FORM OF AMENDMENT NUMBER 5 TO THE AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT
FORM OF
AMENDMENT NUMBER 5 TO THE
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT
This Amendment 5 (the “Amendment”) to the Principal Underwriting Agreement by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), Hartford Series Fund, Inc., and Hartford HLS Series Fund II, Inc., and is effective as of September 25, 2020 (the “Effective Date”).
WHEREAS, the parties hereto have entered into an Principal Underwriting Agreement dated January 1, 2013, as last amended and restated April 30, 2014 (as amended, supplemented, restated or otherwise modified from time to time, (the “Agreement”); and
WHEREAS, the parties hereto wish to amend and restate Schedule A to reflect the changes to the Funds listed in the schedule; as previously approved by the Board of Directors (the “Board”).
NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
| 1. | Schedule A of the Agreement is hereby deleted in its entirety and replaced with the Amended and Restated Schedule A attached hereto. |
| 2. | The changes to the Agreement reflected in this Amendment shall become effective as of the respective Effective Date reflected in this Amendment. |
| 3. | Except as amended by this Amendment and any previous amendment, the terms of the Agreement remain unchanged and may be further modified only by mutual written agreement of the parties and the approval of the Board. |
| 4. | This Amendment may be executed by the parties hereto on any number of counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument. |
[signatures follow on next page]
IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date first written above.
| Hartford Series Fund, Inc. | ||
| By: |
|
| Name: Xxxxxx X. Xxxxxxxx | ||
| Title: Vice President | ||
| Hartford HLS Series Fund II, Inc. | ||
| By: |
|
| Name: Xxxxxx X. Xxxxxxxx | ||
| Title: Vice President | ||
| Agreed to and Accepted: | ||
| Hartford Funds Distributors, LLC | ||
| By: |
|
| Name: Xxxxxxx X. Xxxxx | ||
| Title: Chief Financial Officer | ||
AMENDED AND RESTATED SCHEDULE A
This Amended and Restated Schedule A to that certain Amended and Restated Principal Underwriting Agreement by and between Hartford Series Fund, Inc., HLS Series Fund II, Inc., and Hartford Funds Distributors, LLC dated April 30, 2014, is effective as of September 25, 2020.
HARTFORD SERIES FUND, INC.
Hartford Balanced HLS Fund
Hartford Capital Appreciation HLS Fund
Hartford Disciplined Equity HLS Fund
Hartford Dividend and Growth HLS Fund
Hartford Healthcare HLS Fund
Hartford International Opportunities HLS Fund
Hartford MidCap HLS Fund
Hartford Small Company HLS Fund
Hartford Stock HLS Fund
Hartford Total Return Bond HLS Fund
Hartford Ultrashort Bond HLS Fund
HARTFORD HLS SERIES FUND II, INC.
Hartford Small Cap Growth HLS Fund
