RECITALSIncentive Stock Option Agreement • November 9th, 2004 • HMN Financial Inc • Savings institution, federally chartered • Delaware
WITNESSETH:Change-in-Control Agreement • August 10th, 2004 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
Joint Filing AgreementJoint Filing Agreement • December 7th, 2001 • HMN Financial Inc • Savings institution, federally chartered
In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) with respect to the common stock, par value $0.01 per share, of HMN Financial, Inc., a Delaware corporation, and that this agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
Exhibit 5(b) Amendment to Adoption Agreement for HOME FEDERAL SAVINGS BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUSTAdoption Agreement • August 13th, 1997 • HMN Financial Inc • Savings institution, federally chartered
EXHIBIT 10.4b EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is effective as of November 1, 2000 by and among HMN Financial, Inc., a Delaware corporation (the "Company"), Home Federal Savings Bank, a federally chartered savings bank...Employment Agreement • March 30th, 2001 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
EXHIBIT 10.3b EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is effective as of November 1, 2000 by and among HMN Financial, Inc., a Delaware corporation (the "Company"), Home Federal Savings Bank, a federally chartered savings bank...Employment Agreement • March 30th, 2001 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
Agreement and Plan of Merger Between Alerus Financial Corporation And HMN Financial, Inc. May 14, 2024Merger Agreement • May 15th, 2024 • HMN Financial Inc • Savings institution, federally chartered • Delaware
This Agreement And Plan Of Merger (together with all exhibits and schedules, this “Agreement”) is entered into as of May 14, 2024 (the “Agreement Date”), by and between Alerus Financial Corporation, a Delaware corporation (“Acquiror”), and HMN Financial, Inc., a Delaware corporation (the “Company”).
RECITALSNon-Statutory Stock Option Agreement • November 9th, 2004 • HMN Financial Inc • Savings institution, federally chartered • Delaware
CHANGE-IN-CONTROL AGREEMENTChange-in-Control Agreement • March 8th, 2005 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
AGREEMENT entered into as of March 1, 2004 by and between Home Federal Savings Bank, a federally chartered savings bank (the “Bank”) and a wholly owned subsidiary of HMN Financial, Inc., a Delaware corporation (the “Company”), and Michael McNeil (the “Executive”).
PENTEGRA SERVICES, INC. EMPLOYEES' SAVINGS & PROFIT SHARING PLAN BASIC PLAN DOCUMENT 4/13/95 TABLE OF CONTENTS ARTICLE I PURPOSE AND DEFINITIONS ARTICLE II PARTICIPATION AND MEMBERSHIP ARTICLE III CONTRIBUTIONS ARTICLE IV INVESTMENT OF CONTRIBUTIONS...Employees' Savings & Profit Sharing Plan • November 15th, 1996 • HMN Financial Inc • Savings institution, federally chartered • New York
Restricted Stock Agreement (Executives)Restricted Stock Agreement • May 4th, 2018 • HMN Financial Inc • Savings institution, federally chartered • Delaware
HMN Financial, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby grants to you, the Participant named below, an award of shares of the Company’s common stock whose vesting is subject to satisfaction of service-based conditions (the “Restricted Shares”). The terms and conditions of this Restricted Stock Award are set forth in this Restricted Stock Award Agreement (the “Agreement”), consisting of this cover page and the Terms and Conditions on the following pages, and in the Plan document, a copy of which has been provided to you. Any capitalized term used but not defined in this Agreement will be defined as provided in the Plan, as it currently exists or as it is amended.
RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • May 5th, 2017 • HMN Financial Inc • Savings institution, federally chartered • Delaware
HMN Financial, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby grants to you, the Participant named below, an award of shares of the Company’s common stock whose vesting is subject the satisfaction of service-based conditions (the “Restricted Shares”). The terms and conditions of this Restricted Stock Award are set forth in this Restricted Stock Agreement (the “Agreement”), consisting of this cover page and the Terms and Conditions on the following pages, and in the Plan document, a copy of which has been provided to you. Any capitalized term used but not defined in this Agreement will be defined as provided in the Plan, as it currently exists or as it may be amended.
EXECUTIVE SEVERANCE AGREEMENTExecutive Severance Agreement • June 9th, 2023 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
This Executive Severance Agreement (the “Agreement”) is entered into as of June 6, 2023 (the “Effective Date”) by and among HMN Financial, Inc., a Delaware corporation (the “Company”), the Company’s wholly-owned subsidiary Home Federal Savings Bank, a federally chartered savings bank (the “Bank”), and _________________ (the “Executive”).
EMPLOYMENT AGREEMENTEmployment Agreement • August 13th, 2002 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
THIS EMPLOYMENT AGREEMENT (this "Agreement") is effective as of January 1, 2002 by and among HMN Financial, Inc., a Delaware corporation (the "Company"), Home Federal Savings Bank, a federally chartered savings bank (the "Bank") and a wholly owned subsidiary of the Company and Timothy P. Johnson, a resident of Stewartville, Minnesota ("Executive").
