MALVERN Bancorp, Inc. 1,190,477 Shares of Common Stock $0.01 Par Value Per Share Underwriting AgreementUnderwriting Agreement • October 5th, 2018 • Malvern Bancorp, Inc. • Savings institution, federally chartered • New York
Contract Type FiledOctober 5th, 2018 Company Industry JurisdictionMalvern Bancorp, Inc., a Pennsylvania corporation (the “Company”), the holding company for Malvern Bank, National Association (the “Bank”), confirms its agreement with Sandler O’Neill + Partners, L.P., (the “Underwriter”), subject to the terms and conditions stated herein, with respect to (i) the issuance and sale by the Company and the purchase by the Underwriter of 1,190,477 shares of the Company’s common stock, par value $0.01 per share (the “Initial Shares”) and (ii) the grant by the Company to the Underwriter of the option described in Section 2(b) hereof to purchase all or any part of 178,571 additional shares of the Company’s common stock (the “Option Shares” and, together with the Initial Shares, the “Shares”).
Underwriting AgreementUnderwriting Agreement • April 19th, 2018 • Carolina Trust BancShares, Inc. • State commercial banks • New York
Contract Type FiledApril 19th, 2018 Company Industry JurisdictionIn this Underwriting Agreement (this “Agreement”), Carolina Trust BancShares, Inc., a North Carolina corporation (the “Company”), and its subsidiary Carolina Trust Bank, a North Carolina corporation (the “Bank”), confirm their respective agreements with the underwriters named in Schedule I hereto (each, an “Underwriter” and collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”) with respect to the proposed issuance and sale, subject to the terms and conditions stated herein, of an aggregate of 2,310,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 346,500 additional shares (the “Optional Shares”) of the common stock, $2.50 par value per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof collectively referred to herein as the “Shares”).
3.95% Senior Notes due June 30, 2022 Underwriting AgreementUnderwriting Agreement • June 30th, 2017 • Customers Bancorp, Inc. • State commercial banks • New York
Contract Type FiledJune 30th, 2017 Company Industry Jurisdiction
Investar Holding Corporation 6.00% Fixed-Floating Rate Subordinated Debentures due March 30, 2027 Underwriting Agreement March 21, 2017Underwriting Agreement • March 24th, 2017 • Investar Holding Corp • State commercial banks • New York
Contract Type FiledMarch 24th, 2017 Company Industry Jurisdiction
Meta Financial Group, Inc. Underwriting AgreementUnderwriting Agreement • August 11th, 2016 • Meta Financial Group Inc • Savings institution, federally chartered • New York
Contract Type FiledAugust 11th, 2016 Company Industry JurisdictionMeta Financial Group, Inc., a Delaware corporation (the “Company”), confirms its agreement with Sandler O’Neill + Partners, L.P. (the “Underwriter”), subject to the terms and conditions stated herein, with respect to the issuance and sale by the Company and the purchase by the Underwriter of $75,000,000.00 in aggregate principal amount of the Company’s 5.75% Fixed-to-Floating Rate Subordinated Notes due August 15, 2026 (the “Securities”). The Securities are to be issued pursuant to an indenture to be dated as of August 15, 2016 (the “Base Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a first supplemental indenture, to be dated as of August 15, 2016, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”).
Pacific Continental Corporation Underwriting AgreementUnderwriting Agreement • June 27th, 2016 • Pacific Continental Corp • National commercial banks • New York
Contract Type FiledJune 27th, 2016 Company Industry JurisdictionPacific Continental Corporation, an Oregon corporation (the “Company”), confirms its agreement with Sandler O’Neill + Partners, L.P. (the “Underwriter”), subject to the terms and conditions stated herein, with respect to the issuance and sale by the Company and the purchase by the Underwriter of $35,000,000 in aggregate principal amount of the Company’s 5.875% Fixed-to-Floating Rate Subordinated Debentures due June 30, 2026 (the “Securities”). The Securities are to be issued pursuant to an indenture to be dated as of June 27, 2016 (the “Base Indenture”) between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”), as supplemented by a first supplemental indenture thereto, to be dated as of June 27, 2016, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”).
3,200,000 Shares Independent Bank Group, Inc. Common Stock $0.01 par value per share Underwriting AgreementUnderwriting Agreement • March 18th, 2013 • Independent Bank Group Inc • State commercial banks • New York
Contract Type FiledMarch 18th, 2013 Company Industry Jurisdiction
· ] Shares Intervest Bancshares Corporation Class A Common Stock par value $1.00 per share Underwriting AgreementUnderwriting Agreement • July 29th, 2010 • Intervest Bancshares Corp • National commercial banks • New York
Contract Type FiledJuly 29th, 2010 Company Industry JurisdictionIntervest Bancshares Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (the “Underwriter”), an aggregate of [·] shares (the “Firm Shares”) of Class A common stock, $1.00 par value per share, of the Company (the “Common Stock”) and all or any part of [·] additional shares of Common Stock (the “Optional Shares”) pursuant to the option described in Section 2 hereof to cover over-allotments, if any (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof being collectively called the “Shares”). A primary purpose of the proposed offering is to provide capital to the Company’s wholly-owned subsidiary, Intervest National Bank (the “Bank”).