SUB-ADVISORY AGREEMENT BETWEEN WELLS FARGO FUNDS TRUST, WELLS FARGO FUNDS MANAGEMENT, LLC AND GLOBAL INDEX ADVISORS, INC. This AGREEMENT is made as of this 26th day of June, 2006, between Wells Fargo Funds Trust (the "Trust"), a statutory trust...Sub-Advisory Agreement • April 28th, 2011 • Wells Fargo Funds Trust • Delaware
MANAGEMENT AGREEMENT TO: First Western Investment Management, Inc. 11150 Santa Monica Boulevard Los Angeles, CA 90025 Dear Sirs: The GKM Funds (the "Trust") herewith confirms our agreement with you. The Trust has been organized to engage in the...Management Agreement • September 28th, 2009 • GKM Funds • Ohio
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT This AMENDED AND RESTATED AGREEMENT is made as of this 6th day of August 2003, and amended as of October 1, 2005, between Wells Fargo Master Trust (the "Trust"), a statutory trust organized under the...Investment Advisory Agreement • April 30th, 2018 • Wells Fargo Master Trust • Delaware
September 7, 1998 Scudder Investor Services, Inc. Two International Place Boston, Massachusetts 02110 Underwriting Agreement ---------------------- Dear Ladies and Gentlemen: Scudder GNMA Fund (hereinafter called the "Trust") is a business trust...Underwriting Agreement • April 6th, 1999 • Scudder Gnma Fund
ARTICLE 3 - REPRESENTATIONS AND WARRANTIES OF MORGAN STANLEY TRUSTTransfer Agency and Service Agreement • December 29th, 2004 • Morgan Stanley California Quality Municipal Secu • New York
AFFILIATED PRINCIPAL EXECUTING PURCHASE SHARES/PAR FUND NAME SECURITY DESCRIPTION TRADE DATE UNDERWRITER BROKER PRICE AMOUNT ------------------------ ------------------------------------------------------------------------------- -----------------...Purchase Agreement • August 27th, 2010 • Wells Fargo Funds Trust
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED OPERATING AGREEMENT OF SPECIAL VALUE OPPORTUNITIES FUND, LLCOperating Agreement • March 1st, 2013 • Special Value Opportunities Fund LLC
Unknown;payne_r; INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT, dated this 26[th] day of June, 2014, by and between MFS SERIES TRUST X, a Massachusetts business trust (the "Trust"), on behalf of its series of shares (the "Fund") listed...Investment Advisory Agreement • July 29th, 2014 • MFS Series Trust X
SERVICES AGREEMENT Fund Accounting ServicesServices Agreement • March 3rd, 2003 • Internet Growth Fund Inc • Indiana
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • January 29th, 2007 • Legg Mason Partners Massachusetts Municipals Fund • Maryland
MUNDER SERIES TRUST MUNDER SERIES TRUST II AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is made as of this 20th day of December, 2010, by Munder Series Trust, a Delaware statutory trust ("MST"), with its...Agreement and Plan of Reorganization • August 26th, 2011 • Munder Series Trust • Delaware
BACKGROUNDTermination Agreement • April 29th, 2015 • Invesco Advantage Municipal Income Trust II
Sub-Item 77Q1(e) MEMORANDUM OF AGREEMENT (ADVISORY FEE WAIVERS) This Memorandum of Agreement is entered into as of the effective date on the attached Exhibit A and B (each an "Exhibit" or, collectively the "Exhibits"), between AIM Counselor Series...Memorandum of Agreement • June 27th, 2018 • Aim Sector Funds (Invesco Sector Funds)
WITNESSETH:Investment Management Agreement • February 28th, 2013 • First Trust Exchange-Traded Fund • Illinois
MANAGEMENT CONTRACT between FIDELITY ADVISOR SERIES VIII: FIDELITY ADVISOR DIVERSIFIED INTERNATIONAL FUND and FIDELITY MANAGEMENT & RESEARCH COMPANYManagement Contract • December 29th, 2014 • Fidelity Advisor Series Viii • Massachusetts
AGREEMENT AMENDED and RESTATED as of this 1st day of August, 2014, by and between Fidelity Advisor Series VIII, a Massachusetts business trust which may issue one or more series of shares of beneficial interest (hereinafter called the "Fund"), on behalf of Fidelity Advisor Diversified International Fund (hereinafter called the "Portfolio"), and Fidelity Management & Research Company, a Massachusetts corporation (hereinafter called the "Adviser") as set forth in its entirety below.
