AGREEMENTSeverance Agreement • March 31st, 2006 • Swank, Inc. • Leather & leather products • New York
Exhibit 4.1 ----------- LOAN AND SECURITY AGREEMENT by and between SWANK, INC. as Borrower,Loan and Security Agreement • July 7th, 2004 • Swank, Inc. • Leather & leather products • Massachusetts
Swank, Inc. 90 Park Avenue New York, New York 10016 As of January 1, 1997 Mr. James E. Tulin 180 Pond Crossing Lawrence, New York 11559 Dear Mr. Tulin: Reference is hereby made to the Agreement dated as of March 1, 1989 between Swank, Inc. (the...Employment Agreement • March 28th, 1997 • Swank Inc • Leather & leather products
FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • April 24th, 2006 • Swank, Inc. • Leather & leather products • Massachusetts
Effective August 1, 1996 The Macht Group 176 Federal Street Boston, Massachusetts 02110 Attention: John J. Macht, President Dear John: This will confirm the understanding between The Macht Group ("Macht") and Swank, Inc. ("Swank") as follows: Macht...Licensing Agreement • March 28th, 1997 • Swank Inc • Leather & leather products
This will also confirm our understanding that in the event that the license agreement dated September 20, 1994 between Swank and Christie Brinkley, Inc. (as amended to date, the "Brinkley License") shall be amended so that Swank shall have the exclusive license for the manufacture, promotion, distribution and sale of products covered by the Brinkley License in Japan, Macht shall be entitled to receive an amount equal to the amounts set forth in clauses (i), (ii) and (iii), as applicable, of the immediately preceding paragraph solely in respect of Swank's Net Sales under and during the term, including all renewals of the term, of the amendment to the Brinkley License to persons located in Japan. Amounts shall be payable at the times and otherwise in accordance with the terms of this letter agreement.
Swank, Inc. 90 Park Avenue New York, New York 10016Employment Agreement • March 28th, 1997 • Swank Inc • Leather & leather products
SIXTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT ---------------------- THIS SIXTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT (this "Amendment") is made as of June 8, 2001, among SWANK, INC., a corporation organized under the laws...Revolving Credit and Security Agreement • June 12th, 2001 • Swank Inc • Leather & leather products • New York
EXHIBIT 10.01.3Employment Agreement • March 29th, 1999 • Swank Inc • Leather & leather products
EXHIBIT 10.02.3Employment Agreement • March 29th, 1999 • Swank Inc • Leather & leather products
EXHIBIT 4 SWANK, INC. 1994 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN NON- QUALIFIED STOCK OPTION CONTRACT THIS NON-QUALIFIED STOCK OPTION CONTRACT entered into as of the 23rd day of April 1998, between Swank, Inc., a Delaware corporation (the...Non-Qualified Stock Option Contract • December 14th, 2001 • Swank Inc • Leather & leather products • Delaware
EXHIBIT 10.16 SWANK, INC. 1987 INCENTIVE STOCK OPTION PLAN INCENTIVE STOCK OPTION CONTRACT ------------------------------- THIS INCENTIVE STOCK OPTION CONTRACT entered into as of October 1, 1996 between SWANK, INC., a Delaware corporation (the...Incentive Stock Option Contract • March 28th, 1997 • Swank Inc • Leather & leather products
EXHIBIT 10.03.6Employment Agreement • May 8th, 2002 • Swank Inc • Leather & leather products
Reference is made to the Agreement dated as of March 1, 1989 between Swank, Inc. (the "Corporation") and you, as amended to date (as so amended, the "Existing Employment Agreement"), concerning your employment by the Corporation. This letter will serve to confirm our agreement that the term of the Existing Employment Agreement is hereby extended for an additional period commencing on January 1, 2002 and ending on December 31, 2004.
