CUSIP No._______ INTERVEST BANCSHARES CORPORATION Series __/__/97 Class A Common Stock Purchase Warrant _______________ Warrants This certifies that, for value received, the registered holder hereof or registered assigns (the "Holder"), is entitled to...Intervest Bancshares Corp • August 12th, 1997 • State commercial banks
This certifies that, for value received, the registered holder hereof or registered assigns (the "Holder"), is entitled to purchase from Intervest Bancshares Corporation, a Delaware corporation (the "Company"), at any time or from time to time until 5:00 P.M., New York time, December 31, 2002, _________ shares of Class A Common Stock, $1.00 par value, of the Company. The exercise price at which this Warrant may be exercised (the "Warrant Price") shall be as follows: $15.00 per share through December 31, 1999; $17.00 per share from January 1, 2000 to December 31, 2000; $18.50 per share from January 1, 2001 to December 31, 2001; and $20.00 per share after December 31, 2001. The number of Warrants, the number of shares purchasable upon exercise of this Warrant and the Warrant Price per share shall be subject to adjustment from time to time as set forth in the Warrant Agreement referred to below.
ANDIndenture • March 6th, 2001 • Intervest Bancshares Corp • State commercial banks • New York
AMENDMENT NO. 2 TO WARRANT AGREEMENT Amendment made as of the ____ day of _________, 1996 to that certain Warrant Agreement dated as of September 27, 1994 (the "Warrant Agreement") between Intervest Bancshares Corporation, a Delaware corporation (the...Warrant Agreement • May 6th, 1997 • Intervest Bancshares Corp • State commercial banks
The public offering price for the Securities, the purchase price to be paid by the Underwriters for the Securities, and the number of Securities to be sold to the Underwriters by the Company shall be agreed upon by the Company and the Underwriters,...Underwriting Agreement • August 15th, 2005 • Intervest Bancshares Corp • National commercial banks
RECITALSStock Purchase Agreement • July 8th, 2005 • Intervest Bancshares Corp • National commercial banks • New York
WARRANT AGREEMENT Warrant Agreement dated as of ________________, 1997 between Intervest Bancshares Corporation, a Delaware corporation (the "Company") and The Bank of New York, a New York trust company (the "Warrant Agent"). By agreement dated as of...Warrant Agreement • August 12th, 1997 • Intervest Bancshares Corp • State commercial banks • Delaware
Sage, Rutty & Co., Inc. 183 East Main Street, 4th Floor Rochester, New York 14604 Dear Sirs: Intervest Bancshares Corporation, a Delaware corporation (the "Company"), hereby confirms its agreement with you (sometimes herein called the "Underwriter")...Intervest Bancshares Corp • April 15th, 1998 • State commercial banks • New York
INTERVEST BANCSHARES CORPORATION, as Issuer INDENTURE Dated as of December 18, 2001Indenture • March 11th, 2002 • Intervest Bancshares Corp • State commercial banks • New York
Sage, Rutty & Co., Inc. 183 East Main Street, 4th Floor Rochester, New York 14604 Dear Sirs: Intervest Bancshares Corporation, a Delaware corporation (the "Company"), hereby confirms its agreement with you (sometimes herein called the "Underwriter")...Intervest Bancshares Corp • September 22nd, 1997 • State commercial banks • New York
SAGE, RUTTY & CO., INC. 183 East Main Street 4th Floor Rochester, New York 14604Selected Dealer Agreement • April 15th, 1998 • Intervest Bancshares Corp • State commercial banks • New York
INTERVEST BANCSHARES CORPORATION, AS ISSUER INDENTUREIndenture • November 2nd, 2006 • Intervest Bancshares Corp • National commercial banks • New York
AGREEMENT ---------Agreement • November 12th, 2004 • Intervest Bancshares Corp • National commercial banks
AGREEMENTAgreement • March 12th, 2007 • Intervest Bancshares Corp • National commercial banks
THIS AGREEMENT made and entered into as of the 1st day of January, 2007 by and among Intervest National Bank, (hereinafter “Intervest”) and John J. Arvonio, (hereinafter “Executive”);
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • May 27th, 2010 • Intervest Bancshares Corp • National commercial banks • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of May 25, 2010 by and among Intervest Bancshares Corporation, a Delaware corporation (the “Company”), Värde Investment Partners, L.P., a Delaware limited partnership, and FC Highway 6 Holdings LLC, a Texas limited liability company (the “Investors”).
FORM OF RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • January 27th, 2014 • Intervest Bancshares Corp • National commercial banks
This Restricted Stock Agreement (the “Agreement”), dated as of is made between Intervest Bancshares Corporation (the “Company”) and the above-named individual (the “Participant”) to record the granting of Restricted Common Stock on (the “Grant Date”) to the Participant pursuant to the Company’s 2013 Equity Incentive Plan (the “Plan”) by the Company’s Compensation Committee pursuant to the Plan.