AMENDMENT NO. 1 TO THE SUBADVISORY AGREEMENT This AMENDMENT NO. 1 TO THE SUBADVISORY AGREEMENT (the "Amendment") is effective as of October 1, 2013 by and between SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the "Adviser"), and...Subadvisory Agreement • May 30th, 2014 • Seasons Series Trust
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT AMONG WELLS FARGO FUNDS TRUST, WELLS FARGO FUNDS MANAGEMENT, LLC AND WELLS CAPITAL MANAGEMENT INCORPORATED This AMENDED AND RESTATED AGREEMENT is made as of this 1st day of March 2001, as amended...Investment Sub-Advisory Agreement • March 1st, 2018 • Wells Fargo Funds Trust • Delaware
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT between FIDELITY MANAGEMENT & RESEARCH COMPANY and FMR INVESTMENT MANAGEMENT (U.K.) LIMITEDSub-Advisory Agreement • September 29th, 2015 • Fidelity Securities Fund • Massachusetts
AGREEMENT AMENDED and RESTATED as of this 1st day of April 2015, by and between Fidelity Management & Research Company, a Massachusetts corporation with principal offices at 245 Summer Street, Boston, Massachusetts (hereinafter called the "Advisor"), and FMR Investment Management (U.K.) Limited (hereinafter called the "Sub-Advisor").
Name of Issuer Security Name of Selling Other Members Nature of Purchase Underwriting Total Description Syndicate Member In Syndicate Underwriting Price Compensation Offering ---------------------------------------------------------...Underwriting Agreement • February 28th, 2006 • Maxim Series Fund Inc
SCHEDULE 1 10F-3 REPORT Great West - Maxim Salomon High Yield Bond Portfolio - Syndicate Reporting Supplement August 1st, 2004 through October 31st, 2005
American Century California Tax-Free and Municipal Funds MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made as of the 1st day of August, 2008 by and between AMERICAN CENTURY CALIFORNIA TAX-FREE AND MUNICIPAL FUNDS, a Massachusetts...Management Agreement • October 23rd, 2008 • American Century California Tax Free & Municipal Funds
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT AMONG WELLS FARGO FUNDS TRUST, WELLS FARGO FUNDS MANAGEMENT, LLC AND FIRST INTERNATIONAL ADVISORS, LLC This AMENDED AND RESTATED AGREEMENT is made as of this 9th day of July, 2010, as amended and restated as...Sub-Advisory Agreement • April 30th, 2018 • Wells Fargo Funds Trust • Delaware
APPENDIX A:Acquisition Agreement • December 23rd, 2002 • Principal International Fund Inc • Iowa
JOHN HANCOCK FUNDS III AMENDMENT TO AMENDED AND RESTATED ADVISORY AGREEMENT AMENDMENT made this 29th day of December, 2006, to the Advisory Agreement dated September 21, 2005, as amended, between John Hancock Funds III, a Massachusetts business trust...Advisory Agreement • May 14th, 2007 • John Hancock Funds III
WITNESSETHInvestment Advisory Agreement • March 29th, 2018 • MFS Series Trust Iii
Sub-Item 77Q1(e) INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made this 15th day of October, 2012, by and between Invesco Value Municipal Securities, a Delaware statutory trust (the "Trust"), and Invesco Advisers, Inc., a Delaware corporation (the...Investment Advisory Agreement • April 29th, 2013 • Invesco Value Municipal Securities • Texas
INVESTMENT SUB-ADVISORY AGREEMENT AMONG STRATEGIC ADVISERS, INC., RICE HALL JAMES & ASSOCIATES, LLC. AND FIDELITY RUTLAND SQUARE TRUST IIInvestment Sub-Advisory Agreement • April 26th, 2018 • Fidelity Rutland Square Trust II • Massachusetts
AGREEMENT, made this 7th day of September, 2017 among Fidelity Rutland Square Trust II (“Trust”), a Delaware statutory trust, on behalf of Strategic Advisers Small-Mid Cap Multi-Manager Fund (the “Fund”), Strategic Advisers, Inc. (“Adviser”), a Massachusetts corporation, and Rice Hall James & Associates, LLC (“Sub-Adviser”), a Delaware corporation.
