LIBERTY FINANCIAL COMPANIES, INC. a Massachusetts corporation 500,000 Shares of Common Stock INTERNATIONAL PURCHASE AGREEMENT Dated: July __, 1997Purchase Agreement • July 17th, 1997 • Liberty Financial Companies Inc /Ma/ • Life insurance • New York
WITNESSETH:Lease • March 30th, 1999 • Liberty Financial Companies Inc /Ma/ • Life insurance
dated as of June 4, 2001 between FLEET NATIONAL BANK as Purchaser and LIBERTY FINANCIAL COMPANIES, INC. and LIBERTY FINANCIAL SERVICES, INC. as SellersStock Purchase Agreement • June 6th, 2001 • Liberty Financial Companies Inc /Ma/ • Life insurance
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • May 14th, 1999 • Liberty Financial Companies Inc /Ma/ • Life insurance • New York
THE COLONIAL GROUP, INC. CREDIT AGREEMENT Amendment No. 4Credit Agreement • March 28th, 1997 • Liberty Financial Companies Inc /Ma/ • Life insurance • Massachusetts
BETWEENReinsurance Agreement • April 2nd, 2001 • Liberty Financial Companies Inc /Ma/ • Life insurance • Rhode Island
IssuerLoan Agreement • November 14th, 2000 • Liberty Financial Companies Inc /Ma/ • Life insurance • Massachusetts
Exhibit 99.2 AGREEMENT AND PLAN OF MERGER dated as of June 4, 2001Agreement and Plan of Merger • June 6th, 2001 • Liberty Financial Companies Inc /Ma/ • Life insurance
Exhibit 10.36.1 AMENDMENT NO. 1 TO THE WANGER ASSET MANAGEMENT, LTD. PROFIT- SHARING AND SAVINGS PLAN AND TRUST AGREEMENT (as Amended and Restated Effective January 1, 1997) The Wanger Asset Management, Ltd. Profit-Sharing and Savings Plan and Trust...Liberty Financial Companies Inc /Ma/ • April 2nd, 2001 • Life insurance
Exhibit 10.36 WANGER ASSET MANAGEMENT, LTD. PROFIT-SHARING AND SAVINGS PLAN AND TRUST AGREEMENT (As Amended and Restated Effective January 1, 1997)Trust Agreement • April 2nd, 2001 • Liberty Financial Companies Inc /Ma/ • Life insurance
AGREEMENT OF AMENDMENTAgreement of Amendment • March 30th, 2000 • Liberty Financial Companies Inc /Ma/ • Life insurance • New York
ARTICLE 2 REPRESENTATIONS AND WARRANTIES OF THE PURCHASERStock Purchase Agreement • May 4th, 2001 • Liberty Financial Companies Inc /Ma/ • Life insurance • Massachusetts
REVOLVING CREDIT AGREEMENTRevolving Credit Agreement • May 14th, 1999 • Liberty Financial Companies Inc /Ma/ • Life insurance • New York
ARTICLE 1Lease • March 28th, 1997 • Liberty Financial Companies Inc /Ma/ • Life insurance • Massachusetts
Series 1, No. __ $__________ LIBERTY FINANCIAL COMPANIES, INC. PROMISSORY NOTE Liberty Financial Companies, Inc., a Massachusetts corporation (hereinafter called the "Company", which term includes any successor corporation under the Loan Agreement...Liberty Financial Companies Inc /Ma/ • November 14th, 2000 • Life insurance • Massachusetts
This Note is one of a duly authorized issue of securities of the Company (herein called the "Notes") issued and to be issued in one or more series under a Loan Agreement, dated as of September 28, 2000 (herein called, together with all loan agreements supplemental thereto, the "Loan Agreement), between the Company and Liberty Mutual Insurance Company, as Agent (herein called the "Agent", which term includes any successor agent under the Loan Agreement), to which Loan Agreement and all loan agreements supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the
FIDELITY AND GUARANTY LIFE INSURANCE COMPANYCoinsurance Agreement • March 28th, 1997 • Liberty Financial Companies Inc /Ma/ • Life insurance • Maryland
SETTLEMENT AGREEMENT AND GENERAL RELEASE This Settlement Agreement and General Release (hereinafter referred to as the "Agreement") is made as of February 7, 2000 by and between Kenneth R. Leibler and Liberty Financial Companies, Inc. In this...Settlement Agreement and General Release • March 30th, 2000 • Liberty Financial Companies Inc /Ma/ • Life insurance • Massachusetts
Exhibit 10.36.2 AMENDMENT NO. 2 TO THE WANGER ASSET MANAGEMENT, LTD. PROFIT- SHARING AND SAVINGS PLAN AND TRUST AGREEMENT (as Amended and Restated Effective January 1, 1997) The Wanger Asset Management, Ltd. Profit-Sharing and Savings Plan and Trust...Liberty Financial Companies Inc /Ma/ • April 2nd, 2001 • Life insurance
ARTICLE III REPRESENTATIONS AND WARRANTIESLiberty Financial • May 14th, 1999 • Liberty Financial Companies Inc /Ma/ • Life insurance • New York
Exhibit 10.36.3 AMENDMENT NO. 3 TO THE WANGER ASSET MANAGEMENT, LTD. PROFIT- SHARING AND SAVINGS PLAN AND TRUST AGREEMENT (as Amended and Restated Effective January 1, 1997) The Wanger Asset Management, Ltd. Profit-Sharing and Savings Plan and Trust...Liberty Financial Companies Inc /Ma/ • April 2nd, 2001 • Life insurance
