SCHEDULE I TO AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • July 29th, 2004 • Excelsior Funds Trust
WHEREAS, Excelsior Funds Trust (the "Company") and Edgewood Services, Inc. (the "Distributor") desire to amend the Amended and Restated Distribution Agreement dated as of August 1, 1995, as amended and restated on February 9, 1996, July 25, 1997, July 31, 1998, and August 1, 2003 (the "Agreement"), by and between them to include the Equity Core Fund as an investment portfolio of the Company covered by the Agreement; and
Amended Exhibit A to the Amended and Restated Administration Agreement EXCELSIOR INSTITUTIONAL TRUST ----------------------------- Income Fund Equity Fund Total Return Bond Fund International Equity Fund Optimum Growth Fund Value Equity Fund High...Administration Agreement • August 15th, 2000 • Excelsior Institutional Trust
Exhibit (d)(1) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of May 31, 2000 by and among EXCELSIOR INSTITUTIONAL TRUST (the "Trust"), a Delaware business trust registered as an open-end management investment company under the Investment Company Act...Investment Advisory Agreement • July 31st, 2000 • Excelsior Institutional Trust • Delaware
AMENDED AND RESTATED DISTRIBUTION AGREEMENT Distribution Agreement made as of August 1, 1995, as amended and restated on February 9, 1996, July 25, 1997, and July 31, 1998 between EXCELSIOR INSTITUTIONAL TRUST, a Delaware business trust having its...Distribution Agreement • May 28th, 1999 • Excelsior Institutional Trust • Massachusetts
EXCELSIOR INSTITUTIONAL TRUST AMENDMENT NO. 3 TO CUSTODY AGREEMENTCustody Agreement • May 28th, 1999 • Excelsior Institutional Trust
EXCELSIOR FUNDS TRUST AMENDMENT NO. 1 TO TRANSFER AGENCY AND SERVICE AGREEMENT WHEREAS, Excelsior Funds Trust (the "Company") and State Street Bank and Trust Company (the "Transfer Agent") desire to amend the Transfer Agency and Service Agreement...Transfer Agency and Service Agreement • July 29th, 2003 • Excelsior Funds Trust
PURCHASE AGREEMENT ------------------ Excelsior Funds Trust (the "Company"), a Delaware business trust, and Edgewood Services, Inc. ("Edgewood"), a New York corporation, hereby agree with each other as follows: 1. The Company hereby offers Edgewood...Purchase Agreement • July 29th, 2004 • Excelsior Funds Trust
EXCELSIOR FUNDS TRUST AMENDMENT NO. 2 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 29th, 2003 • Excelsior Funds Trust
EXCELSIOR FUNDS TRUST AMENDMENT NO. 3 TO INVESTMENT ADVISORY AGREEMENTExcelsior Funds Trust • July 29th, 2004
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 23rd, 1996 • Excelsior Institutional Trust • Massachusetts
EXCELSIOR FUNDS TRUST AMENDMENT NO. 1 TO FUND ACCOUNTING AND ADMINISTRATION AGREEMENTExcelsior Funds Trust • July 29th, 2003
amongCredit Agreement • July 31st, 2002 • Excelsior Funds Trust • New York
WITNESSETH:Administration Agreement • December 19th, 1995 • Excelsior Institutional Trust • New York
ASSUMPTION AGREEMENTAssumption Agreement • May 28th, 1999 • Excelsior Institutional Trust
PURCHASE AGREEMENT ------------------ Excelsior Institutional Trust (the "Company"), a Delaware business trust, and Edgewood Services, Inc. ("Edgewood"), a New York corporation, hereby agree with each other as follows: 1. The Company hereby offers...Exhibit 99 • September 30th, 1997 • Excelsior Institutional Trust
