EXHIBIT 13(b) AGREEMENT PURSUANT TO THE PLAN OF DISTRIBUTION THIS AGREEMENT is made as of the 16th day of Ocotber, 1992 by and between the Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the...Agreement • April 30th, 1999 • Pacific Global Fund Inc • Maryland
AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT SMALL CAP FUNDExpense Limitation Agreement • November 17th, 2003 • Pacific Global Fund Inc
APPENDIX B CUSTODY AGREEMENTCustody Agreement • April 1st, 2002 • Pacific Global Fund Inc
The following open-end management investment companies or series thereof ("Funds") are hereby made parties to the Custody Agreement dated October 11, 1995 with UMB Bank, n.a. ("Custodian") and Pacific Advisors Fund Inc., and agree to be bound by all the terms and conditions contained in said Agreement:
Exhibit 4i INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made as of the 29th day of March, 2002 by and between Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the "Corporation"), on...Investment Management Agreement • March 1st, 2004 • Pacific Global Fund Inc • Maryland
WITNESSETH:Transfer Agency Agreement • April 1st, 2002 • Pacific Global Fund Inc
FORM OF AMENDMENT TO AGREEMENT PURSUANT TO THE PLAN OF DISTRIBUTION FOR CLASS C SHARESPacific Global Fund Inc • February 16th, 1999
WITNESSETH:Accounting Services Agreement • April 1st, 2002 • Pacific Global Fund Inc
EXHIBIT 4(a) INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made as of the 16th day of October, 1992, by and between Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the "Corporation"),...Investment Management Agreement • April 30th, 1999 • Pacific Global Fund Inc • Maryland
WITNESSETH:Distribution Agreement • December 18th, 1997 • Pacific Global Fund Inc
WITNESSETH:Sub-Advisory Agreement • April 30th, 1999 • Pacific Global Fund Inc • California
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 1st, 2002 • Pacific Global Fund Inc • Maryland
WITNESSETH:Distribution Agreement • March 1st, 2004 • Pacific Global Fund Inc
EXHIBIT 11Form of Subscription Agreement • February 16th, 1999 • Pacific Global Fund Inc
EXHIBIT 99.4(h) INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made as of the 29th day of April, 1999 by and between Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the "Corporation"),...Investment Management Agreement • April 28th, 2003 • Pacific Global Fund Inc • Maryland
CLASS C SHARESPacific Global Fund Inc • December 18th, 1997 • Maryland
WITNESSETH:Transfer Agency Agreement • March 1st, 2004 • Pacific Global Fund Inc
FORM OF AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 1st, 2002 • Pacific Global Fund Inc
WITNESSETH:Sub-Advisory Agreement • March 1st, 2004 • Pacific Global Fund Inc • California
FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 27th, 2000 • Pacific Global Fund Inc • California
FORM OF EXPENSE LIMITATION AGREEMENTLimitation Agreement • December 27th, 2000 • Pacific Global Fund Inc • Maryland
OPERATING AGREEMENTOperating Agreement • May 1st, 2007 • Pacific Global Fund Inc • California
This Agreement is made as of October 6, 1995, between Charles Schwab & Co., Inc. (“Schwab”), a California corporation, and each registered investment company executing this Agreement (“Fund Company”), on its own behalf and on behalf of each of the series or classes of shares, if any, listed on Schedule I, as amended from time to time (such series or classes being referred to as the “Fund(s)”). In the event there are no series or classes of shares listed on Schedule I, then the term “Fund(s)” shall mean “Fund Company”.
AMERIPRISE FINANCIAL SERVICES, INC. SELLING AGREEMENT This Agreement is made as of January 1, 2012 by and among Pacific Global Fund, Inc., dba Pacific Advisors Fund Inc., (the “Fund Company”), on its own behalf and on behalf of each of its series or...Ameriprise Financial Services • May 1st, 2012 • Pacific Global Fund Inc
This Agreement sets forth arrangements between the parties relating to the sale of shares (“Shares”) of the Funds for which Distributor serves as the distributor to customers of Ameriprise Financial (“Customers”), and redemptions and other transactions in such Shares.