Swank, Inc. 90 Park Avenue New York, New York 10016 December 10, 1998Employment Agreement • March 29th, 1999 • Swank Inc • Leather & leather products
Reference is made to the Agreement dated as of March 1, 1989 between Swank, Inc. (the "Corporation") and you, as amended to date (as so amended, the "Existing Employment Agreement"), concerning your employment by the Corporation. This letter will serve to confirm our agreement to amend the Existing Employment Agreement as of the date hereof as follows:
EXHIBIT 10.02.5 SWANK, INC. 90 PARK AVENUE NEW YORK, NEW YORK 10016Employment Agreement • May 8th, 2002 • Swank Inc • Leather & leather products
Reference is made to the Agreement dated as of January 1, 1990 between Swank, Inc. (the "Corporation") and you concerning your employment by the Corporation, as amended by letter agreements dated as of January 1, 1992, September 1, 1993, January 1, 1997 and December 10, 1998 between the Corporation and you (as amended, the "Existing Employment Agreement"). This letter will serve to confirm our agreement to amend the Existing Employment Agreement as of the date hereof as follows:
Exhibit 4.3 ----------- PATENT COLLATERAL ASSIGNMENT AND SECURITY AGREEMENT PATENT COLLATERAL SECURITY AND PLEDGE AGREEMENT dated as of June 30, 2004, between SWANK, INC., a Delaware corporation having its principal place of business at 90 Park...Patent Collateral Assignment and Security Agreement • July 7th, 2004 • Swank, Inc. • Leather & leather products • Massachusetts
BACKGROUNDLoan Agreement • November 13th, 2000 • Swank Inc • Leather & leather products
Exhibit 4.2 ----------- TRADEMARK COLLATERAL -------------------- SECURITY AND PLEDGE AGREEMENT ----------------------------- TRADEMARK COLLATERAL SECURITY AND PLEDGE AGREEMENT dated as of June 30, 2004, between SWANK, INC., a Delaware corporation...Trademark Collateral Security and Pledge Agreement • July 7th, 2004 • Swank, Inc. • Leather & leather products • Massachusetts
PLEDGE AGREEMENT PLEDGE AGREEMENT dated as of July 27, 1998, made by SWANK, INC., a Delaware corporation (the "Borrower"), in favor of PNC BANK, NATIONAL ASSOCIATION, a national banking association, as Agent (in such capacity, the "Agent") for the...Pledge Agreement • August 7th, 1998 • Swank Inc • Leather & leather products • New York
SWANK, INC. 1994 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN NON-QUALIFIED STOCK OPTION CONTRACTNon-Qualified Stock Option Contract • November 15th, 2004 • Swank, Inc. • Leather & leather products • Delaware
THIS NON-QUALIFIED STOCK OPTION CONTRACT entered into as of the 10th day of August 2004, between Swank, Inc., a Delaware corporation (the "Company"), and John J. Macht (the "Optionee").
SWANK, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY LLC Rights Agent RIGHTS AGREEMENT Dated as of November 11, 2009Rights Agreement • November 12th, 2009 • Swank, Inc. • Leather & leather products • Delaware
RIGHTS AGREEMENT, dated as of November 11, 2009 (the “Agreement”), between Swank, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company LLC (the “Rights Agent”).
INCENTIVE STOCK OPTION CONTRACTIncentive Stock Option Contract • March 5th, 2008 • Swank, Inc. • Leather & leather products • Delaware
INCENTIVE STOCK OPTION CONTRACT dated as of February 28, 2008 by and between SWANK, INC., a Delaware corporation (the "Company"), and James Tulin (the "Optionee"). Capitalized terms used but not defined herein shall have the meanings assigned to them in the Company's 1998 Equity Incentive Compensation Plan (the "Plan").
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • January 14th, 2008 • Swank, Inc. • Leather & leather products • New York
AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”) dated as of January 10, 2008 (the “Commencement Date”) between SWANK, INC., a Delaware corporation, with an address at 90 Park Avenue, New York, New York 10016 (the “Corporation”), and JAMES E. TULIN, residing at 11843 East Desert Trail Road, Scottsdale, Arizona 85259 (“Employee”).