Exhibit (e)(1) AMENDED AND RESTATED DISTRIBUTION AGREEMENT Distribution Agreement made as of August 1, 1995, as amended and restated on February 9, 1996, July 25, 1997, July 31, 1998, and August 1, 2003, between EXCELSIOR FUNDS TRUST, a Delaware...Distribution Agreement • July 29th, 2004 • Excelsior Funds Trust • Massachusetts
Amended Exhibit B to the Amended and Restated Administration Agreement EXCELSIOR INSTITUTIONAL TRUST ----------------------------- Income Fund Equity Fund Total Return Bond Fund International Equity Fund Optimum Growth Fund Value Equity Fund High...Administration Agreement • August 15th, 2000 • Excelsior Institutional Trust
EXECUTION VERSION FIFTH AMENDMENT AGREEMENT Dated as of March 10, 2004Credit Agreement • July 29th, 2004 • Excelsior Funds Trust • New York
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 19th, 1995 • Excelsior Institutional Trust • Massachusetts
SUBCUSTODIAN AGREEMENTSubcustodian Agreement • December 19th, 1995 • Excelsior Institutional Trust • New York
WITNESSETH:Custody Agreement • September 30th, 1997 • Excelsior Institutional Trust
EXCELSIOR FUNDS TRUST AMENDMENT NO. 2 TO FUND ACCOUNTING AND ADMINISTRATION AGREEMENTExcelsior Funds Trust • July 29th, 2004
BACKGROUNDWaiver and Reimbursement Agreement • July 30th, 2004 • Excelsior Funds Trust • New York
AMENDMENT No. 2, dated as of May 22, 1998, to the September 1, 1995 custody agreement (as amended and restated on August 1, 1997) ("Agreement"), between Excelsior Institutional Trust ("Fund") on behalf of the investment portfolios of the Fund listed...Excelsior Institutional Trust • May 28th, 1999
Exhibit (h)(12) FOURTH AMENDMENT AGREEMENT Dated as of February 26, 2003Credit Agreement • July 29th, 2004 • Excelsior Funds Trust • New York
WITNESSETH:Fund Accounting and Administration Agreement • July 30th, 2001 • Excelsior Funds Trust • New York
AMENDMENT TO PRICING AND BOOKKEEPING OVERSIGHT AND SERVICES AGREEMENTPricing and Bookkeeping Oversight and Services Agreement • December 17th, 2007 • Columbia Funds Series Trust I
THIS AMENDMENT TO PRICING AND BOOKKEEPING OVERSIGHT AND SERVICES AGREEMENT, dated June 29, 2007 (this “Amendment”), amends the Pricing and Bookkeeping and Oversight and Services dated December 15, 2006, (the “Agreement”), by and among each of the registered investment companies, or series thereof, as applicable, listed on Schedule A thereto, including the Massachusetts business trusts listed on Exhibit A hereto (each a “Colonial Fund” and, together, the “Colonial Funds”) and Columbia Management Advisors, LLC (“CMA”). Capitalized terms used herein but not defined herein shall have the meanings given to such terms in the Agreement.
AMENDMENT AGREEMENT NO. 1 AND INSTRUMENT OF ADHERENCEAnd Instrument of Adherence • December 17th, 2007 • Columbia Funds Series Trust I
This AMENDMENT AGREEMENT NO. 1 AND INSTRUMENT OF ADHERENCE is made as of October 18, 2007 by and among the entities listed on the signature pages hereof (collectively, the “Entities”), the lending institutions listed on the signature pages hereof (the “Banks”), State Street Bank and Trust Company, as operations agent (the “Operations Agent”) for itself and such Banks as are or may become parties to the Credit Agreement referred to below, and State Street Bank and Trust Company, as administrative agent (the “Administrative Agent”) for itself and such Banks as are or may become parties to the Credit Agreement referred to below. Certain of the Entities are entering into this Amendment on behalf of certain of their Series (as defined in the Credit Agreement referred to below), as set forth on Schedule 2 to the Credit Agreement, as amended hereby.
