CONFORMED COPY AMENDED AND RESTATED CREDIT AGREEMENT Dated as of March 10, 1995 As Amended and Restated as of December 4, 1996Credit Agreement • February 13th, 1997 • Allen Ethan Interiors Inc • Wood household furniture, (no upholstered) • New York
EXHIBIT 4(K)-5 CONFORMED COPY SECOND AMENDMENT dated as of October 20, 1998, to the Amended and Restated Credit Agreement dated as of March 10, 1995 as amended and restated as of December 4, 1996 (as previously amended by that Amendment dated as of...Credit Agreement • February 12th, 1999 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
CONFORMED COPY SECURITY AGREEMENT dated as of March 10, 1995, among ETHAN ALLEN INC., a Delaware corporation (the "Borrower"); the subsidiaries of the Borrower listed on Schedule I hereto (collectively, the "Subsidiary Grantors"; the Borrower and the...Security Agreement • February 13th, 1997 • Allen Ethan Interiors Inc • Wood household furniture, (no upholstered) • New York
SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 21, 2018 Among ETHAN ALLEN GLOBAL, INC. as Borrower ETHAN ALLEN INTERIORS INC. The Other Loan Parties Party Hereto The Lenders Party Hereto JPMORGAN CHASE BANK, N.A. as Administrative...Credit Agreement • December 26th, 2018 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 21, 2018 (as it may be amended or modified from time to time, this “Agreement”), among ETHAN ALLEN GLOBAL, INC., ETHAN ALLEN INTERIORS INC., the other Loan Parties party hereto, the Lenders party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, JPMORGAN CHASE BANK, N.A., as Syndication Agent and CAPITAL ONE, NATIONAL ASSOCIATION, as Documentation Agent.
RECITALSEmployment Agreement • September 30th, 2002 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
CONFORMED COPY CREDIT AGREEMENT dated as of August 25, 1999Credit Agreement • September 22nd, 1999 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
EXHIBIT 4(k)-4 CONFORMED COPY AMENDMENT dated as of August 27, 1997, to the Credit Agreement dated as of March 10, 1995 as amended and restated as of December 4, 1996 (the "Credit Agreement"), among ETHAN ALLEN INC., a Delaware corporation (the...Credit Agreement • February 12th, 1999 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
ETHAN ALLEN GLOBAL, INC., as Issuer ETHAN ALLEN INTERIORS INC. ETHAN ALLEN OPERATIONS, INC. ETHAN ALLEN REALTY, LLC ETHAN ALLEN RETAIL, INC. LAKE AVENUE ASSOCIATES, INC. MANOR HOUSE, INC. as Guarantors AND U.S. BANK NATIONAL ASSOCIATION, as Trustee...Indenture • September 30th, 2005 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
INDENTURE dated as of September 27, 2005, among ETHAN ALLEN GLOBAL, INC., a Delaware corporation (the “Company”), as issuer, ETHAN ALLEN INTERIORS INC. (“Holdings”) and the several Subsidiary Guarantors (collectively with Holdings, the “Guarantors”), as guarantors, and U.S. Bank National Association, a national banking association (the “Trustee”), as trustee.
CREDIT AGREEMENT dated as of June 30, 2004 among ETHAN ALLEN INC., as Borrower ETHAN ALLEN INTERIORS INC., The Lenders Party Hereto and JPMORGAN CHASE BANK, as Administrative Agent BANK OF AMERICA, N.A. as Syndication Agent SUNTRUST BANK and WACHOVIA...Credit Agreement • September 10th, 2004 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
Schedule 2.01 — Commitments Schedule 3.08 — Subsidiaries and Excluded Subsidiaries Schedule 3.09 — Litigation Schedule 3.17 — Environmental Matters Schedule 3.18 — Insurance Schedule 6.02 — Existing Liens Schedule 6.08 — Existing Restrictions
RECITALSEmployment Agreement • May 13th, 2003 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered)
EXHIBIT 10(k)-3 THIRD AMENDMENT TO AMENDED AND RESTATED CONSUMER CREDIT CARD PROGRAM AGREEMENT This Amendment dated as of July 26, 2002 ("Amendment") amends that certain Amended and Restated Consumer Credit Card Program Agreement dated as of February...Consumer Credit Card Program Agreement • November 12th, 2002 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • Georgia
ETHAN ALLEN INTERIORS INC. HAS BEEN GRANTED CONFIDENTIAL TREATMENT OF PORTIONS OF THIS DOCUMENT IN ACCORDANCE WITH RULE 406 UNDER THE SECURITIES ACT OF 1933Credit Agreement • March 9th, 2006 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
CREDIT AGREEMENT dated as of July 21, 2005 among ETHAN ALLEN GLOBAL, INC., as Borrower ETHAN ALLEN INTERIORS INC., The Lenders Party Hereto and JPMORGAN CHASE BANK, N. A., as Administrative Agent ___________________________ J. P. MORGAN SECURITIES INC., as Sole Bookrunner and Sole Lead Arranger ___________________________ CITIZENS BANK OF MASSACHUSETTS and WACHOVIA BANK NATIONAL ASSOCIATION as Co-Syndication Agents
