EXHIBIT 28(E) PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • March 1st, 2012 • Lincoln Variable Insurance Products Trust • Delaware
PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • September 20th, 2024 • American Funds U.S. Small & Mid Cap Equity Fund
THIS PRINCIPAL UNDERWRITING AGREEMENT is between American Funds U.S. Small and Mid Cap Equity Fund, a Delaware statutory trust (the “Fund”), and CAPITAL CLIENT GROUP, INC., a California corporation (the “Distributor”).
EXHIBIT 28(E) PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • November 1st, 2011 • Lincoln Advisors Trust • Delaware
PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • March 21st, 2019 • American Funds Multi-Sector Income Fund • California
THIS PRINCIPAL UNDERWRITING AGREEMENT, is between American Funds Multi-Sector Income Fund, a Delaware statutory trust (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • July 5th, 2023 • Delaware Life Ny Variable Account C • New York
THIS PRINCIPAL UNDERWRITING AGREEMENT (this “Agreement”), by and between Delaware Life Insurance Company of New York (“Insurance Company”), a New York domiciled life insurance company, and 1851 Securities, Inc. (“1851”), a Delaware corporation, shall be effective as of July 1, 2023 (“Effective Date”).
PRINCIPAL UNDERWRITING AGREEMENT EVERGREEN MUNICIPAL TRUSTPrincipal Underwriting Agreement • September 25th, 2009 • Evergreen Municipal Trust /De/ • Massachusetts
AGREEMENT made as of this 31st day of December, 2008 by and between Evergreen Municipal Trust on behalf of its series listed on Exhibit A attached hereto and made a part hereof, and each series subsequently issued by the Trust, (such Trust and series referred to herein as "Fund" individually or "Funds" collectively) and Evergreen Investment Services, Inc., a Delaware corporation ("Principal Underwriter").
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 28th, 2017 • Investment Co of America • California
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT, is between THE INVESTMENT COMPANY OF AMERICA, a Delaware statutory trust (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
EXHIBIT 28(e) PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 9th, 2012 • Lincoln Variable Insurance Products Trust • Delaware
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • March 16th, 2017 • American Funds Short-Term Tax-Exempt Bond Fund • California
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT, is between American Funds Short-Term Tax-Exempt Bond Fund, a Delaware statutory trust (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
AMERICAN HIGH-INCOME MUNICIPAL BOND FUND, INC. AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between AMERICAN HIGH-INCOME MUNICIPAL BOND FUND, INC., a Maryland corporation (the "Fund"), and AMERICAN FUNDS...Principal Underwriting Agreement • March 14th, 2000 • American High Income Municipal Bond Fund Inc
AMERICAN HIGH-INCOME MUNICIPAL BOND FUND, INC. AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between AMERICAN HIGH-INCOME MUNICIPAL BOND FUND, INC., a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("the Distributor"). W I T N E S S E T H: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end diversified investment company which offers two classes of shares of common stock, designated as Class A shares and Class B shares, and it is a part of the business of the Fund, and affirmatively in the interest of the Fund, to offer shares of the Fund either from time to time or continuously as determined by the Fund's officers subject to authorization by its Board of Directors; and WHEREAS, the Distributor is engaged in the business of promoting the distribution of shares of investment companies through securities broker-dealers; and W
PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • December 30th, 2010 • American Mutual Fund • California
THIS PRINCIPAL UNDERWRITING AGREEMENT, is between [FUND], a Delaware statutory trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the "Distributor").
PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 9th, 2024 • Capital Group New Geography Equity ETF
THIS PRINCIPAL UNDERWRITING AGREEMENT is between CAPITAL GROUP NEW GEOGRAPHY EQUITY ETF, a Delaware statutory trust (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 29th, 2011 • Merrill Lynch Life Variable Annuity Separate Account D • Arkansas
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT made and effective as of the 3rd day of December, 2010 (the “Effective Date”), by and between TRANSAMERICA CAPITAL, INC. (“TCI”), a California corporation, and TRANSAMERICA ADVISORS LIFE INSURANCE COMPANY (“TALIC”), an Arkansas corporation (formerly Merrill Lynch Life Insurance Company).
