THIRD AMENDMENT TO SHAREHOLDER SERVICES AGREEMENT
THIRD AMENDMENT
TO
SHAREHOLDER SERVICES AGREEMENT
This third amendment (the “Amendment”) to the Shareholder Services Agreement is made as of the 23rd day of May, 2012 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
WHEREAS, the parties hereto have entered into a Shareholder Services Agreement dated as of December 4, 2008, as amended and in effect prior to giving effect to this Amendment (the “Agreement”); and
WHEREAS, the parties hereto wish to amend Schedule A of the Agreement in order to add the AQR U.S. Defensive Equity Fund, AQR International Defensive Equity Fund, AQR Emerging Defensive Equity Fund, AQR Risk-Balanced Commodities Strategy Fund and AQR Risk-Balanced Commodities Strategy LV Fund.
NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
1. AMENDMENT OF SCHEDULE A. Schedule A of the Agreement is hereby amended by deleting it in its entirety and replacing it with the Schedule A attached hereto.
2. Except as modified hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above.
| AQR CAPITAL MANAGEMENT, LLC | ||
| By: | /s/ Xxxxxxx Xxxxxx | |
| Name: | Xxxxxxx Xxxxxx | |
| Title: | Principal & General Counsel | |
| AQR FUNDS | ||
| By: | /s/ Xxxxxx XxxXxxx | |
| Name: | Xxxxxx XxxXxxx | |
| Title: | Vice President | |
SCHEDULE A
TO
SHAREHOLDER SERVICES AGREEMENT
| Fund |
Class |
Maximum Fees For the Services | ||
| AQR Global Equity Fund |
Class Y | None | ||
| Class I | 0.30% | |||
| Class N | 0.35% | |||
| AQR International Equity Fund |
Class Y | None | ||
| Class I | 0.30% | |||
| Class N | 0.35% | |||
| AQR International Small Cap Fund |
Class Y | None | ||
| Class I | 0.25% | |||
| Class N | 0.25% | |||
| AQR Emerging Markets Fund |
Class Y | None | ||
| Class I | 0.25% | |||
| Class N | 0.25% | |||
| AQR Equity Plus Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR Small Cap Core Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR Small Cap Growth Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR U.S. Defensive Equity Fund |
Class I | 0.25% | ||
| Class N | 0.25% | |||
| AQR International Defensive Equity Fund |
Class I | 0.25% | ||
| Class N | 0.25% | |||
| AQR Emerging Defensive Equity Fund |
Class I | 0.25% | ||
| Class N | 0.25% | |||
| AQR Risk-Balanced Commodities Strategy Fund |
Class I | 0.25% | ||
| Class N | 0.25% | |||
| AQR Risk-Balanced Commodities Strategy LV Fund |
Class I | 0.25% | ||
| Class N | 0.25% |
Effective: May 23, 2012