ETHAN ALLEN INTERIORS INC. HAS CLAIMED CONFIDENTIAL TREATMENT OF PORTIONS OF THIS DOCUMENT IN ACCORDANCE WITH RULE 24-B UNDER THE SECURITIES EXCHANGE ACT OF 1934Credit Agreement • August 24th, 2009 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
CREDIT AGREEMENT dated as of May 29, 2009 (as it may be amended or modified from time to time, this “Agreement”), among ETHAN ALLEN GLOBAL, INC., ETHAN ALLEN INTERIORS INC., the other Loan Parties party hereto, the Lenders party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, JPMORGAN CHASE BANK, N.A., as Syndication Agent and CAPITAL ONE LEVERAGE FINANCE CORP., as Documentation Agent.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 30th, 2005 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
REGISTRATION RIGHTS AGREEMENT dated September 27, 2005 (this “Agreement”) by and among Ethan Allen Global, Inc., a Delaware corporation (the “Company”), Ethan Allen Interiors Inc. (“Holdings”), the several Subsidiary Guarantors listed in Schedule 1 hereto (collectively with Holdings, the “Guarantors”, and each, a “Guarantor”), and J.P. Morgan Securities Inc. (the “Initial Purchaser”).
PURCHASE AGREEMENT $ 200,000,000 ETHAN ALLEN GLOBAL, INC. 5.375% Senior Notes due 2015 guaranteed by ETHAN ALLEN INTERIORS INC. ETHAN ALLEN OPERATIONS, INC. ETHAN ALLEN REALTY, LLC ETHAN ALLEN RETAIL, INC. LAKE AVENUE ASSOCIATES, INC. MANOR HOUSE,...Purchase Agreement • September 30th, 2005 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
Ethan Allen Global, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to J.P. Morgan Securities Inc. (the “Initial Purchaser”) $200,000,000 principal amount of its 5.375% Senior Notes due 2015 (the “Securities”). The Securities will be issued pursuant to an Indenture to be dated as of September 27, 2005 among the Company, Ethan Allen Interiors Inc., a Delaware corporation (“Holdings”), the several Subsidiary Guarantors listed in Schedule 1 hereto (collectively with Holdings, the “Guarantors”), and U.S. Bank National Association, as trustee (the “Trustee”), and will be guaranteed on an unsecured senior basis by the Guarantors (the “Guarantees”).
EMPLOYMENT AGREEMENTEmployment Agreement • February 3rd, 2022 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
This Agreement (this “Agreement”), dated as of February 3, 2022, effective as of July 1, 2022, is made by and between Ethan Allen Interiors Inc., a Delaware corporation (the “Corporation”) and its wholly owned subsidiary, Ethan Allen Global, Inc., a Delaware corporation (the “Subsidiary”), and M. Farooq Kathwari (the “Executive”).
Ethan Allen Interiors Inc. has claimed confidential treatment of portions of this document in accordance with rule 24-B under the securities exchange act of 1934 FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM...Private Label Consumer Credit Card Program Agreement • August 12th, 2015 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
This Fifth Amendment to Second Amended and Restated Private Label Consumer Credit Card Program Agreement (the “Fifth Amendment”), effective as of July 1, 2015 (“Amendment”), amends that certain Second Amendment and Restated Private Label Consumer Credit Card Program Agreement dated as of July 23, 2007 (as amended, modified, and supplemented from time to time, the “Agreement”), by and between Ethan Allen Global, Inc., a Delaware corporation (“Ethan Allen Global”) and Ethan Allen Retail, Inc., a Delaware corporation (“Ethan Allen Retail”, and together with Ethan Allen Global, “Retailer”), and Synchrony Bank (“Bank”). Capitalized terms used herein and not otherwise defined have the meaning given in the Agreement.
EMPLOYMENT AGREEMENT AMENDMENTEmployment Agreement • March 14th, 2013 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
AMENDMENT dated as of March 14, 2013 to the EMPLOYMENT AGREEMENT dated as of September 30, 2011 among Ethan Allen Interiors Inc., Ethan Allen Global, Inc. and M. Farooq Kathwari.
EMPLOYMENT AGREEMENTEmployment Agreement • October 2nd, 2015 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
This Agreement (this "Agreement"), dated as of October 1, 2015, effective as of July 1, 2015, is made by and between Ethan Allen Interiors Inc., a Delaware corporation (the “Corporation”) and its wholly owned subsidiary, Ethan Allen Global, Inc., a Delaware corporation (the "Subsidiary"), and M. Farooq Kathwari (the "Executive").
