ARTICLE ICustody Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund • Ohio
ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement is entered into this 28th day of November, 2003 by and among Aquila Management Corporation ("Former Adviser"), a New York corporation, Narragansett Insured Tax-Free Income...Assignment and Assumption Agreement • October 21st, 2004 • Aquila Narragansett Insured Tax Free Income Fund
TRANSFER AGENCY AGREEMENT THIS AGREEMENT is made this 14th day of September, 1992, by and between NARRAGANSETT INSURED TAX-FREE INCOME FUND, an unincorporated business trust organized under the laws of Massachusetts (the "Fund"), and ADMINISTRATIVE...Transfer Agency Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund
Date: November 7, 2001 SHAREHOLDER SERVICES AGREEMENT Aquila Distributors, Inc. (the "Distributor") 380 Madison Avenue Suite 2300 New York, NY 10017 Dear Sirs: NARRAGANSETT INSURED TAX-FREE INCOME FUND (the "Fund") confirms its agreement with Aquila...Shareholder Services Agreement • October 31st, 2002 • Aquila Narragansett Insured Tax Free Income Fund • New York
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of November 7, 1997 by and between PFPC INC., a Delaware corporation ("PFPC"), and NARRAGANSETT INSURED TAX-FREE INCOME FUND, a Massachusetts business trust (the "Fund"). W I T N E S S E T...Transfer Agency Services Agreement • October 29th, 1998 • Aquila Narragansett Insured Tax Free Income Fund
FORM OF ADVISORY AND ADMINISTRATION AGREEMENTAdvisory and Administration Agreement • April 22nd, 2013 • Aquila Municipal Trust
THIS AGREEMENT, made as of ______________, 2013 by and between AQUILA MUNICIPAL TRUST, a Massachusetts business trust, 380 Madison Avenue, on behalf of its series AQUILA TAX-FREE FUND FOR UTAH (the "Fund"), Suite 2300, New York, New York 10017 and AQUILA INVESTMENT MANAGEMENT LLC (the "Manager"), a Delaware limited liability company, 380 Madison Avenue, Suite 2300, New York, New York 10017.
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • April 22nd, 2013 • Aquila Municipal Trust
AGREEMENT, made as of this ___ day of _________, 2013 by and between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA NARRAGANSETT TAX-FREE INCOME FUND (hereinafter called the "Fund"), and AQUILA DISTRIBUTORS, INC., (hereinafter called the "Distributor").
FORM OF SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • April 22nd, 2013 • Aquila Municipal Trust • Utah
AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND FOR UTAH (the "Fund") confirms its agreement with Aquila Distributors, Inc. (the "Distributor") with respect to the servicing of shareholder accounts. This Agreement is entered into pursuant to the Fund's Shareholder Services Plan dated ____________, 2013; such Shareholder Services Plan, in its current form and as it may subsequently be amended from time to time, is hereby incorporated by reference and referred to herein as “the Plan.” All terms defined in the Plan shall have the same meanings when used herein. It is understood that in the event of a conflict between any provision of this Agreement and the terms of the Plan, the Plan shall govern. Part I of this Agreement applies solely to the Level-Payment Class ("Class C"), Part II solely to the Financial Intermediary Class ("Class I") and Part III to both classes of shares.
ANTI-MONEY LAUNDERING AMENDMENT This ANTI-MONEY LAUNDERING AMENDMENT (this "Amendment") amends as of the 23rd day of October 2002 (the "Effective Date"), the Transfer Agency Service Agreement, dated as of November 7, 1997, between Narragansett Insured...Transfer Agency Service Agreement • October 23rd, 2003 • Aquila Narragansett Insured Tax Free Income Fund
AQUILA TAX-FREE FUND OF COLORADO FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 22nd, 2013 • Aquila Municipal Trust
THIS AGREEMENT, made as of __________, 2013 by and between AQUILA INVESTMENT MANAGEMENT LLC (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York 10017, and DAVIDSON FIXED INCOME MANAGEMENT, INC. doing business as KIRKPATRICK PETTIS CAPITAL MANAGEMENT (the "Sub-Adviser"), 1600 Broadway, Denver, Colorado 80202.
