EXHIBIT 4.1 AMENDED AND RESTATED RIGHTS AGREEMENTRights Agreement • March 30th, 1999 • Southern California Water Co • Water supply • California
1,000,000 SHARES COMMON STOCK ($2.50 PAR VALUE) UNDERWRITING AGREEMENTSouthern California Water Co • December 17th, 1996 • Water supply • New York
RECITALSControl Agreement • March 21st, 2000 • Southern California Water Co • Water supply • California
1 EXHIBIT 10.3 REIMBURSEMENT AGREEMENT BY AND BETWEEN SOUTHERN CALIFORNIA WATER COMPANYReimbursement Agreement • February 28th, 2001 • Southern California Water Co • Water supply • California
ARTICLE 1 THE MERGERAgreement of Merger • July 1st, 1998 • Southern California Water Co • Water supply
EXHIBIT 10.7 LOAN AGREEMENTLoan Agreement • March 30th, 1999 • Southern California Water Co • Water supply • California
EXHIBIT 1.01Southern California Water Co • January 20th, 1999 • Water supply • New York
UNITED STATES DEPARTMENT OF THE INTERIOR BUREAU OF RECLAMATIONSouthern California Water Co • February 28th, 2001 • Water supply
EXHIBIT 1.01 SOUTHERN CALIFORNIA WATER COMPANY 7.23% Notes due 2031 UNDERWRITING AGREEMENT December 6, 2001 UNDERWRITING AGREEMENTSouthern California Water Co • December 7th, 2001 • Water supply • New York
RECITALSControl Agreement • November 2nd, 1998 • Southern California Water Co • Water supply • California
UNITED STATES DEPARTMENT OF THE INTERIOR BUREAU OF RECLAMATIONSouthern California Water Co • February 28th, 2001 • Water supply
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead ArrangerCredit Agreement • November 4th, 2019 • Golden State Water CO • Water supply • California
Page Article 1. DEFINITIONS AND ACCOUNTING TERMS 1 1.1 Defined Terms 1 1.2 Use of Defined Terms 16 1.3 Accounting Terms; Covenant Calculations 17 1.4 Rounding 17 1.5 Exhibits and Schedules 17 1.6 References to “Borrower and its Subsidiaries” 17 1.7 Miscellaneous Terms 17 Article 2. ADVANCES AND LETTERS OF CREDIT 17 2.1 Advances-General 17 2.2 Alternate Base Rate Advances 18 2.3 Eurodollar Rate Advances 18 2.4 Conversion and Continuation of Advances 18 2.5 Letters of Credit 19 2.6 Termination or Reduction of the Commitments 22 2.7 Administrative Agent’s Right to Assume Funds Available for Advances 22 2.8 Swing Line 22 2.9 Adjusting Purchase Payments 23 Article 3. PAYMENTS AND FEES 23 3.1 Principal and Interest. 23 3.2 Unused Revolving Facility Commitment Fee 24 3.3 Closing Fees; Arrangement Fee; Agency Fee etc. 24 3.4 Letter of Credit Fees 25 3.5 Increased Commitment Costs 25 3.6 Eurodollar Costs and Related Matters 25 3.7 Late Payments and Default Rate 27 3.8 Computation of Interest an
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • March 23rd, 2004 • Southern California Water Co • Water supply
2 ENERGY MANAGEMENT SERVICES AGREEMENT BETWEEN SOUTHERN CALIFORNIA WATER COMPANY AND ENOVA ENERGY, INC.Management Services • March 20th, 1997 • Southern California Water Co • Water supply • California
1 EXHIBIT 10.19 EXECUTION ===================================================== =========================== LOAN AND TRUST AGREEMENTLoan and Trust Agreement • February 28th, 2001 • Southern California Water Co • Water supply • Arizona
RECITALSControl Agreement • November 2nd, 1998 • Southern California Water Co • Water supply • California
AMERICAN STATES WATER COMPANY2016 Stock Incentive Plan • February 10th, 2023 • Golden State Water CO • Water supply • California
THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2023 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
AMERICAN STATES WATER COMPANY2016 Stock Incentive Plan • February 1st, 2019 • Golden State Water CO • Water supply • California
THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2019 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
AMERICAN STATES WATER COMPANY FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • February 6th, 2017 • Golden State Water CO • Water supply • California
THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is dated as of by and between American States Water Company, a California corporation (the “Corporation”), and (the “Participant”).
FORM OF INDEMNIFICATION AGREEMENT] INDEMNIFICATION AGREEMENTIndemnification Agreement • March 16th, 2007 • Golden State Water CO • Water supply • California
This Indemnification Agreement (“Agreement”) is made as of [DATE] by and between [COMPANY] (“Company”), and [NAME] (“Indemnitee”)[.][, and amends and restates in its entirety the Indemnification agreement dated as of [DATE] between the Company and Indemnitee.]
AMENDMENT TO AMERICAN STATES WATER COMPANY FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • February 4th, 2011 • Golden State Water CO • Water supply • California
THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is dated as of _______________ by and between American States Water Company, a California corporation (the “Corporation”), and _________________ (the “Participant”).
FORM OF AMERICAN STATES WATER COMPANY 2010 SHORT-TERM INCENTIVE PROGRAMGolden State Water CO • April 6th, 2010 • Water supply
American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2010 Short-Term Incentive Program (the “Bonus Program”). Unless otherwise defined in this award agreement, capitalized terms used in this award agreement have the same meanings as in the Bonus Program.