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM AGREEMENTPrivate Label Consumer Credit Card Program Agreement • May 10th, 2010 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
This FIRST AMENDMENT TO SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM AGREEMENT dated as of July 25, 2008 (“Amendment”) amends that certain Second Amended and Restated Private Label Consumer Credit Card Program Agreement dated as of July 23, 2007 (as amended, modified and supplemented from time to time, the “Agreement”), by and between Ethan Allen Global, Inc., a Delaware corporation (“Ethan Allen Global”), and Ethan Allen Retail, Inc., a Delaware corporation (“Ethan Allen Retail”, and together with Ethan Allen Global, “Retailer”), and GE Money Bank (“Bank”). Capitalized terms used herein and not otherwise defined have the meanings given them in the Agreement.
RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • November 19th, 2007 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
WHEREAS, the Executive has been selected by the Compensation Committee of the Board of Directors of the Company (the "Committee") to receive an award under the Plan;
AMENDMENT NO. 1 to RIGHTS AGREEMENTRights Agreement • September 13th, 2005 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • Delaware
Amendment No. 1 (the “Amendment”) dated as of December 23, 2004 among Ethan Allen Interiors Inc. (the “Company”), Harris Trust and Savings Bank, (the “Harris”), and Computershare Investor Services, LLC (“Computershare”), to the Rights Agreement dated as of June 26, 1996 (the “Rights Agreement”) between the Company and Harris.
AMENDMENT NO. 1 Dated as of January 28, 2015 to AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 21, 2014Credit Agreement • January 28th, 2015 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
THIS AMENDMENT NO. 1 (“Amendment”) is made as of January 28, 2015 by and among Ethan Allen Global, Inc. (the “Borrower”), Ethan Allen Interiors Inc. (“Holdings”), Ethan Allen Operations, Inc. (“Operations”), Ethan Allen Realty, LLC (“Realty”), Ethan Allen Retail, Inc. (“Retail”), Lake Avenue Associates, Inc. (“Lake Avenue”) and Manor House, Inc. (“Manor House”, and collectively with the Borrower, Holdings, Operations, Realty, Retail and Lake Avenue, the “Loan Parties”), the financial institutions listed on the signature pages hereof and JPMorgan Chase Bank, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) under that certain Amended and Restated Credit Agreement dated as of October 21, 2014 by and among the Borrower, Holdings, the other Loan Parties, the Lenders and the Administrative Agent (as may be further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”). Capitalized terms used herein and not otherwise defined herein s
SECOND AMENDMENT TO SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM AGREEMENTPrivate Label Consumer Credit Card Program Agreement • May 10th, 2010 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
This SECOND AMENDMENT TO SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM AGREEMENT dated as of February 16, 2010 (“Amendment”), amends that certain Second Amended and Restated Private Label Consumer Credit Card Program Agreement dated as of July 23, 2007 (as amended, modified and supplemented from time to time, the “Agreement”), by and between Ethan Allen Global, Inc., a Delaware corporation (“Ethan Allen Global”), and Ethan Allen Retail, Inc., a Delaware corporation (“Ethan Allen Retail”, and together with Ethan Allen Global, “Retailer”), and GE Money Bank (“Bank”). Capitalized terms used herein and not otherwise defined have the meanings given them in the Agreement.
CONFIDENTIAL TREATMENT REQUESTED BY ETHAN ALLEN INTERIORS INC. OF CERTAIN PORTIONS OF THIS AGREEMENT IN ACCORDANCE WITH RULE 24B-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934. SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM AGREEMENTPrivate Label Consumer Credit Card Program Agreement • November 5th, 2007 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • Utah
This SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM AGREEMENT is made as of July 23, 2007 by and between Ethan Allen Global, Inc., a Delaware corporation (“Ethan Allen Global”), and Ethan Allen Retail, Inc., a Delaware corporation (“Ethan Allen Retail”, and together with Ethan Allen Global, “Retailer”), each with its principal place of business at Ethan Allen Drive, Danbury, Connecticut 06813, and GE Money Bank with its principal place of business at 4246 South Riverboat Road, Suite 200, Salt Lake City, Utah 84123-2551 (“Bank”). Certain capitalized terms used in this Agreement are defined in the attached Appendix A.
AMENDMENT NO. 1 to RIGHTS AGREEMENTRights Agreement • December 30th, 2004 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • Delaware
Amendment No. 1 (the “Amendment”) dated as of December 23, 2004 among Ethan Allen Interiors Inc. (the “Company”) Harris Trust and Savings Bank, (the “Harris”), and Computershare Investor Services, LLC (“Computershare”), to the Rights Agreement dated as of June 26, 1996 (the “Rights Agreement”) between the Company and Harris.
