EXHIBIT 10.23 _________________________________________________________________ _______________ PARTICIPATION AGREEMENT (Capital One Realty, Inc.) Dated as of September 3, 1999Participation Agreement • March 22nd, 2000 • Capital One Financial Corp • Personal credit institutions • Virginia
Exhibit 10.2.1 LEASE AGREEMENT Dated as of December 5, 2000Lease Agreement • March 29th, 2001 • Capital One Financial Corp • Personal credit institutions • New York
EXHIBIT 10.1.3 -------------- Capital One Bank Senior and Subordinated Bank Notes Due From 30 Days to 30 Years From Date of Issue SECOND AMENDMENT TO AMENDED AND RESTATED DISTRIBUTION AGREEMENT DATED APRIL 30, 1996Distribution Agreement • March 22nd, 2000 • Capital One Financial Corp • Personal credit institutions • New York
EXHIBIT 1.1.2 CAPITAL ONE FINANCIAL CORPORATION 13,000,000 6.25% UPPER DECS(SM) UNDERWRITING AGREEMENTUnderwriting Agreement • April 23rd, 2002 • Capital One Financial Corp • Personal credit institutions • New York
Exhibit 10.15 -------------Services Agreement • March 22nd, 2000 • Capital One Financial Corp • Personal credit institutions • New York
1 EXHIBIT 10.20.4 ASSIGNMENT, CONSENT AND THIRD AMENDMENT TO OPERATIVE AGREEMENTS THIS ASSIGNMENT, CONSENT AND THIRD AMENDMENT TO OPERATIVE AGREEMENTS Dated as of November 8, 1996 (this "Assignment, Consent and Third Amendment") is by and among...Lease Agreement • March 27th, 1997 • Capital One Financial Corp • Personal credit institutions • Virginia
EXECUTION COUNTERPART] CAPITAL ONE FINANCIAL CORPORATION CAPITAL ONE BANK CAPITAL ONE, F.S.B. SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 25, 1999Credit Agreement • March 22nd, 2000 • Capital One Financial Corp • Personal credit institutions • New York
FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT BETWEEN CAPITAL ONE FINANCIAL CORPORATION AND JAMES P. DONEHEY ---------------------------------------------- ---------------------------------- This Amendment of Agreement is by and between Capital One...Capital One Financial Corp • March 18th, 1998 • Personal credit institutions
Change of Control CAPITAL ONE FINANCIAL CORPORATION --------------------------------- RICHARD D. FAIRBANK ------------------- AMENDED AND RESTATED EMPLOYMENT AGREEMENT ----------------------------------------- AGREEMENT by and between CAPITAL ONE...Employment Agreement • March 18th, 1998 • Capital One Financial Corp • Personal credit institutions • Delaware
AND BNY MIDWEST TRUST COMPANY as Forward Purchase Contract AgentPledge Agreement • April 23rd, 2002 • Capital One Financial Corp • Personal credit institutions • New York
DECLARATION OF TRUST OF CAPITAL ONE CAPITAL ICapital One Financial Corp • March 17th, 2003 • Personal credit institutions
Exhibit 10.3 ------------ Capital One Financial Corporation --------------------------------- Amended and Restated Change of Control Employment Agreement ------------------------------------- Each of the following executive officers of Capital One...Employment Agreement • March 23rd, 2000 • Capital One Financial Corp • Personal credit institutions • Delaware
CERTIFICATE OF STOCKCapital One Financial Corp • March 18th, 1998 • Personal credit institutions
Capital One Financial Corporation transferable on the books of the Corpor- ation in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar. Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
1 EXHIBIT 10.20.3 SECOND AMENDMENT TO OPERATIVE AGREEMENTS THIS SECOND AMENDMENT TO OPERATIVE AGREEMENTS dated as of October 11, 1996 (the "Second Amendment") is among CAPITAL ONE BANK, a Virginia banking corporation (the "Lessee" or the "Construction...Capital One Financial Corp • March 27th, 1997 • Personal credit institutions • Virginia
Exhibit 10.1 REVOLVING CREDIT FACILITY AGREEMENTAgreement • November 8th, 2000 • Capital One Financial Corp • Personal credit institutions • Ontario
Exhibit 10.2.2 PARTICIPATION AGREEMENT Dated as of December 5, 2000Participation Agreement • March 29th, 2001 • Capital One Financial Corp • Personal credit institutions • New York
OFLimited Liability Company Agreement • February 6th, 2002 • Capital One Financial Corp • Personal credit institutions • Delaware
CONFORMED COPY] CAPITAL ONE FINANCIAL CORPORATION CAPITAL ONE BANK CAPITAL ONE, F.S.B. AMENDED AND RESTATED CREDIT AGREEMENT Dated as of November 25, 1996 THE CHASE MANHATTAN BANK, as Administrative Agent MORGAN GUARANTY TRUST COMPANY OF NEW YORK, as...Credit Agreement • March 27th, 1997 • Capital One Financial Corp • Personal credit institutions • New York
toPooling and Servicing Agreement • April 30th, 1998 • Capital One Financial Corp • Personal credit institutions • New York
