EXHIBIT 1.01Distribution Agreement • January 20th, 1999 • Southern California Water Co • Water supply • New York
Contract Type FiledJanuary 20th, 1999 Company Industry Jurisdiction
EXHIBIT 4.1 AMENDED AND RESTATED RIGHTS AGREEMENTRights Agreement • March 30th, 1999 • Southern California Water Co • Water supply • California
Contract Type FiledMarch 30th, 1999 Company Industry Jurisdiction
RECITALSChange-in-Control Agreement • March 21st, 2000 • Southern California Water Co • Water supply • California
Contract Type FiledMarch 21st, 2000 Company Industry Jurisdiction
EXHIBIT 10.7 LOAN AGREEMENTLoan Agreement • March 30th, 1999 • Southern California Water Co • Water supply • California
Contract Type FiledMarch 30th, 1999 Company Industry Jurisdiction
1,000,000 SHARES COMMON STOCK ($2.50 PAR VALUE) UNDERWRITING AGREEMENTUnderwriting Agreement • December 17th, 1996 • Southern California Water Co • Water supply • New York
Contract Type FiledDecember 17th, 1996 Company Industry Jurisdiction
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • March 23rd, 2004 • Southern California Water Co • Water supply
Contract Type FiledMarch 23rd, 2004 Company Industry
ARTICLE 1 THE MERGERMerger Agreement • July 1st, 1998 • Southern California Water Co • Water supply
Contract Type FiledJuly 1st, 1998 Company Industry
1 EXHIBIT 10.3 REIMBURSEMENT AGREEMENT BY AND BETWEEN SOUTHERN CALIFORNIA WATER COMPANYReimbursement Agreement • February 28th, 2001 • Southern California Water Co • Water supply • California
Contract Type FiledFebruary 28th, 2001 Company Industry Jurisdiction
EXHIBIT 1.01 SOUTHERN CALIFORNIA WATER COMPANY 7.23% Notes due 2031 UNDERWRITING AGREEMENT December 6, 2001 UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2001 • Southern California Water Co • Water supply • New York
Contract Type FiledDecember 7th, 2001 Company Industry Jurisdiction
RECITALSChange-in-Control Agreement • November 2nd, 1998 • Southern California Water Co • Water supply • California
Contract Type FiledNovember 2nd, 1998 Company Industry Jurisdiction
RECITALSChange-in-Control Agreement • November 2nd, 1998 • Southern California Water Co • Water supply • California
Contract Type FiledNovember 2nd, 1998 Company Industry Jurisdiction
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead ArrangerCredit Agreement • November 4th, 2019 • Golden State Water CO • Water supply • California
Contract Type FiledNovember 4th, 2019 Company Industry JurisdictionPage Article 1. DEFINITIONS AND ACCOUNTING TERMS 1 1.1 Defined Terms 1 1.2 Use of Defined Terms 16 1.3 Accounting Terms; Covenant Calculations 17 1.4 Rounding 17 1.5 Exhibits and Schedules 17 1.6 References to “Borrower and its Subsidiaries” 17 1.7 Miscellaneous Terms 17 Article 2. ADVANCES AND LETTERS OF CREDIT 17 2.1 Advances-General 17 2.2 Alternate Base Rate Advances 18 2.3 Eurodollar Rate Advances 18 2.4 Conversion and Continuation of Advances 18 2.5 Letters of Credit 19 2.6 Termination or Reduction of the Commitments 22 2.7 Administrative Agent’s Right to Assume Funds Available for Advances 22 2.8 Swing Line 22 2.9 Adjusting Purchase Payments 23 Article 3. PAYMENTS AND FEES 23 3.1 Principal and Interest. 23 3.2 Unused Revolving Facility Commitment Fee 24 3.3 Closing Fees; Arrangement Fee; Agency Fee etc. 24 3.4 Letter of Credit Fees 25 3.5 Increased Commitment Costs 25 3.6 Eurodollar Costs and Related Matters 25 3.7 Late Payments and Default Rate 27 3.8 Computation of Interest an
1 EXHIBIT 10.22 MIRANT AMERICAS ENERGY MARKETING, LP TRANSACTION CONFIRMATION Date: March 19, 2001 To: Southern California Water Company The following shall confirm the agreement reached on March 16, 2001 between Mirant Americas Energy Marketing, LP...Transaction Confirmation • May 14th, 2001 • Southern California Water Co • Water supply
Contract Type FiledMay 14th, 2001 Company Industry
1 EXHIBIT 10.19 EXECUTION ===================================================== =========================== LOAN AND TRUST AGREEMENTLoan and Trust Agreement • February 28th, 2001 • Southern California Water Co • Water supply • Arizona
Contract Type FiledFebruary 28th, 2001 Company Industry Jurisdiction