ANTI-MONEY LAUNDERING AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • October 31st, 2002 • Aquila Narragansett Insured Tax Free Income Fund
Draft July 22, 1997 NARRAGANSETT INSURED TAX-FREE INCOME FUND ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of **********, by and between NARRAGANSETT INSURED TAX-FREE INCOME FUND (the "Fund"), a Massachusetts business trust, 380...Advisory and Administration Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund
Draft July 22, 1997 NARRAGANSETT INSURED TAX-FREE INCOME FUND SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of ************, by and between AQUILA MANAGEMENT CORPORATION, a New York Corporation (the "Manager"), 380 Madison Avenue, Suite 2300, New...Sub-Advisory Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund
FORM OF CUSTODY AGREEMENTCustody Agreement • April 22nd, 2013 • Aquila Municipal Trust • Ohio
THIS AGREEMENT, is made as of ____________, 2013, by and between AQUILA MUNICIPAL TRUST, a business trust organized under the laws of the Commonwealth of Massachusetts (the "Trust"), on behalf of its series AQUILA TAX-FREE FUND FOR UTAH, and [JP Morgan Chase Bank, N.A.], a banking company organized under the laws of the United States (the "Custodian").
NARRAGANSETT INSURED TAX-FREE INCOME FUND AMENDMENT OF ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of December 1, 2006 by and between NARRAGANSETT INSURED TAX-FREE INCOME FUND (the "Fund"), a Massachusetts business trust which is...Advisory and Administration Agreement • October 17th, 2007 • Narragansett Insured Tax-Free Income Fund
NARRAGANSETT INSURED TAX-FREE INCOME FUND ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of _________, 2008 by and between NARRAGANSETT INSURED TAX-FREE INCOME FUND (the "Fund"), a Massachusetts business trust, 380 Madison Avenue, Suite...Advisory and Administration Agreement • October 23rd, 2008 • Narragansett Insured Tax-Free Income Fund
FORM OF TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • April 22nd, 2013 • Aquila Municipal Trust
THIS AGREEMENT is made as of , 2013 by and between [BNY Mellon], a Delaware corporation, and AQUILA MUNICIPAL TRUST, a Massachusetts business trust, on behalf of its series AQUILA NARRAGANSETT TAX-FREE INCOME FUND (the "Fund").
FORM OF ANTI-MONEY LAUNDERING AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 22nd, 2013 • Aquila Municipal Trust
This ANTI-MONEY LAUNDERING AMENDMENT (this “Amendment”) amends as of the ___ day of _______, 2013 (the “Effective Date”), the Distribution Agreement, dated as of ______________________, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA NARRAGANSETT TAX-FREE INCOME FUND (hereinafter called the "Fund"), and Aquila Distributors Inc. (the “Distributor”) (the “Agreement”).
NARRAGANSETT INSURED TAX-FREE INCOME FUND DISTRIBUTION AGREEMENT AGREEMENT, made as of this 28th day of May, 1999 by and between NARRAGANSETT INSURED TAX- FREE INCOME FUND (hereinafter called the "Fund"), and AQUILA DISTRIBUTORS, INC., (hereinafter...Distribution Agreement • October 28th, 1999 • Aquila Narragansett Insured Tax Free Income Fund
AQUILA DISTRIBUTORS, INC. SALES AGREEMENT (for use with brokerage firms)Sales Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund
FORM OF ANTI-MONEY LAUNDERING AMENDMENTTransfer Agency Service Agreement • April 22nd, 2013 • Aquila Municipal Trust
This ANTI-MONEY LAUNDERING AMENDMENT (this “Amendment”) amends as of the ___ day of _______, 2013 (the “Effective Date”), the Transfer Agency Service Agreement, dated as of _________________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND OF COLORADO (the "Fund"), and [BNY Mellon] (the “Agreement”).