EMPLOYMENT AND SUPPLEMENTAL BENEFITS AGREEMENT EMPLOYMENT AND SUPPLEMENTAL BENEFITS AGREEMENT dated as of July 1, 2004 (the "Effective Date"), between Lawrence G. Bergman, having an office at One Rockefeller Plaza, Suite 400, New York, New York 10020...Employment and Supplemental Benefits Agreement • November 12th, 2004 • Intervest Bancshares Corp • National commercial banks
INTERVEST BANCSHARES CORPORATION ESCROW AGREEMENT THIS ESCROW AGREEMENT made as of this _____ day of _______, 1998, by and among Intervest Bancshares Corporation, a Delaware corporation with its principal offices at 10 Rockefeller Plaza, Suite 1015,...Bancshares Corporation Escrow Agreement • April 15th, 1998 • Intervest Bancshares Corp • State commercial banks • New York
NON-QUALIFIED STOCK OPTION AGREEMENTNon-Qualified Stock Option Agreement • March 2nd, 2010 • Intervest Bancshares Corp • National commercial banks • New York
THIS AGREEMENT, entered into as of the Grant Date (as defined in Section 1), by and between the Participant and Intervest Bancshares Corporation (the “Company”);
FORM OF RESTRICTED STOCK AWARD AGREEMENT (NAMED EXECUTIVE OFFICER)Restricted Stock Award Agreement • January 28th, 2013 • Intervest Bancshares Corp • National commercial banks
This Restricted Stock Agreement (the “Agreement”), dated as of January 24, 2013, is made between Intervest Bancshares Corporation (the “Company”) and the above-named individual (the “Participant”) to record the granting of Restricted Common Stock on January 24, 2012 (the “Grant Date”) to the Participant pursuant to the Company’s Long Term Incentive Plan (the “Plan”) by the Company’s Compensation Committee pursuant to the Plan.
INTERVEST BANCSHARES CORPORATION ESCROW AGREEMENTEscrow Agreement • December 1st, 2009 • Intervest Bancshares Corp • National commercial banks • New York
THIS ESCROW AGREEMENT made as of this __ day of ____________, 20__, by and among Intervest Bancshares Corporation, a Delaware corporation with its principal offices at One Rockefeller Plaza, Suite 400, New York, New York 10020-2002 (“Corporation”); Sage, Rutty & Co., Inc., a New York corporation with its principal offices at 100 Corporate Woods, Suite 300, Rochester, New York 14623 (“Underwriter”); and _______________ (“Escrow Agent”).
CUSIP No._______ INTERVEST BANCSHARES CORPORATION Series __/__/97 Class A Common Stock Purchase Warrant _______________ Warrants This certifies that, for value received, the registered holder hereof or registered assigns (the "Holder"), is entitled to...Intervest Bancshares Corp • September 22nd, 1997 • State commercial banks
This certifies that, for value received, the registered holder hereof or registered assigns (the "Holder"), is entitled to purchase from Intervest Bancshares Corporation, a Delaware corporation (the "Company"), at any time or from time to time until 5:00 P.M., New York time, December 31, 2002, _________ shares of Class A Common Stock, $1.00 par value, of the Company. The exercise price at which this Warrant may be exercised (the "Warrant Price") shall be as follows: $10.00 per share through December 31, 1999; $11.50 per share from January 1, 2000 to December 31, 2000; $12.50 per share from January 1, 2001 to December 31, 2001; and $13.50 per share after December 31, 2001. The number of Warrants, the number of shares purchasable upon exercise of this Warrant and the Warrant Price per share shall be subject to adjustment from time to time as set forth in the Warrant Agreement referred to below.
10,600,000 Shares Intervest Bancshares Corporation Class A Common Stock par value $1.00 per share Underwriting AgreementUnderwriting Agreement • October 15th, 2010 • Intervest Bancshares Corp • National commercial banks • New York
Intervest Bancshares Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (the “Underwriter”), an aggregate of 10,600,000 shares (the “Firm Shares”) of Class A common stock, $1.00 par value per share, of the Company (the “Class A Common Stock”) and all or any part of 1,590,000 additional shares of Class A Common Stock (the “Optional Shares”) pursuant to the option described in Section 2 hereof to cover over-allotments, if any (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof being collectively called the “Shares”). A primary purpose of the proposed offering is to provide capital to the Company’s wholly-owned subsidiary, Intervest National Bank (the “Bank”). The holders of outstanding Class B common stock, par value $1.00 per share, of the Company (the “Class B Common Stock”), without any solicitation by the Regist
INTERVEST BANCSHARES CORPORATION One Rockefeller Plaza Suite 400 New York, New York 10020-2002Intervest Bancshares Corp • December 1st, 2009 • National commercial banks
Intervest Bancshares Corporation, a Delaware corporation (the “Company”), hereby confirms its agreement with you (sometimes herein called the “Underwriter”) as follows:
JOINT FILING AGREEMENTJoint Filing Agreement • June 4th, 2010 • Intervest Bancshares Corp • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
Warrant Certificate No. Warrant to Purchase ____________ ________________________________________ Shares of Class B Common Stock Holder: _________________________________ Exercise Price Per Share: $_____Intervest Bancshares Corp • May 6th, 1997 • State commercial banks • Delaware
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • June 25th, 2007 • Intervest Bancshares Corp • National commercial banks
Amendment made as of the 21st day of June, 2007, by and between Lowell S. Dansker (“Dansker”) and Intervest Bancshares Corporation, a Delaware corporation (the “Corporation”).