SUB-ADVISORY AGREEMENT between FMR CO., INC. and FIDELITY SELECTCO, LLCSub-Advisory Agreement • April 28th, 2014 • Fidelity Select Portfolios • Massachusetts
AGREEMENT made this 1st day of August, 2013, by and between FMR Co., Inc., a Massachusetts corporation with principal offices at 245 Summer Street, Boston, Massachusetts (hereinafter called the ´´Sub-Adviser") and Fidelity SelectCo, LLC, a Delaware limited liability company with principal offices at 1225 17th Street, Denver, Colorado (hereinafter called the ´´Adviser").
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT This AMENDED AND RESTATED AGREEMENT is made as of this 6th day of August 2003, and amended as of October 1, 2005 and March 27, 2009, between Wells Fargo Funds Trust (the "Trust"), a statutory trust...Investment Advisory Agreement • August 26th, 2015 • Wells Fargo Funds Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN WELLS FARGO FUNDS TRUST, WELLS FARGO FUNDS MANAGEMENT, LLC AND DRESDNER RCM GLOBAL INVESTORS LLCInvestment Sub-Advisory Agreement • May 29th, 2018 • Wells Fargo Funds Trust • Delaware
OFAgreement and Declaration of Trust • April 30th, 2018 • Invesco High Income 2024 Target Term Fund • Delaware
JNL/AQR MANAGED FUTURES STRATEGY FUND LTD. INVESTMENT ADVISORY AGREEMENT This Agreement is effective this 10th day of June, 2011, by and between Jackson National Asset Management, LLC, a Michigan limited liability company and registered investment...Investment Advisory Agreement • February 29th, 2012 • JNL Series Trust • Illinois
MANAGEMENT CONTRACT between FIDELITY HEREFORD STREET TRUST: FIDELITY TREASURY MONEY MARKET FUND and FIDELITY MANAGEMENT & RESEARCH COMPANYManagement Contract • June 27th, 2014 • Fidelity Hereford Street Trust • Massachusetts
AGREEMENT made this 14th day of March, 2013, by and between Fidelity Hereford Street Trust, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (hereinafter called the "Trust"), on behalf of Fidelity Treasury Money Market Fund (hereinafter called the "Fund"), and Fidelity Management & Research Company, a Massachusetts corporation (hereinafter called the "Adviser") as set forth in its entirety below.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 12th, 1999 • Kemper Funds Trust • Massachusetts
GENERAL DISTRIBUTION AGREEMENT between COMMONWEALTH TRUST and FIDELITY DISTRIBUTORS CORPORATIONGeneral Distribution Agreement • November 29th, 2005 • Fidelity Commonwealth Trust • Massachusetts
Agreement made this 21st day of July, 2005, between Fidelity Commonwealth Trust, a Massachusetts business trust having its principal place of business in Boston, Massachusetts and which may issue one or more series of beneficial interest ("Issuer"), with respect to shares of Fidelity Strategic Real Return Fund, a series of the Issuer, and Fidelity Distributors Corporation, a Massachusetts corporation having its principal place of business in Boston, Massachusetts ("Distributors").
SUB-ADVISORY AGREEMENT BETWEEN WELLS FARGO MASTER TRUST, WELLS FARGO FUNDS MANAGEMENT, LLC AND SSGA FUNDS MANAGEMENT, INC. This AGREEMENT is made as of this 27th day of May, 2005, between Wells Fargo Master Trust (the "Trust"), a statutory trust...Sub-Advisory Agreement • April 29th, 2013 • Wells Fargo Master Trust • Delaware