AGREEMENT TO AMEND THE EXECUTIVE SEVERANCE AGREEMENTExecutive Severance Agreement • May 17th, 2024 • HMN Financial Inc • Savings institution, federally chartered
This Agreement (the “Amendment”) to amend the Executive Severance Agreement, entered into June 6, 2023 (the “Executive Severance Agreement”) by and among HMN Financial, Inc., a Delaware corporation (the “Company”), the Company’s wholly-owned subsidiary Home Federal Savings Bank, a federally chartered savings bank (the “Bank”), and Jon Eberle (the “Executive”).
AGREEMENT AND PLAN OF MERGER by and among HMN FINANCIAL, INC., HOME FEDERAL SAVINGS BANK, HFSB ACQUISITION CO.Merger Agreement • July 10th, 1997 • HMN Financial Inc • Savings institution, federally chartered • Delaware
EMPLOYMENT AGREEMENTEmployment Agreement • June 2nd, 2008 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
THIS EMPLOYMENT AGREEMENT (this “Agreement”) is effective as of May 27, 2008 by and among HMN Financial, Inc., a Delaware corporation (the “Company”), Home Federal Savings Bank, a federally chartered savings bank (the “Bank”) and a wholly owned subsidiary of the Company and Michael McNeil, a resident of Rochester, Minnesota (“Executive”).
BACKGROUND ----------Early Retirement Agreement • March 30th, 2001 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
Voting and Support AgreementVoting and Support Agreement • May 15th, 2024 • HMN Financial Inc • Savings institution, federally chartered • Delaware
This Voting and Support Agreement (this “Agreement”) is entered into as of May 14, 2024, among HMN Financial, Inc., a Delaware corporation (the “Company”), and those directors and/or officers of Alerus Financial Corporation, a Delaware corporation (“Acquiror”), whose names appear on the signature page of this Agreement and who own or control the voting of any shares of common stock of Acquiror (such stockholders collectively referred to in this Agreement as the “Principal Stockholders,” and individually as a “Principal Stockholder”).
SUPERVISORY AGREEMENTSupervisory Agreement • February 11th, 2011 • HMN Financial Inc • Savings institution, federally chartered
This Supervisory Agreement (Agreement) is made this ___ day of ________, 2011, by and through the Board of Directors (Board) of HMN Financial, Inc., Rochester, Minnesota, OTS Docket No. H2309 (Holding Company) and the Office of Thrift Supervision (OTS), acting by and through its Regional Director for the Central Region (Regional Director).
WARRANT REPURCHASE AGREEMENTWarrant Repurchase Agreement • May 22nd, 2018 • HMN Financial Inc • Savings institution, federally chartered • New York
THIS WARRANT REPURCHASE AGREEMENT (this “Agreement”) is entered into as of May 21, 2018, between EJF Financial Services Fund, LP, a Delaware limited partnership (“Warrant Holder”) and HMN Financial, Inc., a Delaware corporation (the “Company”).
SEPARATION AGREEMENTSeparation Agreement • March 25th, 2003 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
THIS SEPARATION AGREEMENT (this “Agreement”) is made and entered into by and among Timothy P. Johnson (“Johnson”), a resident of Minnesota, HMN Financial, Inc., a Delaware corporation (the “Company”), and Home Federal Savings Bank, a federally chartered savings bank (the “Bank”) and a wholly owned subsidiary of the Company.
HMN FINANCIAL, INC. 2001 OMNIBUS STOCK PLAN Restricted Stock AgreementRestricted Stock Agreement • March 2nd, 2007 • HMN Financial Inc • Savings institution, federally chartered • Delaware
This is a Restricted Stock Agreement (“Agreement”) between HMN Financial, Inc., a Delaware corporation (the “Company”), and the above-named employee of the Company (the “Employee”).
Voting and Support AgreementVoting and Support Agreement • May 15th, 2024 • HMN Financial Inc • Savings institution, federally chartered • Delaware
This Voting and Support Agreement (this “Agreement”) is entered into as of May 14, 2024, among Alerus Financial Corporation, a Delaware corporation (“Acquiror”), and those directors and/or officers of HMN Financial, Inc., a Delaware corporation (the “Company”) whose names appear on the signature page of this Agreement and who own or control the voting of any shares of common stock of the Company (such stockholders collectively referred to in this Agreement as the “Principal Stockholders,” and individually as a “Principal Stockholder”).
HMN FINANCIAL, INC. 2009 EQUITY INCENTIVE PLAN Incentive Stock Option Agreement*Incentive Stock Option Agreement • May 12th, 2009 • HMN Financial Inc • Savings institution, federally chartered • Delaware
This is an Incentive Stock Option Agreement (this “Agreement”), effective as of the Grant Date specified in the table above, between HMN Financial, Inc., a Delaware corporation (the “Company”), and the Participant identified in the table above.
