1997 • Preferred Group of Mutual Funds
BY-LAWS OFBy-Laws • March 13th, 2006 • T. Rowe Price Capital Appreciation Fund
TRANSFER AGENCY AND SERVICE AGREEMENT between and THE T. ROWE PRICE FUNDSTransfer Agency and Service Agreement • March 13th, 2006 • T. Rowe Price Capital Appreciation Fund • Maryland
WITNESSETH:Management Contract • August 25th, 2003 • Preferred Group of Mutual Funds
WITNESSETH:Management Contract • February 29th, 1996 • Preferred Group of Mutual Funds
WITNESSETH:Management Contract • February 29th, 1996 • Preferred Group of Mutual Funds
W I T N E S S E T H: - - - - - - - - - -Tertiary Adviser Agreement • August 25th, 2003 • Preferred Group of Mutual Funds
SUB-ITEM 77C As of November 1, 2002, the majority shareholder of the Preferred Fixed Income Fund approved by written consent: (i) the Subadviser Agreement between Caterpillar Investment Management Ltd. and Western Asset Management Company ("Western")...Subadviser Agreement, Tertiary Adviser Agreement • February 28th, 2003 • Preferred Group of Mutual Funds
As of November 1, 2002, the majority shareholder of the Preferred Fixed Income Fund approved by written consent: (i) the Subadviser Agreement between Caterpillar Investment Management Ltd. and Western Asset Management Company ("Western") and (ii) the Tertiary Adviser Agreement between Western and Western Asset Management Company Limited, both with respect to the Preferred Fixed Income Fund and effective November 1, 2002.
WITNESSETH:Interim Subadviser Agreement • March 1st, 2006 • Preferred Group of Mutual Funds
SUB-ITEM 77C On November 1, 2002, the majority shareholder of the Preferred Fixed Income Fund was approved by written consent: (i) the Subadviser Agreement between Caterpillar Investment Management Ltd. And Western Asset Management Company and (ii)...Subadviser Agreement • August 29th, 2003 • Preferred Group of Mutual Funds
On November 1, 2002, the majority shareholder of the Preferred Fixed Income Fund was approved by written consent: (i) the Subadviser Agreement between Caterpillar Investment Management Ltd. And Western Asset Management Company and (ii) the Tertiary Adviser Agreement Between Western Asset Management Company and Western Asset Management Company Limited, both with respect to the Preferred Fixed Income Fund and effective November 1, 2002.
Exhibit (h)(2) CATERPILLAR INC. CATERPILLAR INVESTMENT MANAGEMENT LTD. 100 N.E. ADAMS ST. PEORIA, IL 61629-7310 October 12, 2005 The Preferred Group of Mutual Funds (the "Trust") 411 Hamilton Blvd. Peoria, IL 61602 Re: Fee Waiver/Expense Reimbursement...Fee Waiver/Expense Reimbursement and Indemnification Agreement • November 1st, 2005 • Preferred Group of Mutual Funds • Massachusetts
SUB-ITEM 77Q1(b) PROPOSED AGREEMENTS. Caterpillar Investment Management Ltd. ("CIML") has proposed that (i) MFS Institutional Advisors Inc. ("MFS") serve as a subadviser to the Preferred Large Cap Value Fund (the "Fund") pursuant to a subadvisory...Subadvisory Agreement • February 4th, 2004 • Preferred Group of Mutual Funds
PROPOSED AGREEMENTS. Caterpillar Investment Management Ltd. ("CIML") has proposed that (i) MFS Institutional Advisors Inc. ("MFS") serve as a subadviser to the Preferred Large Cap Value Fund (the "Fund") pursuant to a subadvisory agreement with CIML (the "MFS Proposed Agreement") and (ii) Pacific Financial Research, Inc. ("PFR") serve as a subadviser to the Fund pursuant to a subadvisory agreement with CIML (the "PFR Proposed Agreement," and together with the MFS Proposed Agreement, the "Proposed Agreements"). MFS and PFR assumed full subadvisory responsibility for the Fund on January 1, 2003 pursuant to interim subadviser agreements (the "Interim Subadviser Agreements") that are expected to terminate on or about January 31, 2003. In order for MFS and PFR to serve as subadvisers for the Fund following the termination of the Interim Subadviser Agreements, the Investment Company Act of 1940, as amended (the "1940 Act"), requires approval of the Proposed Agreements by both the Trust's Boa
EXHIBIT (D)(16)(B) PREFERRED FIXED INCOME FUND TERTIARY ADVISER AGREEMENT Tertiary Adviser Agreement executed as of November 1, 2002 between WESTERN ASSET MANAGEMENT COMPANY, a California corporation ("Subadviser"), and WESTERN ASSET MANAGEMENT...Tertiary Adviser Agreement • October 31st, 2002 • Preferred Group of Mutual Funds