CAPITAL ONE FINANCIAL CORPORATION REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 6th, 2013 • Capital One Financial Corp • State commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to exchange its 3.50% senior notes due 2023 (i) issued on June 6, 2013 and (ii) to be issued on June 18, 2013, if any (the “Initial Securities”), for Exchange Securities (as defined herein). The Initial Securities were (or will be) issued pursuant to a senior indenture dated as of November 1, 1996 between the Company and The Bank of New York Mellon (as successor to Harris Trust and Savings Bank) as supplemented by the first supplemental indenture thereto dated as of June 6, 2013 between the Company and The Bank of New York Mellon Trust Company, N.A. as trustee (collectively, the “Indenture”). The Company agrees with Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC, as representatives (collectively, the “Representatives”) of the dealer managers (each, a “Dealer Manager” and together, the “Dealer Managers”) appointed by the Company in respec
EXHIBIT 10.17.4 ---------------Capital One Financial Corp • March 22nd, 2000 • Personal credit institutions • New York
AMENDMENT NO. 1 ---------------Capital One Financial Corp • March 22nd, 2000 • Personal credit institutions
Dated as of April 23, 2002 6.25% Senior Notes Due May 17, 2007 TABLE OF CONTENTS*Capital One Financial Corp • April 23rd, 2002 • Personal credit institutions • New York
Exhibit 10.24 -------------Credit Agreement • March 21st, 2000 • Capital One Financial Corp • Personal credit institutions • Virginia
ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE COMPANY AND STOCK SELLERSRegistration Rights Agreement • August 6th, 1998 • Capital One Financial Corp • Personal credit institutions • New York
OFLimited Liability Company Agreement • February 6th, 2002 • Capital One Financial Corp • Personal credit institutions • Delaware
FIRST AMENDMENT TO AMENDED AND RESTATED LEASE AGREEMENT, AMENDMENT TO LEASE AND LANDLORD'S CONSENT AGREEMENT TO GROUND LEASE AND VIRGINIA LEASE SUPPLEMENT, MEMORANDUM OF AMENDED AND RESTATED LEASE AGREEMENT AND REMEDIES (the "Amendment to Lease...Lease Agreement • March 23rd, 2000 • Capital One Financial Corp • Personal credit institutions
GUARANTY ---------Capital One Financial Corp • March 26th, 1999 • Personal credit institutions • New York
EXHIBIT 10.5 EMPLOYMENT AGREEMENT AGREEMENT, dated this 13th day of July, 1998 (the "Agreement"), among Summit Acceptance Corporation (the "Employer"), and David R. Lawson of 3939 Beltline Road, Suite 400, Dallas, Texas 75244 (the "Employee"). 1....Employment Agreement • March 17th, 2003 • Capital One Financial Corp • Personal credit institutions • New York
Exhibit 10.6.2 CAPITAL ONE FINANCIAL CORPORATION FIRST AMENDMENT TO THE CHANGE OF CONTROL AGREEMENT BETWEEN CAPITAL ONE FINANCIAL CORPORATION AND JOHN G. FINNERAN, JR. THIS AMENDMENT OF AGREEMENT by and between Capital One Financial Corporation (the...Capital One Financial Corp • March 18th, 1998 • Personal credit institutions
Capital One Bank Deposit Notes Due From 30 Days to 30 Years from Date of Issue AMENDMENT TO DISTRIBUTION AGREEMENT DATED APRIL 30, 1996Capital One Financial Corp • March 26th, 1999 • Personal credit institutions • New York
DECLARATION OF TRUST OF CAPITAL ONE CAPITAL IIICapital One Financial Corp • February 6th, 2002 • Personal credit institutions
WARRANT AGREEMENT Dated as of December 3, 2009 between CAPITAL ONE FINANCIAL CORPORATION and COMPUTERSHARE TRUST COMPANY, N.A. as Warrant Agent Warrants for Common StockWarrant Agreement • December 4th, 2009 • Capital One Financial Corp • State commercial banks • New York
WARRANT AGREEMENT dated as of December 3, 2009 (this “Agreement”), between Capital One Financial Corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered, limited purpose trust company, as Warrant Agent (the “Warrant Agent”).
12,657,960 Warrants Capital One Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • December 9th, 2009 • Capital One Financial Corp • State commercial banks • New York
The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 12,657,960 warrants (the “Warrants”) of Capital One Financial Corporation, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $.01 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.
THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN PROVISIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDEDStock Option Agreement • March 16th, 2006 • Capital One Financial Corp • Personal credit institutions • New York
STOCK OPTION AGREEMENT, dated March 12, 2006, between NORTH FORK BANCORPORATION, INC., a Delaware corporation (“Issuer”), and CAPITAL ONE FINANCIAL CORPORATION, a Delaware corporation (“Grantee”).
