THIRD AMENDMENT TO SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • June 25th, 2012 • AQR Funds
This third amendment (the “Amendment”) to the Shareholder Services Agreement is made as of the 23rd day of May, 2012 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
SIXTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 25th, 2012 • AQR Funds
This sixth amendment (the “Amendment”) to the Investment Advisory Agreement is made as of the 23rd day of May, 2012 by and between AQR Funds, on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC.
AMENDMENT FOUR TO ADMINISTRATION AGREEMENTAdministration Agreement • June 25th, 2012 • AQR Funds
This Amendment, dated May 23, 2012, amends the Administration Agreement (“Agreement”) dated September 9, 2010 between J.P. Morgan Investor Services Co. (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
AMENDMENT THREE TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • June 25th, 2012 • AQR Funds
This Amendment, dated May 23, 2012, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
THIRD AMENDMENT TO AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • June 25th, 2012 • AQR Funds
This third amendment to the Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 23rd day of May, 2012 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
Amendment No. 6 to Transfer Agency Interactive Client Services AgreementAgency Interactive Client Services Agreement • June 25th, 2012 • AQR Funds
This Amendment No. 6, dated as of May 23, 2012 (“Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (the “ALPS”).
Amendment No. 2 to Distribution AgreementDistribution Agreement • June 25th, 2012 • AQR Funds
This Amendment No. 2, dated as of May 23, 2012 (“Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
Amendment No. 6 to Transfer Agency and Service AgreementAgency and Service Agreement • June 25th, 2012 • AQR Funds
This Amendment No. 6, dated as of May 23, 2012 (“Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