AMERICAN STATES WATER COMPANY AMENDED AND RESTATED 2008 STOCK INCENTIVE PLAN2008 Stock Incentive Plan • January 29th, 2016 • Golden State Water CO • Water supply • California
THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2016 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
AMENDED AND RESTATED INDEMNIFICATION AGREEMENTIndemnification Agreement • March 1st, 2023 • Golden State Water CO • Water supply • California
This Amended and Restated Indemnification Agreement (“Agreement”) is made as of May __, 2021 by and between American States Water Company, a California corporation (“Company”), and [__________] (“Indemnitee”), a [director/officer] of the Company. This Agreement fully amends, restates and supersedes any prior indemnification agreement between the Company and any of its Subsidiaries and Indemnitee [including without limitation the Indemnification Agreement dated _______.]
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead ArrangerCredit Agreement • May 10th, 2023 • Golden State Water CO • Water supply • California
This LIMITED CONSENT (this “Consent”) is entered into as of May 20, 2015 among AMERICAN STATES WATER COMPANY, a California corporation (“Borrower”), each of the lenders party to the Credit Agreement (defined below), and WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”) and lead arranger. Capitalized terms used herein and not otherwise defined shall have the meanings set forth for such terms in the Credit Agreement. Section references herein are to sections of the Credit Agreement unless otherwise stated.
AMENDMENT TO AMERICAN STATES WATER COMPANY FORM OF NONQUALIFIED STOCK OPTION AGREEMENTNonqualified Stock Option Agreement • November 21st, 2014 • Golden State Water CO • Water supply • California
THIS NONQUALIFIED STOCK OPTION AGREEMENT (this “Option Agreement”) by and between AMERICAN STATES WATER COMPANY, a California corporation (the “Corporation”), and (the “Participant”) evidences the nonqualified stock option (the “Option”) granted by the Corporation to the Participant as to the number of shares of the Corporation’s common shares, no par value (the “Common Shares”), first set forth below.
1 EXHIBIT 10.22 MIRANT AMERICAS ENERGY MARKETING, LP TRANSACTION CONFIRMATION Date: March 19, 2001 To: Southern California Water Company The following shall confirm the agreement reached on March 16, 2001 between Mirant Americas Energy Marketing, LP...Southern California Water Co • May 14th, 2001 • Water supply
WATER SALE AGREEMENTWater Sale Agreement • February 3rd, 2006 • Golden State Water CO • Water supply • California
This Water Sale Agreement (“Agreement”) is entered into this 31st day of January, 2006, by and between NATOMAS CENTRAL MUTUAL WATER COMPANY, a California corporation (“Natomas”), and AMERICAN STATES UTILITY SERVICES, INC., a California corporation (“ASUS”).
SOUTHERN CALIFORNIA WATER COMPANY AND CHEMICAL TRUST COMPANY OF CALIFORNIA TRUSTEE INDENTURE Dated as of September 1, 1993 ____________ DEBT SECURITIESGolden State Water CO • December 12th, 2008 • Water supply • California
INDENTURE dated as of September 1, 1993 between SOUTHERN CALIFORNIA WATER COMPANY, a California corporation (“Company”), and CHEMICAL TRUST COMPANY OF CALIFORNIA, a California corporation, as trustee (“Trustee”).
Execution Version GOLDEN STATE WATER COMPANY $160,000,000 2.17% Series A Senior Notes due July 8, 2030 and 2.90% Series B Senior Notes due July 8, 2040 _____________ NOTE PURCHASE AGREEMENT _____________ Dated as of July 8, 2020 Note Purchase...Note Purchase Agreement • July 14th, 2020 • Golden State Water CO • Water supply • New York
GOLDEN STATE WATER COMPANY 6.70% Senior Note due March 10, 2019 NOTE PURCHASE AGREEMENT Dated as of March 10, 2009Note Purchase Agreement • March 13th, 2009 • Golden State Water CO • Water supply • California
AMERICAN STATES WATER COMPANYPerformance Award Agreement • February 5th, 2021 • Golden State Water CO • Water supply • California
THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2021 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
FORM OF CHANGE-IN-CONTROL AGREEMENT] CHANGE-IN-CONTROL AGREEMENT-Control Agreement • November 21st, 2014 • Golden State Water CO • Water supply • California
This Change-in-Control Agreement (the “Agreement”) is dated as of [ ], is entered into by and between [ ] (the “Executive”) and [Golden State Water Company, a California corporation][American States Utility Services, Inc., a California corporation][NEEDS TO BE CHANGED TO BE SIGNED BY ACTUAL EMPLOYER] (the “Company”).
SEPARATION AGREEMENT And GENERAL RELEASE OF ALL CLAIMSSeparation Agreement • February 24th, 2020 • Golden State Water CO • Water supply • Virginia
This Separation Agreement and General Release of All Claims (“Agreement”) is made by and between American States Utility Services, Inc., including its parent, affiliates and subsidiaries (collectively referred to as “ASUS” or the “Company”), and James C. Cotton III (“Employee”) with respect to the following facts:
Bryan K. SwitzerGolden State Water CO • January 21st, 2022 • Water supply
This letter (this “Agreement”) confirms our agreement with regard to your retirement from your employment with Golden State Water Company (the “Company”) effective January 14, 2022 (the “Retirement Date”).
