Item 77O
------------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Dynamic Growth Fund
------------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
------------------------------------------------------------------------------------------------------------------------------------
Issuer Premcor Inc. Sunoco Logistics ExpressJet
------------------------------------------------------------------------------------------------------------------------------------
Xxxxxx Xxxxxxx & Co, Credit Credit Suisse First Boston, Banc CS First Boston, Xxxxxxx
Suisse First Boston, Goldman of America, Xxxxxxx Xxxxx, Xxxxx, Xxxxxxx Xxxxx,
Underwriters Sachs, Deutsche Bank, Xxxx Xxxxxx. Deutsche Bank Xxxxxxx Xxxxx Xxxxxx
------------------------------------------------------------------------------------------------------------------------------------
Years of continuous operation, > 3 years > 3 Years > 3 years
including predecessors
------------------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Units Common Stock
------------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager or
co-manager of offering? Co-Manager No No
------------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or dealer from
which purchased Xxxxxx Xxxxxxx & Co N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Firm commitment underwriting? Yes N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 4/26/2002 2/8/2002 4/23/2002
------------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of offering
sold to QIBs $0.00 $0.00 $0.00
------------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any
concurrent public offering $345,000,000.00 $101,250,000.00 $480,000,000.00
------------------------------------------------------------------------------------------------------------------------------------
Total $345,000,000.00 $101,250,000.00 $480,000,000.00
------------------------------------------------------------------------------------------------------------------------------------
Public offering price $24.00 $20.25 $16.00
------------------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale of
Security $109,890.00 N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Price paid if other than public
offering price N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or commission 6.25% 6.70% 6.38%
------------------------------------------------------------------------------------------------------------------------------------
Total shares purchased 33,300 N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $977,200 N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by fund 0.19% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
associated funds 0.37% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Total 0.56% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Dynamic Growth Fund
------------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
------------------------------------------------------------------------------------------------------------------------------------
Issuer Heritage Property Investors Xxxxxxxxxx Realty Investors Pan Pacific Retail PPTYS Inc
------------------------------------------------------------------------------------------------------------------------------------
Xxxxxxx Xxxxx, Deutsche Bank,
Xxxxxx Xxxxx, Xxxxxx Xxxxxxx, UBS Prudential Securities,
Warburg, Xxxx Xxxxx, Wachovia Bancamerica, Xxxxxxxxx Xxxxxx
Underwriters Securities Xxxxxx X. Xxxxx & Co. Xxxxxxxx, Xxxxxxx Xxxxx Xxxxxx
------------------------------------------------------------------------------------------------------------------------------------
Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
------------------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Stock Common Stock
------------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager or
co-manager of offering? Syndicate Member N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or dealer from
which purchased Xxxxxxx Xxxxx N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Firm commitment underwriting? Yes Yes Yes
------------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 4/22/2002 5/7/2001 5/18/1998
------------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of offering
sold to QIBs $0.00 $0.00 $0.00
------------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any
concurrent public offering $450,000,000.00 $25,710,000.00 $42,250,000.00
------------------------------------------------------------------------------------------------------------------------------------
Total $450,000,000.00 $25,710,000.00 $42,250,000.00
------------------------------------------------------------------------------------------------------------------------------------
Public offering price $25.00 $48.85 $21.13
------------------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale of
Security $2,177.820 N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Price paid if other than public
offering price N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or commission 6.25% 5.00% 5.25%
------------------------------------------------------------------------------------------------------------------------------------
Total shares purchased 33,300 N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $832,500 N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by fund 0.19% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
associated funds 0.37% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Total 0.56% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Dynamic Growth Fund
------------------------------------------------------------------------------------------------------------------------------------
Security Purchased Security Purchased Comparison Security
-
------------------------------------------------------------------------------------------------------------------------------------
Issuer Altiris Inc Netflix Inc. Commerce One Inc.
------------------------------------------------------------------------------------------------------------------------------------
CS First Boston,
US Bancorp Xxxxx Xxxxxxx,
Xxxxxxx Xxxxx, Xxxxxx Xxxxxx, BancBoston Xxxxxxxxx
US Bancorp Xxxxx Xxxxxxxx, XX Xxxxxxx,
Xxxxxxx, Xxxxx & Co. Invemed Assos, Moor &
Credit Suisse First Boston, XX Xxxxx, Xxxxxxxx Xxxxx, Xxxxxxx Xxxxxx,
Underwriters UBS,Deutsche Bank Capital Partners SoundView Technology.
------------------------------------------------------------------------------------------------------------------------------------
Years of continuous operation,
including predecessors > 3 years > 3 years > 3 years
------------------------------------------------------------------------------------------------------------------------------------
Security Common Stock Common Stock Common Stock
------------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager or
co-manager of offering? Co-Manager N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or dealer from
which purchased Credit Suisse First Boston N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Firm commitment underwriting? Yes Yes Yes
------------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 5/22/2002 5/22/2002 5/5/1999
------------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of offering
sold to QIBs $0.00 $0.00 $0.00
------------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any
concurrent public offering $50,000,000.00 $82,500,000.00 $69,300,000.00
------------------------------------------------------------------------------------------------------------------------------------
Total $50,000,000.00 $82,500,000.00 $69,300,000.00
------------------------------------------------------------------------------------------------------------------------------------
Public offering price $10.00 $15.00 $21.00
------------------------------------------------------------------------------------------------------------------------------------
Price paid if other than public
offering price N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Realized Gain/Loss on Sale of ($15,920.71) N/A N/A
Security
------------------------------------------------------------------------------------------------------------------------------------
Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or commission 7.00% 7.00% 7.00%
------------------------------------------------------------------------------------------------------------------------------------
Total shares purchased 16,100 N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $161,000.00 N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by fund 0.32% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
associated funds 0.90% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
Total 1.22% N/A N/A
------------------------------------------------------------------------------------------------------------------------------------