With respect to sales of shares of any tax-exempt fund, the commission schedule for sales of shares to retirement plans of organizations with assets of $100 million or more is inapplicable. 4. On sales of shares of Companies listed in Category 3 on...Principal Underwriting Agreement • January 30th, 1998 • New Economy Fund • Hawaii
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between THE NEW ECONOMY FUND a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T H: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended to date (the "1940 Act"), as an open-end investment company and it is a part of the business of the Fund, and affirmatively in the interest of the Fund, to offer its shares for sale, either continuously, or from time to time by means of such arrangements as are determined by its Trustees to be appropriate; and WHEREAS, AFD is engaged in the business of promoting the distribution of shares of investment companies through securities broker-dealers; and WHEREAS, the Fund and AFD wish to enter into an agreement with each other to promote the distribution of the Fund's shares; NOW, THEREFORE, the parties agree as follows: 1. (a) AFD shall be the exclusive principal underw
PRINCIPAL UNDERWRITING AGREEMENT EVERGREEN EQUITY TRUSTPrincipal Underwriting Agreement • January 28th, 2009 • Evergreen Equity Trust /De/ • Massachusetts
AGREEMENT made as of this 31st day of December, 2008 by and between Evergreen Equity Trust on behalf of its series listed on Exhibit A attached hereto and made a part hereof, and each series subsequently issued by the Trust, (such Trust and series referred to herein as "Fund" individually or "Funds" collectively) and Evergreen Investment Services, Inc., a Delaware corporation ("Principal Underwriter").
FIRST AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT OF KEYSTONE STATE TAX FREE FUND - SERIES II, ON BEHALF OF KEYSTONE CALIFORNIA INSURED TAX FREE FUND KEYSTONE MISSOURI TAX FREE FUND (ITS "SERIES")Principal Underwriting Agreement • January 31st, 1996 • Keystone State Tax Free Fund Series Ii • Massachusetts
Exhibit (3)(a)(5) AMENDED AND REINSTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 29th, 2011 • Separate Account Va-2l • Iowa
THIS AMENDED AND REINSTATED PRINCIPAL UNDERWRITING AGREEMENT made and effective as of the 7th day of October, 2010 (the “Effective Date”), by and between TRANSAMERICA CAPITAL, INC. (“TCI”), a California corporation, and TRANSAMERICA LIFE INSURANCE COMPANY (“TLIC”), an Iowa corporation.
EMERGING MARKETS GROWTH FUND, INC. AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • August 30th, 2024 • Emerging Markets Growth Fund Inc
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT (the “Agreement”) is between EMERGING MARKETS GROWTH FUND, INC., a Maryland corporation (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • October 21st, 2013 • American Funds Developing World Growth & Income Fund • California
THIS PRINCIPAL UNDERWRITING AGREEMENT, is between AMERICAN FUNDS DEVELOPING WORLD GROWTH AND INCOME FUND, a Delaware statutory trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the "Distributor").
Exhibit 23(e) PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • March 20th, 2009 • Lincoln Variable Insurance Products Trust • Delaware
AMENDMENT NO. 8 AND NOVATION TO AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 30th, 2007 • Separate Account Va J
Amendment dated May 1, 2007 to the Amended and Restated Principal Underwriting Agreement, dated as of May 1, 2002, by and between AFSG Securities Corporation (“AFSG”) and Transamerica Life Insurance Company (“Transamerica”) (the “Agreement”).
WITNESSETH:Principal Underwriting Agreement • March 1st, 2001 • W&r Target Funds Inc • Missouri
EXHIBIT (c)(3) FORM OF AMENDMENT NO. 3 TO THE PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • September 27th, 2007 • Separate Account Vl E
Amendment dated October 1, 2007, to the Principal Underwriting Agreement, dated as of January 25, 2007, by and between Transamerica Capital, Inc. (“TCI”) and Monumental Life Insurance Company (“MON LIFE”) (the “Agreement”).
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • March 25th, 2011 • TRANSAMERICA ADVISORS LIFE INSURANCE Co OF NEW YORK • Life insurance • New York
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT made and effective as of the 1st day of July, 2010 (the “Effective Date”), by and between TRANSAMERICA CAPITAL, INC. (“TCI”), a California corporation, and TRANSAMERICA ADVISORS LIFE INSURANCE COMPANY OF NEW YORK (“TALICNY”), a New York corporation (formerly ML Life Insurance Company of New York).