WITNESSETH:Custody Agreement • July 30th, 2001 • Excelsior Funds Trust
FINANCIAL REPORTING SERVICES AGREEMENT Agreement Number: Effective Date: December 15, 2006 Expiration Date: June 13, 2010 Supplier Name: STATE STREET BANK AND TRUST COMPANY Supplier Address: Lafayette Corporate Center, Two Avenue de Lafayette, LCC/6,...Financial Reporting Services Agreement • December 17th, 2007 • Columbia Funds Series Trust I • Massachusetts
This FINANCIAL REPORTING SERVICES AGREEMENT (“Agreement”) is entered into as of the Effective Date by and among each of the registered investment companies, or series thereof, as applicable, listed on Schedule A to this Agreement, each either a Massachusetts business trust or a Delaware statutory trust or series thereof, Columbia Management Advisors, LLC, a Delaware limited liability company, severally and not jointly, and the above-named Supplier, a Massachusetts trust company, and consists of this signature page and the attached Terms and Conditions, Schedules and all other documents attached hereto, which are incorporated in full by this reference.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 31st, 2007 • Excelsior Funds Trust • Delaware
AGREEMENT made as of July 1, 2007 by and among EXCELSIOR FUNDS TRUST (the “Trust”), a Delaware business trust registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”), UST Advisers, Inc., a Delaware Corporation, (“USTA”), United States Trust Company, National Association, a national bank organized under the laws of the United States (“USTNA”), on behalf of its Asset Management Division, U.S. Trust New York Asset Management Division (“NYAMD”) (together, USTA and USTNA are referred to as the “Investment Adviser”).
AMENDED AND RESTATED CREDIT AGREEMENT for the COLUMBIA FUNDS dated as of October 19, 2006 STATE STREET BANK AND TRUST COMPANY, as Operations Agent and Administrative AgentCredit Agreement • December 17th, 2007 • Columbia Funds Series Trust I
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of October 19, 2006 (as amended, modified, supplemented and in effect from time to time, the “Agreement”), by and among the entities listed on Schedule 2 attached hereto (collectively, the “Entities”), the lending institutions listed on the signature pages hereof, and State Street Bank and Trust Company, as operations agent and administrative agent for itself and such other lending institutions. Each Entity is entering into this Agreement on behalf of certain of its Series (as defined below), as set forth on Schedule 2 attached hereto.
September 19, 2005Columbia Funds Series Trust I • December 17th, 2007 • Massachusetts
State Street Bank and Trust Company (the “Bank”) is pleased to make available a $150,000,000 uncommitted, unsecured line of credit (the “Uncommitted Line”) to each of the investment companies registered under the Investment Company Act from time to time listed on Appendix I attached hereto (each, a “Borrower”), each acting on behalf of its respective Funds as specified from time to time on Appendix I hereto on the following terms and conditions:
WITNESSETH:Custody Agreement • July 31st, 2002 • Excelsior Funds Trust • New York
December 12, 2006Master Pledge Security Agreement • June 29th, 2007 • Excelsior Funds Trust
JPMorgan Chase Bank, N.A. (the “Bank”) hereby offers to each of the investment companies (each individually, a “Borrower” and collectively, the “Borrowers”) registered under the Investment Company Act of 1940 (the “Act”) a secured line of credit for advances in an amount not to exceed the least of (i) $150,000,000, (ii)10% of its total market assets determined at the time the request for an advance is made, (iii) the maximum amount that such Borrower is permitted to borrow under its fundamental policies and operating policies in effect at the time of the request for an advance is made and (iv) the maximum amount that the Bank is permitted to loan to such Borrower in conformance with regulations (the “Regulations”) promulgated by the Board of Governors of the Federal Reserve System (the “Maximum Amount”); provided that, notwithstanding the foregoing, in no event shall the aggregate amount of outstanding advances extended to all Borrowers at any time exceed $150,000,000.