ContractPerformance Award Agreement • March 15th, 2024 • Golden State Water CO • Water supply • California
Contract Type FiledMarch 15th, 2024 Company Industry Jurisdiction
AMERICAN STATES WATER COMPANYPerformance Award Agreement • February 1st, 2019 • Golden State Water CO • Water supply • California
Contract Type FiledFebruary 1st, 2019 Company Industry JurisdictionTHIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2019 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
RECITALSChange-in-Control Agreement • November 2nd, 1998 • Southern California Water Co • Water supply • California
Contract Type FiledNovember 2nd, 1998 Company Industry Jurisdiction
EXHIBIT 4.02Global Security Note • December 7th, 2001 • Southern California Water Co • Water supply
Contract Type FiledDecember 7th, 2001 Company Industry
AMERICAN STATES WATER COMPANY FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • February 6th, 2017 • Golden State Water CO • Water supply • California
Contract Type FiledFebruary 6th, 2017 Company Industry JurisdictionTHIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is dated as of by and between American States Water Company, a California corporation (the “Corporation”), and (the “Participant”).
FORM OF INDEMNIFICATION AGREEMENT] INDEMNIFICATION AGREEMENTIndemnification Agreement • March 16th, 2007 • Golden State Water CO • Water supply • California
Contract Type FiledMarch 16th, 2007 Company Industry JurisdictionThis Indemnification Agreement (“Agreement”) is made as of [DATE] by and between [COMPANY] (“Company”), and [NAME] (“Indemnitee”)[.][, and amends and restates in its entirety the Indemnification agreement dated as of [DATE] between the Company and Indemnitee.]
AMENDMENT TO AMERICAN STATES WATER COMPANY FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • February 4th, 2011 • Golden State Water CO • Water supply • California
Contract Type FiledFebruary 4th, 2011 Company Industry JurisdictionTHIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is dated as of _______________ by and between American States Water Company, a California corporation (the “Corporation”), and _________________ (the “Participant”).
FORM OF AMERICAN STATES WATER COMPANY 2010 SHORT-TERM INCENTIVE PROGRAMShort-Term Incentive Program Agreement • April 6th, 2010 • Golden State Water CO • Water supply
Contract Type FiledApril 6th, 2010 Company IndustryAmerican States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2010 Short-Term Incentive Program (the “Bonus Program”). Unless otherwise defined in this award agreement, capitalized terms used in this award agreement have the same meanings as in the Bonus Program.
AMERICAN STATES WATER COMPANY AMENDED AND RESTATED 2008 STOCK INCENTIVE PLANPerformance Award Agreement • January 29th, 2016 • Golden State Water CO • Water supply • California
Contract Type FiledJanuary 29th, 2016 Company Industry JurisdictionTHIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2016 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
AMENDED AND RESTATED INDEMNIFICATION AGREEMENTIndemnification Agreement • March 1st, 2023 • Golden State Water CO • Water supply • California
Contract Type FiledMarch 1st, 2023 Company Industry JurisdictionThis Amended and Restated Indemnification Agreement (“Agreement”) is made as of May __, 2021 by and between American States Water Company, a California corporation (“Company”), and [__________] (“Indemnitee”), a [director/officer] of the Company. This Agreement fully amends, restates and supersedes any prior indemnification agreement between the Company and any of its Subsidiaries and Indemnitee [including without limitation the Indemnification Agreement dated _______.]
CHANGE-IN-CONTROL AGREEMENTChange-in-Control Agreement • March 1st, 2023 • Golden State Water CO • Water supply • California
Contract Type FiledMarch 1st, 2023 Company Industry JurisdictionThis Change-in-Control Agreement (the “Agreement”) dated as of February [___], 2023, is entered into by and between ___________ (the “Executive”) and [Golden State Water Company][American States Utility Services, Inc.], a California corporation (the “Company”).
