Amendment No. 1 to Distribution Agreement
Amendment No. 1 to Distribution Agreement
This Amendment No. 1 to the Distribution Agreement (this “Amendment”) by and between DBX ETF Trust, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation, (“ALPS”) is dated as of June 22, 2018.
WHEREAS, the Fund and ALPS entered into a Distribution Agreement dated April 16, 2018, as amended (the “Agreement”); and
WHEREAS, the Fund and ALPS wish to amend the provisions of the Agreement to reflect the removal of three Portfolios offered under the Fund.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1. The parties hereto agree to delete the current Appendix A to the Agreement in its entirety and replace it with a new Appendix A attached hereto.
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the day and year first above written.
| DBX ETF TRUST | ALPS DISTRIBUTORS, INC. | |||||||
| By: | /s/ Xxxxx Xxxxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Name: | Xxxxx Xxxxxxx | Name: | Xxxxxx X. Xxxxx | |||||
| Title: | Chief Operating Officer | Title: | Senior Vice President and Director of Distribution Services | |||||
| By: | /s/ Xxxxxxx Xxxxxxxx |
|||||||
| Name: | Xxxxxxx Xxxxxxxx | |||||||
| Title: | Chief Financial Officer | |||||||
APPENDIX A
LIST OF PORTFOLIOS
| Name |
Ticker | |
| Xtrackers Municipal Infrastructure Revenue Bond ETF |
RVNU | |
| Xtrackers MSCI Germany Hedged Equity ETF |
DBGR | |
| X-trackers MSCI EAFE Hedged Equity ETF |
DBEF | |
| Xtrackers MSCI Emerging Markets Hedged Equity ETF |
DBEM | |
| Xtrackers MSCI Japan Hedged Equity ETF |
DBJP | |
| Xtrackers MSCI Europe Hedged Equity ETF |
DBEU | |
| Xtrackers MSCI United Kingdom Hedged Equity ETF |
DBUK | |
| Xtrackers MSCI Asia Pacific ex Japan Hedged Equity ETF |
DBAP | |
| Xtrackers MSCI All World ex US Hedged Equity ETF |
DBAW | |
| Xtrackers MSCI South Korea Hedged Equity ETF |
DBKO | |
| Xtrackers MSCI Eurozone Hedged Equity ETF |
DBEZ | |
| Xtrackers Harvest CSI 300 China A-Shares ETF |
ASHR | |
| Xtrackers MSCI All China ETF |
CN | |
| Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF |
ASHS | |
| Xtrackers Japan JPX-Nikkei 400 Equity ETF |
JPN | |
| Xtrackers Emerging Markets Bond — Interest Rate Hedged ETF |
EMIFI | |
| Xtrackers Investment Grade Bond — Interest Rate Hedged ETF |
IGIH | |
| Xtrackers High Yield Corporate Bond — Interest Rate Hedged ETF |
HYIH | |
| Xtrackers MSCI EAFE High Dividend Yield Hedged Equity ETF |
HDEF | |
| Xtrackers MSCI Emerging Markets High Dividend Yield Hedged Equity ETF |
HDEE | |
| Xtrackers MSCI Eurozone High Dividend Yield Hedged Equity ETF |
HDEZ | |
| Xtrackers MSCI All World ex US High Dividend Yield Hedged Equity ETF |
HDAW | |
| Xtrackers Germany Equity ETF |
GRMY | |
| Xtrackers Eurozone Equity ETF |
EURZ | |
| Xtrackers MSCI China A Inclusion Equity ETF |
ASHX | |
| Xtrackers MSCI Latin America Pacific Alliance ETF |
PACA | |
| Xtrackers Xxxxxxx 1000 Comprehensive Factor ETF |
DEU S | |
| Xtrackers FTSE Developed ex US Comprehensive Factor ETF |
DEEF | |
| Xtrackers FTSE Emerging Comprehensive Factor ETF |
DEMG | |
| Xtrackers Barclays International Treasury Bond Hedged ETF |
IGVT | |
| Xtrackers Barclays International Corporate Bond Hedged ETF |
IFIX | |
| Xtrackers Barclays International High Yield Bond Hedged ETF |
IHIY | |
| Xtrackers Xxxxxxx 2000 Comprehensive Factor ETF |
DESC | |
| Xtrackers USD High Yield Corporate Bond ETF |
HYLB |
| Name |
Ticker | |
| Xtrackers iBoxx Emerging Markets Quality Weighted Bond ETF |
EMBQ | |
| Xtrackers Managed Downside Volatility US Large Cap ETF |
AMDV | |
| Xtrackers Managed Downside Volatility Developed International ETF |
EFDV | |
| Xtrackers Managed Downside Volatility All World ETF |
AWDV | |
| Xtrackers Bloomberg Barclays Global Aggregate Bond ETF |
ALLB | |
| Xtrackers iBoxx USD Corporate Yield Plus ETF |
YLDP | |
| Xtrackers Short Duration High Yield Bond ETF |
SHYL | |
| Xtrackers 0-1 Year Treasury ETF |
TBLL | |
| Xtrackers High Beta High Yield Bond ETF |
HYUP | |
| Xtrackers FTSE Developed Europe Comprehensive Factor ETF |
DEEU | |
| Xtrackers FTSE Japan Comprehensive Factor ETF |
DEJP | |
| Xtrackers FTSE All World ex US Comprehensive Factor ETF |
DEAW | |
| Xtrackers Low Beta High Yield Bond ETF |
HYDW | |
| Xtrackers FTSE All World ex US Quality at a Reasonable Price ETF |
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| Xtrackers Xxxxxxx 1000 Quality at a Reasonable Price ETF |
QARP | |
| Xtrackers MSCI EAFE ESG Leaders Equity ETF |
||
| Xtrackers MSCI Emerging Markets ESG Leaders Equity ESG |
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| Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF |
||
| Xtrackers United Kingdom Equity ETF |
BRIT |