FORM OF EMPLOYMENT AGREEMENTForm of Employment Agreement • March 2nd, 2009 • Intervest Bancshares Corp • National commercial banks
THIS AGREEMENT made and entered into as of the 1st day of January, 2009 by and among Intervest National Bank, (hereinafter “Intervest”) and (hereinafter “Executive”);
ASSET PURCHASE AGREEMENT Dated as of May 25, 2010 By and among Intervest National Bank, Intervest Mortgage Corporation and VFC Partners 4 LLCAsset Purchase Agreement • May 27th, 2010 • Intervest Bancshares Corp • National commercial banks • New York
This ASSET PURCHASE AGREEMENT (this “Agreement”), entered into as of May 25, 2010 by and among Intervest National Bank, a nationally chartered commercial bank, Intervest Mortgage Corporation, a New York corporation (each a “Seller” and collectively, the Sellers”), and VFC Partners 4 LLC, a Delaware limited liability company (the “Buyer”), sets forth the terms and conditions whereby the Sellers agree to sell and the Buyer agrees to purchase the Assets identified herein.
FORM OF STOCK APPRECIATION RIGHT AWARD AGREEMENTForm of Stock Appreciation Right Award Agreement • January 27th, 2014 • Intervest Bancshares Corp • National commercial banks • New York
This Stock Appreciation Right Award Agreement (this “Agreement”), dated as of , 20 , is made between Intervest Bancshares Corporation (the “Company”) and the individual named below (the “Participant”) to record the granting of Stock Appreciation Rights (“SARs”) to the Participant pursuant to the Company’s 2013 Equity Incentive Plan (the “Plan”) by the Compensation Committee of the Company’s Board of Directors.
AGREEMENT BY AND BETWEEN Intervest National Bank New York, New York and The Comptroller of the CurrencyAgreement by And • December 10th, 2010 • Intervest Bancshares Corp • National commercial banks
WHEREAS, Intervest National Bank, New York, NY (“Bank”) and the Comptroller of the Currency of the United States of America (“Comptroller”) wish to protect the interests of the depositors, other customers, and shareholders of the Bank, and, toward that end, wish the Bank to operate safely and soundly and in accordance with all applicable laws, rules and regulations.
INTERVEST LETTERHEAD]Intervest Bancshares Corp • December 23rd, 2014 • National commercial banks
As you are aware, Intervest Bancshares Corporation (“Intervest”) and its wholly-owned subsidiary, Intervest National Bank, have entered into a merger agreement with Bank of the Ozarks, Inc., an Arkansas corporation (“Ozarks”), and its wholly-owned subsidiary, Bank of the Ozarks. Pursuant to the terms of the merger agreement, each outstanding share of Intervest common stock will be converted into the right to receive shares of Ozarks common stock, in accordance with an exchange ratio determined as set forth in the merger agreement.
AGREEMENT TO CONVERTAgreement to Convert • August 26th, 2010 • Intervest Bancshares Corp • National commercial banks • Delaware
THIS AGREEMENT TO CONVERT (this “Agreement”) is entered into as of the 25th day of August, 2010, by and among Intervest Bancshares Corporation, a Delaware corporation (the “Company”), and Lowell S. Dansker, Jean Dansker and Helene Bergman (collectively, the “Class B Shareholders”).
FORM OF EMPLOYMENT AGREEMENTForm of Employment Agreement • March 2nd, 2010 • Intervest Bancshares Corp • National commercial banks
THIS AGREEMENT, made and entered into as of the 1st day of January, 2010, is by and between Intervest National Bank (hereinafter “Intervest”) and (hereinafter “Executive”).
VFC Partners 4 Letterhead]Asset Purchase Agreement • May 27th, 2010 • Intervest Bancshares Corp • National commercial banks • Ohio
Re: Sale of Additional Parcel of Real Estate Pursuant to that Certain Asset Purchase Agreement, dated as of May 25, 2010 (the “Asset Purchase Agreement”), by and among Intervest National Bank (the “Bank”), Intervest Mortgage Corporation (“IMC” and, together with the Bank, the “Sellers”) and VFC Partners 4 LLC (the “Buyer”)
RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • December 15th, 2010 • Intervest Bancshares Corp • National commercial banks
This Restricted Stock Agreement (the “Agreement”), dated as of , 20 , is made between Intervest Bancshares Corporation (the “Company”) and the above-named individual (the “Participant”) to record the granting of Restricted Stock on , 20 (the “Grant Date”) to the Participant pursuant to the Company’s Long Term Incentive Plan (the “Plan”) by the Company’s Compensation Committee pursuant to the Plan.