SWANK, INC. 90 PARK AVENUE NEW YORK, NEW YORK 10017Employment Agreement • March 8th, 2006 • Swank, Inc. • Leather & leather products
This will confirm our agreement that, notwithstanding the provisions of the Agreement, (a) the last day of the present Employment Term shall be September 30, 2006, and the notice that may be given by either you or Swank under Section 1 of the Agreement that the present Employment Term shall not be extended may be given by either Swank or you on or prior to August 15, 2006, (b) in the event that neither you nor Swank notify the other that the Employment Term shall not be extended, the Employment Term shall be extended until June 30, 2007, and thereafter, further extensions and notices that the Employment Term shall not be extended, as the case may be, shall be in accordance with the terms of the Agreement, and (c) in the event you shall provide notice on or prior to August 15, 2006 that the present Employment Term shall not be so extended, (i) Swank shall pay to you, provided you shall not at any time be in violation of paragraph 6 of the Agreement, a severance payment, payable in insta
EXHIBIT 10.05 TERMINATION AGREEMENT TERMINATION AGREEMENT effective as of January 1, 1999 between SWANK, INC., a Delaware corporation having its principal office at 90 Park Avenue, New York, New York (the "Company"), and _________________________,...Termination Agreement • March 29th, 1999 • Swank Inc • Leather & leather products • New York
LOAN AND SECURITY AGREEMENT by and between SWANK, INC. as Borrower, and WELLS FARGO FOOTHILL, INC. as Lender Dated as of June 30, 2004Loan and Security Agreement • March 31st, 2011 • Swank, Inc. • Leather & leather products • Massachusetts
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”), is entered into as of June 30, 2004, by and between WELLS FARGO FOOTHILL, INC., a California corporation (“Lender”) and SWANK, INC., a Delaware corporation (“Borrower”).
EXHIBIT 10.17 EMPLOYMENT AGREEMENT -------------------- AGREEMENT dated as of October 1, 1996 between SWANK, INC., a Delaware corporation with an address at 90 Park Avenue, New York, New York 10016 (the "Corporation"), and CHRISTOPHER F. WOLF,...Employment Agreement • March 28th, 1997 • Swank Inc • Leather & leather products • New York
SWANK, INC. AMENDMENT AND RELEASE AGREEMENTAmendment and Release Agreement • February 3rd, 2012 • Swank, Inc. • Leather & leather products • New York
THIS AMENDMENT AND RELEASE AGREEMENT (the “Release”) is made and entered into as of this the 3rd day of February, 2012 by and between Swank, Inc., a Delaware corporation (the “Company”), and James E. Tulin (the “Employee”).
SEVENTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS SEVENTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT (this "Amendment") is made as of July 16, 2001, among SWANK, INC., a corporation organized under the laws of the State of...Revolving Credit and Security Agreement • August 17th, 2001 • Swank Inc • Leather & leather products • New York
EXHIBIT 2Incentive Stock Option Contract • December 14th, 2001 • Swank Inc • Leather & leather products • Delaware
EXHIBIT 10.08 TERMINATION AGREEMENT --------------------- TERMINATION AGREEMENT effective as of October 1, 1996 between SWANK, INC., a Delaware corporation having its principal office at 90 Park Avenue, New York, New York (the "Company"), and...Termination Agreement • March 28th, 1997 • Swank Inc • Leather & leather products • New York
REVOLVING CREDIT ANDRevolving Credit and Security Agreement • August 7th, 1998 • Swank Inc • Leather & leather products • New York
EMPLOYMENT AGREEMENTEmployment Agreement • March 27th, 2007 • Swank, Inc. • Leather & leather products • New York
AGREEMENT dated as of January 1, 2007 between SWANK, INC., a Delaware corporation, with an address at 90 Park Avenue, New York, New York 10016 (the “Corporation”), and JOHN TULIN, residing at 1196 Elinor Road, Hewlett, New York 11557 (“Employee”).
BACKGROUNDLoan Agreement • November 12th, 1999 • Swank Inc • Leather & leather products
SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • July 6th, 2007 • Swank, Inc. • Leather & leather products • Massachusetts
Sixth Amendment dated as of July 2, 2007 to Loan and Security Agreement (the “Sixth Amendment”), by and between SWANK, INC., a Delaware corporation (the “Borrower”) and WELLS FARGO FOOTHILL, INC. (the “Lender”), amending certain provisions of the Loan and Security Agreement dated as of June 30, 2004 (as amended and in effect from time to time, the “Agreement”) by and between the Borrower and the Lender. Terms not otherwise defined herein which are defined in the Agreement shall have the same respective meanings herein as therein.
VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • February 3rd, 2012 • Swank, Inc. • Leather & leather products • Delaware
This VOTING AND SUPPORT AGREEMENT (this “Agreement”) is entered into as of February 3, 2012, by and among Randa Accessories Leather Goods LLC, a Delaware limited liability company (“Parent”), Swing Acquisition LLC (“Intermediate Sub”), a Delaware limited liability company and wholly owned subsidiary of Parent, Swing Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Intermediate Sub (“Merger Sub”) and [ ] (“Stockholder”). Parent, Intermediate Sub, Merger Sub and Stockholder are each sometimes referred to herein as a “Party” and collectively as the “Parties”.
