by and amongMerger Agreement • April 4th, 2005 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.3 ------------ MAXCOR FINANCIAL GROUP INC. 1996 STOCK OPTION PLAN 16(A) OFFICER NONQUALIFIED STOCK OPTION AGREEMENT Name of Optionee: [Name of Officer] ----------------Stock Option Agreement • November 15th, 2004 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies
Exhibit 4.6a ------------ AMENDMENT NO. 1 TO RIGHTS AGREEMENT AMENDMENT NO. 1 TO RIGHTS AGREEMENT (this "Amendment"), dated as of July 26, 2001, by and between MAXCOR FINANCIAL GROUP INC., a Delaware corporation formerly known as Financial Services...Rights Agreement • July 27th, 2001 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.2 ------------ MAXCOR FINANCIAL GROUP INC. 2002 STOCK OPTION PLAN NON-EMPLOYEE DIRECTOR NONQUALIFIED STOCK OPTION AGREEMENT Name of Optionee: [Name of Director] ----------------Nonqualified Stock Option Agreement • November 15th, 2004 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies
Exhibit 10.8 ------------ AMENDED AND RESTATED EMPLOYMENT AGREEMENT by and between MAXCOR FINANCIAL GROUP INC.Employment Agreement • March 31st, 2003 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
ARTICLE IEscrow Agreement • April 1st, 1999 • Maxcor Financial Group Inc • Loan brokers • New York
Exhibit 2.1 Amendment No. 1 to SECURITIES PURCHASE AGREEMENT Amendment No. 1, dated May 10, 1999 (this "Amendment"), to the SECURITIES PURCHASE AGREEMENT dated as of March 24, 1999 (the "Agreement"), between Maxcor Financial Group Inc., a Delaware...Securities Purchase Agreement • May 21st, 1999 • Maxcor Financial Group Inc • Loan brokers
THE BANK OF NEW YORK [LOGO]Credit Agreement • May 15th, 2003 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
RECITALSRights Agreement • April 4th, 2005 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.11 ------------- EMPLOYMENT AGREEMENT by and between MAXCOR FINANCIAL GROUP INC.Employment Agreement • March 31st, 2003 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
Lease No. WT-2887-B-84 (985) Supplement No. 1 SUPPLEMENTAL AGREEMENT THIS AGREEMENT, made as of the 21st day of March, 1993, by and between THE PORT AUTHORITY OF NEW YORK AND NEW JERSEY (hereinafter called the "Port Authority") and EURO BROKERS INC....Lease Agreement • March 31st, 1997 • Financial Services Acquisition Corp /De/ • Loan brokers • New York
andRights Agreement • December 6th, 1996 • Financial Services Acquisition Corp /De/ • Loan brokers • Delaware
Exhibit 2.1 AMENDMENT ("Amendment"), dated as of June 17, 1999, by and among Maxcor Financial Group Inc., a Delaware corporation (formerly known as Financial Services Acquisition Corporation) (the "Company"), Welsh, Carson, Anderson & Stowe VI, L.P.,...Registration Rights Agreement • June 22nd, 1999 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies
Exhibit 10.14 ------------- CHANGE IN CONTROL SEVERANCE AGREEMENT by and between MAXCOR FINANCIAL GROUP INC.Change in Control Severance Agreement • March 31st, 2003 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
AND -Employment Agreement • April 1st, 1999 • Maxcor Financial Group Inc • Loan brokers
Exhibit 10.10 EMPLOYMENT AGREEMENT by and between FINANCIAL SERVICES ACQUISITION CORPORATIONEmployment Agreement • March 31st, 1997 • Financial Services Acquisition Corp /De/ • Loan brokers • New York
Exhibit 2.2a ------------ AMENDMENT ("Amendment"), dated as of June 17, 1999, by and among Maxcor Financial Group Inc., a Delaware corporation (formerly known as Financial Services Acquisition Corporation) (the "Company"), Welsh, Carson, Anderson &...Registration Rights Agreement • March 30th, 2000 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies
AMENDMENT NO. 1 ---------------Credit Agreement • March 30th, 2004 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 4.1 ----------- WARRANT AGREEMENT WARRANT AGREEMENT (this "AGREEMENT"), made as of April 19, 2002, by and between MAXCOR FINANCIAL GROUP INC., a Delaware corporation ("MAXF"), on the one hand, and Mario Monello, Neal Thomas and Vincent...Warrant Agreement • April 23rd, 2002 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
ARTICLE 1Securities Purchase Agreement • April 1st, 1999 • Maxcor Financial Group Inc • Loan brokers • New York