AMERICAN STATES WATER COMPANY 2000 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • August 9th, 2006 • Golden State Water CO • Water supply • California
Contract Type FiledAugust 9th, 2006 Company Industry JurisdictionTHIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is dated as of January 30, 2006 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead ArrangerCredit Agreement • May 10th, 2023 • Golden State Water CO • Water supply • California
Contract Type FiledMay 10th, 2023 Company Industry JurisdictionThis LIMITED CONSENT (this “Consent”) is entered into as of May 20, 2015 among AMERICAN STATES WATER COMPANY, a California corporation (“Borrower”), each of the lenders party to the Credit Agreement (defined below), and WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”) and lead arranger. Capitalized terms used herein and not otherwise defined shall have the meanings set forth for such terms in the Credit Agreement. Section references herein are to sections of the Credit Agreement unless otherwise stated.
AMENDMENT TO AMERICAN STATES WATER COMPANY FORM OF NONQUALIFIED STOCK OPTION AGREEMENTNonqualified Stock Option Agreement • November 21st, 2014 • Golden State Water CO • Water supply • California
Contract Type FiledNovember 21st, 2014 Company Industry JurisdictionTHIS NONQUALIFIED STOCK OPTION AGREEMENT (this “Option Agreement”) by and between AMERICAN STATES WATER COMPANY, a California corporation (the “Corporation”), and (the “Participant”) evidences the nonqualified stock option (the “Option”) granted by the Corporation to the Participant as to the number of shares of the Corporation’s common shares, no par value (the “Common Shares”), first set forth below.
WATER SALE AGREEMENTWater Sale Agreement • February 3rd, 2006 • Golden State Water CO • Water supply • California
Contract Type FiledFebruary 3rd, 2006 Company Industry JurisdictionThis Water Sale Agreement (“Agreement”) is entered into this 31st day of January, 2006, by and between NATOMAS CENTRAL MUTUAL WATER COMPANY, a California corporation (“Natomas”), and AMERICAN STATES UTILITY SERVICES, INC., a California corporation (“ASUS”).
SOUTHERN CALIFORNIA WATER COMPANY AND CHEMICAL TRUST COMPANY OF CALIFORNIA TRUSTEE INDENTURE Dated as of September 1, 1993 ____________ DEBT SECURITIESIndenture • December 12th, 2008 • Golden State Water CO • Water supply • California
Contract Type FiledDecember 12th, 2008 Company Industry JurisdictionINDENTURE dated as of September 1, 1993 between SOUTHERN CALIFORNIA WATER COMPANY, a California corporation (“Company”), and CHEMICAL TRUST COMPANY OF CALIFORNIA, a California corporation, as trustee (“Trustee”).
UNITED STATES DEPARTMENT OF THE INTERIOR BUREAU OF RECLAMATIONContract for Construction of a Water Distribution System • February 28th, 2001 • Southern California Water Co • Water supply
Contract Type FiledFebruary 28th, 2001 Company Industry
Execution Version GOLDEN STATE WATER COMPANY $160,000,000 2.17% Series A Senior Notes due July 8, 2030 and 2.90% Series B Senior Notes due July 8, 2040 _____________ NOTE PURCHASE AGREEMENT _____________ Dated as of July 8, 2020 Note Purchase...Note Purchase Agreement • July 14th, 2020 • Golden State Water CO • Water supply • New York
Contract Type FiledJuly 14th, 2020 Company Industry Jurisdiction
GOLDEN STATE WATER COMPANY 6.70% Senior Note due March 10, 2019 NOTE PURCHASE AGREEMENT Dated as of March 10, 2009Note Purchase Agreement • March 13th, 2009 • Golden State Water CO • Water supply • California
Contract Type FiledMarch 13th, 2009 Company Industry Jurisdiction
SEPARATION AGREEMENT And GENERAL RELEASE OF ALL CLAIMSSeparation Agreement • February 24th, 2020 • Golden State Water CO • Water supply • Virginia
Contract Type FiledFebruary 24th, 2020 Company Industry JurisdictionThis Separation Agreement and General Release of All Claims (“Agreement”) is made by and between American States Utility Services, Inc., including its parent, affiliates and subsidiaries (collectively referred to as “ASUS” or the “Company”), and James C. Cotton III (“Employee”) with respect to the following facts:
Bryan K. SwitzerRetirement Agreement • January 21st, 2022 • Golden State Water CO • Water supply
Contract Type FiledJanuary 21st, 2022 Company IndustryThis letter (this “Agreement”) confirms our agreement with regard to your retirement from your employment with Golden State Water Company (the “Company”) effective January 14, 2022 (the “Retirement Date”).