FORM OF] OPTION AGREEMENT GRANTS TO INDEPENDENT DIRECTORSOption Agreement • September 13th, 2005 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered)
THIS AGREEMENT, dated as of the of ("Grant Date") and entered into by and between Ethan Allen Interiors Inc. (the "Company") and (the "Participant"),
AMENDMENT NO. 3 Dated as of January 22, 2016 to AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 21, 2014Credit Agreement • January 27th, 2016 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
THIS AMENDMENT NO. 3 (“Amendment”) is made as of January 22, 2016 by and among Ethan Allen Global, Inc. (the “Borrower”), Ethan Allen Interiors Inc. (“Holdings”), the other Loan Parties signatory hereto, the financial institutions listed on the signature pages hereof and JPMorgan Chase Bank, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) under that certain Amended and Restated Credit Agreement dated as of October 21, 2014 by and among the Borrower, Holdings, the other Loan Parties party thereto, the Lenders and the Administrative Agent (as amended and as may be further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to them in the Credit Agreement.
AMENDMENT NO. 2 Dated as of September 10, 2015 to AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 21, 2014Credit Agreement • September 11th, 2015 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
THIS AMENDMENT NO. 2 (“Amendment”) is made as of September 10, 2015 by and among Ethan Allen Global, Inc. (the “Borrower”), the financial institutions listed on the signature pages hereof and JPMorgan Chase Bank, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) under that certain Amended and Restated Credit Agreement dated as of October 21, 2014 by and among the Borrower, the other Loan Parties party thereto, the Lenders and the Administrative Agent (as amended and as may be further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to them in the Credit Agreement.
EMPLOYMENT AGREEMENTEmployment Agreement • November 19th, 2007 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
This Agreement (this "Agreement"), dated as of November 13, 2007, and effective as of October 1, 2007, is made by and between Ethan Allen Interiors Inc., a Delaware corporation (the "Corporation") and its subsidiary, Ethan Allen Global, Inc., a Delaware corporation and a wholly owned subsidiary of the Corporation (the "Subsidiary") and M. Farooq Kathwari (the "Executive").
AMENDMENT NO. 1 Dated as of October 23, 2009 to CREDIT AGREEMENT Dated as of May 29, 2009Credit Agreement • November 9th, 2009 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
THIS AMENDMENT NO. 1 (“Amendment”) is made as of October 23, 2009 by and among Ethan Allen Global, Inc. (the “Borrower”), Ethan Allen Interiors Inc. (“Holdings”), the financial institutions listed on the signature pages hereof and JPMorgan Chase Bank, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) under that certain Credit Agreement dated as of May 29, 2009 by and among the Borrower, Holdings, the Lenders and the Administrative Agent (as may be further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to them in the Credit Agreement.
RESTRICTED STOCK UNIT AGREEMENTRestricted Stock Unit Agreement • February 3rd, 2022 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
AGREEMENT, dated as of _________, 20__ (the “Grant Date”), by and between Ethan Allen Interiors Inc. (the “Company”) and M. Farooq Kathwari (the “Executive”).
PERFORMANCE BASED STOCK UNIT AGREEMENTPerformance Based Stock Unit Agreement • October 2nd, 2015 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
AGREEMENT, dated as of ________ (the "Grant Date"), by and between Ethan Allen Interiors, Inc. (the "Company") and M. Farooq Kathwari (the "Executive").
FORM OF] OPTION AGREEMENT GRANTS TO EMPLOYEESOption Agreement • September 13th, 2005 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered)
THIS AGREEMENT, dated as of the day of ("Grant Date") and entered into by and between Ethan Allen Interiors Inc. (the "Company") and the undersigned (the "Participant"),
ETHAN ALLEN INTERIORS INC. HAS CLAIMED CONFIDENTIAL TREATMENT OF PORTIONS OF THIS DOCUMENT IN ACCORDANCE WITH RULE 24-B UNDER THE SECURITIES EXCHANGE ACT OF 1934 THIRD AMENDMENT TO SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM...Private Label Consumer Credit Card Program Agreement • November 3rd, 2010 • Ethan Allen Interiors Inc • Wood household furniture, (no upholstered) • New York
This THIRD AMENDMENT TO SECOND AMENDED AND RESTATED PRIVATE LABEL CONSUMER CREDIT CARD PROGRAM AGREEMENT dated as of June 30, 2010 (“Amendment”), amends that certain Second Amended and Restated Private Label Consumer Credit Card Program Agreement dated as of July 23, 2007 (as amended, modified and supplemented from time to time, the “Agreement”), by and between Ethan Allen Global, Inc., a Delaware corporation (“Ethan Allen Global”), and Ethan Allen Retail, Inc., a Delaware corporation (“Ethan Allen Retail”, and together with Ethan Allen Global, “Retailer”), and GE Money Bank (“Bank”). Capitalized terms used herein and not otherwise defined have the meanings given them in the Agreement.