Exhibit 10.12 EMPLOYMENT AGREEMENT -------------------- AGREEMENT made as of this 1st day of September, 1996, between EURO BROKERS INC., a New York corporation (the "Company"), or affiliates as the Company may assign from time to time, with principal...Employment Agreement • March 31st, 1997 • Financial Services Acquisition Corp /De/ • Loan brokers • New York
Lease No. WT-2887-B-84(985) Supplement No. 2 SUPPLEMENTAL AGREEMENT THIS AGREEMENT, made as of July 1, 1994, by and between THE PORT AUTHORITY OF NEW YORK AND NEW JERSEY (hereinafter called the "Port Authority") and EURO BROKERS, INC. (hereinafter...Lease Agreement • March 31st, 1997 • Financial Services Acquisition Corp /De/ • Loan brokers
Exhibit 10.1 WTC-OL 92567.1 Lease No. WT-2887-B-84 (985) ---------------------- ---------------------------------------------------------- THE PORT AUTHORITY OF NEW YORK AND NEW JERSEY WORLD TRADE CENTER AGREEMENT OF LEASELease Agreement • March 31st, 1997 • Financial Services Acquisition Corp /De/ • Loan brokers • New York
to-Supplemental Deed • April 1st, 1999 • Maxcor Financial Group Inc • Loan brokers • England and Wales
Exhibit 10.11 EMPLOYMENT AGREEMENT AGREEMENT made as of this 14th day of August, 1998, between EURO BROKERS INVESTMENT CORPORATION, a Delaware corporation (the "Company"), or affiliates as the Company may assign from time to time, with principal...Employment Agreement • April 1st, 1999 • Maxcor Financial Group Inc • Loan brokers • New York
Exhibit 10.1 [Wexford Clearing Services Corporation Letterhead] Agreement for Securities Clearance Services Maxcor Financial Inc. This letter sets forth our agreement (the "Agreement"), made as of March 20, 2000, concerning certain clearing services...Agreement for Securities Clearance Services • August 14th, 2000 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
SECURITY TRANSFER AGREEMENT SECURITY TRANSFER AGREEMENT (this "Agreement"), dated as of March 8, 1996 by and among Financial Services Acquisition Corporation, a Delaware corporation ("FSAC"), Gilbert Scharf, the Chairman of FSAC, Michael Scharf, the...Security Transfer Agreement • October 16th, 1997 • Maxcor Financial Group Inc • Loan brokers • Delaware
SECURITIES CLEARING AGREEMENT (GSCS)Securities Clearing Agreement • November 14th, 2002 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
ARTICLE I.Stock Purchase Agreement • November 14th, 2000 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.15 FULLY DISCLOSED CLEARING AGREEMENT This Agreement, made this 31 day of July, 1997, between MORGAN STANLEY & CO. INCORPORATED (the "Clearing Broker") and EURO BROKERS MAXCOR INC. (the "Introducing Broker"), sets forth the terms and...Fully Disclosed Clearing Agreement • October 7th, 1997 • Maxcor Financial Group Inc • Loan brokers
to-Under Lease • March 31st, 1997 • Financial Services Acquisition Corp /De/ • Loan brokers
Exhibit 10.14 ------------- June 7, 1993 (Revised 12/27/93) Euro Brokers, Maxcor Inc. Two World Trade Center Suite 8400 New York, N.Y. 10048-0697 Re: Agreement For Securities Clearance Services Dear Sirs: This letter sets forth our agreement...Agreement for Securities Clearance Services • March 31st, 1997 • Financial Services Acquisition Corp /De/ • Loan brokers • New York
Exhibit 10.12 ------------- EMPLOYMENT AGREEMENT -------------------- AGREEMENT made as of this 4th day of May, 1998 (this "Agreement"), between EURO BROKERS INC., a Delaware corporation ("Euro Brokers"), with offices at Two World Trade Center, 84th...Employment Agreement • March 30th, 2000 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
Agreement for Securities Clearance Services Maxcor Financial Inc. --------------------- This letter sets forth our agreement (the "Agreement"), made as of April 1, 2004, concerning certain clearing services to be performed by Refco Securities, LLC....Securities Clearance Services Agreement • May 17th, 2004 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies • New York
AMENDMENT NO. 1 (THIS "AMENDMENT") TO EMPLOYMENT AGREEMENT (THE "AGREEMENT"), ORIGINALLY MADE AS OF AUGUST 14, 1998, BETWEEN EURO BROKERS INVESTMENT CORPORATION AND WALTER E. DULSKI The undersigned parties, pursuant to Section 15 of the Agreement,...Employment Agreement • November 14th, 2000 • Maxcor Financial Group Inc • Security brokers, dealers & flotation companies
