TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 21st, 2001 • Legg Mason Focus Trust Inc • Massachusetts
CUSTODIAN CONTRACT ------------------ This Contract between Legg Mason Focus Trust, Inc., a corporation organized and existing under the laws of the State of Maryland, hereinafter called the "Fund", and State Street Bank and Trust Company, a...Custodian Contract • February 21st, 2001 • Legg Mason Focus Trust Inc • London
SUB-ADMINISTRATION AGREEMENT LEGG MASON FOCUS TRUST, INC. AGREEMENT made this 1st day of August, 2000 by and between Legg Mason Funds Management, Inc. ("Adviser"), a Maryland corporation, and Legg Mason Fund Adviser, Inc. ("Administrator"), a Maryland...Sub-Administration Agreement • March 18th, 2002 • Legg Mason Focus Trust Inc
Amendment No. 1 to Distribution Agreement This Amendment No. 1 to the Distribution Agreement dated as of December 15, 2006 (the "Amendment") by and between Legg Mason Growth Trust, Inc. (the "Fund") and Legg Mason Investor Services, LLC...Distribution Agreement • April 25th, 2007 • Legg Mason Growth Trust Inc
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT LEGG MASON FOCUS TRUST, INC. AGREEMENT made this 1st day of August, 2000 by and between Legg Mason Funds Management, Inc. ("Adviser"), a Maryland corporation, and Legg Mason Focus Trust, Inc. ("Fund"), a...Investment Advisory and Management Agreement • March 18th, 2002 • Legg Mason Focus Trust Inc
DISTRIBUTION AGREEMENT Legg Mason Growth Trust, Inc. This DISTRIBUTION AGREEMENT, made this 1st day of November, 2006 by and between Legg Mason Growth Trust, Inc. ("Investment Company"), a Maryland Corporation and Legg Mason Investor Services, LLC...Distribution Agreement • April 25th, 2007 • Legg Mason Growth Trust Inc • Maryland
FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 29th, 1998 • Focus Trust Inc
AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made effective as of July 1, 2001 by and between Legg Mason Focus Trust, Inc. (the "Fund") and State Street Bank and Trust Company (the "Custodian"). Capitalized terms used in...Custodian Contract • March 18th, 2002 • Legg Mason Focus Trust Inc
Exhibit 99.b.5 INVESTMENT ADVISORY AGREEMENT ----------------------------- AGREEMENT made this 3rd day of June, 1997 by and between FOCUS TRUST, INC. (the "Corporation"), a Maryland corporation and FOCUS CAPITAL ADVISORY, L.P. (the "Adviser"), a...Investment Advisory Agreement • June 16th, 1997 • Focus Trust Inc • Pennsylvania
RecitalsInter-Affiliate Transfer Agreement • April 27th, 2006 • Legg Mason Growth Trust Inc • Maryland
UNDERWRITING AGREEMENT This UNDERWRITING AGREEMENT, made this 30th day of June, 1998, by and between Legg Mason Focus Trust, Inc., a Maryland corporation ("Corporation"), and Legg Mason Wood Walker, Incorporated, a Maryland corporation...Underwriting Agreement • March 2nd, 1999 • Legg Mason Focus Trust Inc
FORM OF INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT LEGG MASON FOCUS TRUST, INC.Investment Advisory and Management Agreement • May 29th, 1998 • Focus Trust Inc • Maryland
FORM OF SELECTED DEALER AGREEMENT Legg Mason Investor Services, LLC [Name & address of dealer] Ladies and Gentlemen: We, Legg Mason Investor Services, LLC ("LMIS," "we," or "us"), have agreements with certain investment companies (each a "Distribution...Selected Dealer Agreement • April 27th, 2006 • Legg Mason Growth Trust Inc • New York
DISTRIBUTION AGREEMENT Legg Mason Growth Trust, Inc. This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Legg Mason Growth Trust, Inc. ("Investment Company"), a Maryland Corporation and Legg Mason Investor Services, LLC....Distribution Agreement • April 27th, 2006 • Legg Mason Growth Trust Inc • Maryland
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT LEGG MASON FOCUS TRUST, INC. This INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT ("Agreement") is made this 30th day of June, 1998, by and between Legg Mason Focus Trust, Inc., a Maryland corporation (the...Investment Advisory and Management Agreement • March 2nd, 1999 • Legg Mason Focus Trust Inc • Maryland
Exhibit 99 Sub-Item 77Q1(e) INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 30th day of June, 1997 by and between Focus Trust, Inc. (the "Corporation"), a Maryland corporation and Focus Capital Advisory, L.P. (the "Adviser"), a Pennsylvania limited...Investment Advisory Agreement • August 7th, 1997 • Focus Trust Inc • Pennsylvania
AGREEMENT made this 30th day of June, 1997 by and between Focus Trust, Inc. (the "Corporation"), a Maryland corporation and Focus Capital Advisory, L.P. (the "Adviser"), a Pennsylvania limited partnership. 1. Duties of Adviser. The Corporation hereby appoints the Adviser to act as investment adviser to Focus Trust, Inc. for the period and on such terms set forth in this Agreement. The Corporation employs the Adviser to manage the investment and reinvestment of the assets of the Corporation, to determine in it discretion the assets to be held uninvested, to provide the Corporation with records concerning the Adviser's activities which the Corporation is required to maintain, and to render regular reports to the Corporation's officers and Board of Directors concerning the Adviser's discharge of the foregoing responsibilities. The Adviser shall discharge the foregoing responsibilities subject to the control of the officers and the Board of Directors of the Corporation, and in compliance w
Exhibit Sub-Item 77Q1 INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT LEGG MASON FOCUS TRUST, INC. This INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT ("Agreement") is made this ____ day of June, 1998, by and between Legg Mason Focus Trust, Inc., a...Investment Advisory and Management Agreement • August 28th, 1998 • Legg Mason Focus Trust Inc • Maryland