August 29, 1997 Revised 2/94 AQUILA DISTRIBUTORS, INC. SALES AGREEMENT (for use with investment advisers) From: To: Aquila Distributors, Inc. 380 Madison Avenue, Suite 2300 New York, N.Y. 10017 Gentlemen: We desire to enter into an agreement with you...Sales Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund
ASSIGNMENT AND ASSUMPTION OF SUB-ADVISORY AGREEMENT This Assignment and Assumption Agreement is entered into this 23rd day of December, 2003 by and among Aquila Management Corporation ("Former Adviser"), a New York corporation, Citizens Bank of Rhode...Assignment and Assumption of Sub-Advisory Agreement • October 21st, 2004 • Aquila Narragansett Insured Tax Free Income Fund
FORM OF CUSTOMER IDENTIFICATION SERVICES AMENDMENTCustomer Identification Services Amendment • April 22nd, 2013 • Aquila Municipal Trust
This Customer Identification Services Amendment (this "Amendment") amends, as of the ___ day of ________, 2013 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of ____________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND OF COLORADO(the "Fund") and PFPC Inc. ("PFPC") (the "Agreement").
NARRAGANSETT INSURED TAX-FREE INCOME FUND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of the 16th day of December, 1992, by and between NARRAGANSETT INSURED TAX-FREE INCOME FUND (the "Fund"), a Massachusetts business Trust, 380 Madison Avenue,...Administration Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund
DISTRIBUTION AGREEMENT AGREEMENT, made as of this 10th day of September, 1992, by and between NARRAGANSETT INSURED TAX-FREE INCOME FUND (hereinafter called the "Fund"), and AQUILA DISTRIBUTORS, INC. (hereinafter called the "Distributor"). W I T N E S...Distribution Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund
NARRAGANSETT INSURED TAX-FREE INCOME FUND ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of by and between NARRAGANSETT INSURED TAX-FREE INCOME FUND (the "Fund"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York,...Advisory and Administration Agreement • October 31st, 2002 • Aquila Narragansett Insured Tax Free Income Fund
NARRAGANSETT INSURED TAX-FREE INCOME FUND INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made as of this 10th day of September, 1992, by and between NARRAGANSETT INSURED TAX-FREE INCOME FUND (the "Fund"), a Massachusetts business trust, 380 Madison...Investment Advisory Agreement • August 29th, 1997 • Aquila Narragansett Insured Tax Free Income Fund
AQUILA INVESTMENT MANAGEMENT LLCAdvisory and Administration Agreement • April 22nd, 2013 • Aquila Municipal Trust
NARRAGANSETT INSURED TAX-FREE INCOME FUND SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of December 1, 2008 by and between AQUILA INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the "Manager"), 380 Madison Avenue, Suite 2300, New...Sub-Advisory Agreement • October 29th, 2009 • Narragansett Insured Tax-Free Income Fund
AMENDED AGREEMENT AMONG INSUREDS UNDER D&O/E&O INSURANCE POLICY AGREEMENT made as of September 7, 2004, by and among the investment companies (which include all series thereof) listed on Schedule A (the "Funds") and the corporations (the "Service...Agreement Among Insureds • July 27th, 2006 • Narragansett Insured Tax-Free Income Fund
NARRAGANSETT INSURED TAX-FREE INCOME FUND SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of _________ __, 2008 by and between AQUILA INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the "Manager"), 380 Madison Avenue, Suite 2300, New...Sub-Advisory Agreement • October 23rd, 2008 • Narragansett Insured Tax-Free Income Fund
FORM OF CUSTOMER IDENTIFICATION SERVICES AMENDMENTTransfer Agency Services Agreement • April 22nd, 2013 • Aquila Municipal Trust
This Customer Identification Services Amendment (this "Amendment") amends, as of the ___ day of ________, 2013 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of ____________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA NARRAGANSETT TAX-FREE INCOME FUND (the "Fund") and PFPC Inc. ("PFPC") (the "Agreement").
CUSTOMER IDENTIFICATION SERVICES AMENDMENT This Customer Identification Services Amendment (this "Amendment") amends, as of the 1st day of October, 2003 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of November 7, 1997,...Transfer Agency Services Agreement • October 23rd, 2003 • Aquila Narragansett Insured Tax Free Income Fund