FORM OF AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • December 28th, 2007 • Pacific Global Fund Inc
AMENDMENT TO TRANSFER AGENCY AGREEMENT dated as of this 9th day of - November, 2007, by and between Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the “Fund” or “PAF”), and Pacific Global Investors Services, Inc., a California corporation (“PGIS”).
FORM OF AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 30th, 2010 • Pacific Global Fund Inc
AMENDMENT TO TRANSFER AGENCY AGREEMENT dated as of this 7th day of August 2009, by and between Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the “Fund” or “PAF”), and Pacific Global Investors Services, Inc., a California corporation (“PGIS”).
FORM OF CO-MANAGEMENT AGREEMENTPacific Global Fund Inc • December 27th, 2000 • California
Exhibit 99.8(d)2 AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT INCOME AND EQUITY FUND This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (this "Agreement"), effective this 31st day of December, 2003, amends and restates the Expense Limitation...Expense Limitation Agreement • November 17th, 2003 • Pacific Global Fund Inc • Maryland
WITNESSETHCo-Management Agreement • September 2nd, 1997 • Pacific Global Fund Inc • California
AGENCY AGREEMENTAgency Agreement • May 1st, 2007 • Pacific Global Fund Inc • Maryland
THIS AGREEMENT made as of this 1st day of October, 2006 by and among THE VANGUARD GROUP, INC. (“Vanguard”), a Pennsylvania corporation, PACIFIC ADVISORS FUND, INC. (the “Fund”), PACIFIC GLOBAL INVESTORS SERVICES, INC. (“Transfer Agent”), and PACIFIC GLOBAL FUND DISTRIBUTORS, INC. (the “Distributor”).
Exhibit 99.8(c)2 AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT GOVERNMENT SECURITIES FUND This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (this "Agreement"), effective this 31st day of December, 2003, amends and restates the Expense...Expense Limitation Agreement • November 17th, 2003 • Pacific Global Fund Inc • Maryland
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • July 12th, 2006 • Pacific Global Fund Inc
AMENDMENT TO DISTRIBUTION AGREEMENT dated as of this 6th day of July, 2006, by and between Pacific Global Fund, Inc., a Maryland Corporation doing business as Pacific Advisors Fund Inc. (the “Corporation”), and Pacific Global Fund Distributors, Inc., a California Corporation (the “Distributor”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT GOVERNMENT SECURITIES FUNDExpense Limitation Agreement • May 1st, 2007 • Pacific Global Fund Inc • Maryland
This AMENDED AND RESTATED EXPENSE LIMIT A TION AGREEMENT (this “Agreement”), effective this 10th day of November, 2006, amends and restates the Expense Limitation Agreement dated November 17, 1997, as amended and restated on March 29,2002, and on December 31, 2003, by and between Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the “Corporation”), on behalf of the Government Securities Fund (the “Fund”), Pacific Global Investment Management Company (the “Investment Manager”), and Pacific Global Investors Services, Inc., a California corporation (the “Transfer Agent”).
OPERATING AGREEMENTOperating Agreement • September 9th, 2014 • Pacific Global Fund Inc • California
This Agreement is made as of October 6, 1995, between Charles Schwab & Co., Inc. (“Schwab”), a California corporation, and each registered investment company executing this Agreement (“Fund Company”), on its own behalf and on behalf of each of the series or classes of shares, if any, listed on Schedule I, as amended from time to time (such series or classes being referred to as the “Fund(s’)”). In the event there are no series or classes of shares listed on Schedule I, then the term “Fund(s)” shall mean “Fund Company”.
WITNESSETHManagement Agreement • July 14th, 1997 • Pacific Global Fund Inc • California
AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • July 12th, 2006 • Pacific Global Fund Inc
AMENDMENT TO DISTRIBUTION AGREEMENT dated as of this 6th day of July, 2006, by and between Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the “Fund” or “PAF”), and Pacific Global Investors Services, Inc., a California corporation (“PGIS”).
SERVICES AGREEMENTServices Agreement • May 1st, 2007 • Pacific Global Fund Inc • Massachusetts
This Agreement is made as of the 6th day of April, 2005 between: (1) Fidelity Brokerage Services LLC (“FBS”) and National Financial Services LLC (“NFS”) (together “Fidelity”) and (2) Pacific Advisors Funds / Pacific Global Fund Distributors, Inc. (“Fund/Agent”).