CHANGE-IN-CONTROL AGREEMENTChange-in-Control Agreement • June 2nd, 2008 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
AGREEMENT entered into as of May 27, 2008 by and between Home Federal Savings Bank, a federally chartered savings bank (the “Bank”) and a wholly owned subsidiary of HMN Financial, Inc., a Delaware corporation (the “Company”), and (the “Executive”).
HMN FINANCIAL, INC. INCENTIVE STOCK OPTION AGREEMENT UNDER THE 2009 EQUITY INCENTIVE PLANIncentive Stock Option Agreement • March 11th, 2016 • HMN Financial Inc • Savings institution, federally chartered • Delaware
HMN Financial, Inc. (the “Company”), pursuant to its 2009 Equity Incentive Plan (the “Plan”), hereby grants an Option to purchase shares of the Company’s common stock to you, the Participant named below. The terms and conditions of the Option Award are set forth in this Agreement, consisting of this cover page and the Option Terms and Conditions on the following pages, and in the Plan document, a copy of which has been provided to you. Any capitalized term that is not defined in this Agreement shall have the meaning set forth in the Plan as it currently exists or as it is amended in the future.
HMN FINANCIAL, INC. AGREEMENT WITH SENIOR EXECUTIVE OFFICER TO AMEND CERTAIN BENEFIT PLANS OF THE COMPANYAgreement With Senior Executive Officer to Amend Certain Benefit Plans • December 23rd, 2008 • HMN Financial Inc • Savings institution, federally chartered
THIS AGREEMENT is entered into as of the 23rd day of December, 2008 (the “Effective Date”), by and between HMN Financial, a Minnesota corporation (the “Company”), and the senior executive officer of the Company named below (the “SEO”).
HMN FINANCIAL, INC. Restricted Stock AgreementRestricted Stock Agreement • January 28th, 2005 • HMN Financial Inc • Savings institution, federally chartered • Delaware
This is a Restricted Stock Agreement (“Agreement”) between HMN Financial, Inc., a Delaware corporation (the “Company”), and the above-named employee of the Company (the “Employee”).
HMN FINANCIAL, INC. RESTRICTED STOCK AGREEMENT* (Executive Management Incentive Plan)Restricted Stock Agreement • March 11th, 2016 • HMN Financial Inc • Savings institution, federally chartered • Delaware
This is a Restricted Stock Agreement (“Agreement”) between HMN Financial, Inc., a Delaware corporation (the “Company”), and the Participant identified in the table above.
HMN FINANCIAL, INC. RESTRICTED STOCK AGREEMENT*Restricted Stock Agreement • June 2nd, 2014 • HMN Financial Inc • Savings institution, federally chartered • Delaware
This is a Restricted Stock Agreement (“Agreement”) between HMN Financial, Inc., a Delaware corporation (the “Company”), and the Participant identified in the table above.
HOME FEDERAL SAVINGS BANK Cash Retention Award AgreementCash Retention Award Agreement • May 5th, 2011 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
This Cash Retention Award Agreement (“Agreement”), between Home Federal Savings Bank, a savings association headquartered in Rochester, Minnesota (the “Bank”), and the Employee identified in the table above, is hereby made ____________________, 2011.
SUPERVISORY AGREEMENTSupervisory Agreement • March 4th, 2011 • HMN Financial Inc • Savings institution, federally chartered
This Supervisory Agreement (Agreement) is made this 22nd day of February, 2011 (Effective Date), by and through the Board of Directors (Board) of Home Federal Savings Bank, Rochester, Minnesota, OTS Docket No. 02818 (Association) and the Office of Thrift Supervision (OTS), acting by and through its Regional Director for the Central Region (Regional Director);
SUPERVISORY AGREEMENTSupervisory Agreement • February 11th, 2011 • HMN Financial Inc • Savings institution, federally chartered
This Supervisory Agreement (Agreement) is made this day of ___________, 2011 (Effective Date), by and through the Board of Directors (Board) of Home Federal Savings Bank, Rochester, Minnesota, OTS Docket No. 02818 (Association) and the Office of Thrift Supervision (OTS), acting by and through its Regional Director for the Central Region (Regional Director);
CHANGE-IN-CONTROL AGREEMENTChange-in-Control Agreement • June 2nd, 2014 • HMN Financial Inc • Savings institution, federally chartered • Minnesota
AGREEMENT entered into as of _____________ by and among HMN Financial, Inc., a Delaware corporation (the “Company”), the Company’s wholly-owned subsidiary Home Federal Savings Bank, a federally chartered savings bank (the “Bank”), and _________________ (the “Executive”).