EXHIBIT E FORM OF [NAME OF FUND] AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • March 14th, 2001 • Cash Management Trust of America
THIS PRINCIPAL UNDERWRITING AGREEMENT, between ______________ _______________________, a __________________ corporation/trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the "Distributor").
EXHIBIT (1)(ii) AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • January 15th, 2021 • Transamerica Life Insurance Co • Iowa
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT (the “Agreement”) made and effective as of the 1st day of March, 2013 (the “Effective Date”), by and between TRANSAMERICA CAPITAL, INC. (“TCI”), a California corporation, and TRANSAMERICA LIFE INSURANCE COMPANY (“TLIC”), an Iowa corporation.
CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • December 30th, 2022 • Capital Group Private Client Services Funds
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT is between CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS, a Delaware statutory trust (the “Trust”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
EXHIBIT (3)(a)(2) AMENDMENT NO. 8 AND NOVATION TO AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 30th, 2007 • Separate Account Va K
Amendment dated May 1, 2007 to the Amended and Restated Principal Underwriting Agreement, dated as of May 1, 2002, by and between AFSG Securities Corporation (“AFSG”) and Transamerica Life Insurance Company (“Transamerica”) (the “Agreement”).
Exhibit (3)(a)(1) Third Amendment to Principal Underwriting Agreement THIRD AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT THIS THIRD AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT made and effective as of the 1st day of May, 2004, by and between AFSG...Principal Underwriting Agreement • June 25th, 2004 • Separate Account Va V
THIS THIRD AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT made and effective as of the 1st day of May, 2004, by and between AFSG SECURITIES CORPORATION ("AFSG"), a Pennsylvania corporation, and WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO ("WRL"), an Ohio corporation, on its own behalf and on behalf of the separate investment accounts of WRL set forth in Exhibit A attached hereto and made a part hereof (collectively, the "Account").
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 28th, 2017 • Amcap Fund • California
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT, is between AMCAP FUND, a Delaware statutory trust (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 29th, 2011 • Separate Account Va U • Ohio
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT made and effective as of the 1st day of July, 2010 (the “Effective Date”), by and between TRANSAMERICA CAPITAL, INC. (“TCI”), a California corporation, and WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO (“WRL”).
PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 1st, 1997 • Keystone Fund for Total Return • Massachusetts
EXHIBIT 99.6 PRINCIPAL UNDERWRITING AGREEMENT KEYSTONE TAX FREE FUND AGREEMENT made this 19th day of August, 1993 by and between Keystone Tax Free Fund (the "Fund"), and Keystone Distributors, Inc., a Delaware corporation (the "Principal...Principal Underwriting Agreement • April 29th, 1997 • Keystone Tax Free Fund • Massachusetts
WASHINGTON MUTUAL INVESTORS FUND, INC. AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, is between WASHINGTON MUTUAL INVESTORS FUND, INC., a Maryland corporation (the "Fund"), and AMERICAN FUNDS...Principal Underwriting Agreement • February 14th, 2002 • Washington Mutual Investors Fund Inc • California
FORM OF AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT Hartford Series Fund, Inc. and Hartford HLS Series Fund II, Inc. (each, a “Company” and collectively, the “Companies”), on behalf of their respective series listed on Schedule A January 1,...Principal Underwriting Agreement • April 18th, 2014 • Hartford Series Fund Inc • Maryland
Each Company is a Maryland corporation registered as a management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and has shares of capital stock (hereinafter the “Shares”) representing interests in the respective series of the Company listed on Schedule A (each, a “Fund” and collectively, the “Funds”), which are registered under the Securities Act of 1933, as amended (the “1933 Act”), and securities acts of various states and jurisdictions, where appropriate. In addition, each Fund offers multiple classes of Shares that vary with regard to certain characteristics. The specific characteristics of the classes offered by each Fund are set forth in the respective Company’s then currently effective Prospectus and Statement of Additional Information (including any supplements or amendments thereto). This Agreement is intended to take effect as if entered into between each Company, severally, and Hartford Funds Distributors, LLC (“HFD”), and the prov
