TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 11th, 2011 • DBX ETF Trust • New York
AGREEMENT made as of the 31st day of January, 2011 by and between DBX ETF Trust (hereinafter the “Trust”) and each portfolio of the Trust identified on Appendix I hereto (as such Appendix may be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 26th, 2019 • DBX ETF Trust • New York
AGREEMENT made this 15th day of August, 2013, as amended May 20, 2014, July 23, 2015 and February 14, 2017 between DBX Advisors LLC (the “Adviser”) and Harvest Global Investments Limited (the “Sub-Adviser”). ·
CUSTODY AGREEMENTCustody Agreement • May 11th, 2011 • DBX ETF Trust • New York
AGREEMENT, dated as of January 31, 2011, between DBX ETF Trust, a Delaware statutory trust, having its principal office and place of business at 60 Wall Street, New York, New York 10005 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 28th, 2012 • DBX ETF Trust • New York
THIS AGREEMENT is made as of October 11, 2011, between DBX ETF Trust, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 21st, 2022 • DBX Etf Trust • New York
Agreement made as of January 31, 2011 and amended as of August 10, 2021, between DBX ETF TRUST (the “Company”), a Delaware statutory trust, and DBX ADVISORS LLC (the “Adviser”), a Delaware limited liability company.
ContractSub-Advisory Agreement • January 24th, 2024 • DBX Etf Trust • New York
Certain identified information has been excluded from this exhibit because it is not material and would likely cause competitive harm to the Registrant if publicly disclosed.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 26th, 2024 • DBX Etf Trust • New York
Agreement made as of January 31, 2011 and amended as of August 10, 2021, between DBX ETF TRUST (the “Company”), a Delaware statutory trust, and DBX ADVISORS LLC (the “Adviser”), a Delaware limited liability company.
INVESTMENT ADVISORY AGREEMENT Agreement made as of January 31, 2011 and amended as of September 21, 2016, between DBX ETF TRUST (the "Company"), a Delaware statutory trust, and DBX ADVISORS LLC (the "Adviser"), a Delaware limited liability company. W...Investment Advisory Agreement • January 27th, 2017 • DBX ETF Trust
AUTHORIZED PARTICIPANT AGREEMENT FOR DBX ETF TRUSTAuthorized Participant Agreement • July 23rd, 2024 • DBX Etf Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and __________________________________ (the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York Mellon (“ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the DBX ETF Trust (the “Company”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Company shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Company acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, par value $0.00 per
DBX ADVISORS LLCExpense Limitation Agreement • December 21st, 2022 • DBX Etf Trust
This letter confirms the agreement of DBX Advisors LLC (the “Adviser”) with the Trust to limit the Fund’s current Operating Expenses by waiving fees and/or reimbursing expenses or otherwise making a payment to the Fund, on a monthly basis, in an amount such that the Fund’s Operating Expenses do not exceed 0.20% of the Fund’s average daily net assets. The term “Operating Expenses” with respect to the Fund, is defined to include all expenses necessary or appropriate for the operation of the Fund, including the Adviser’s investment advisory or management fee detailed in the Investment Advisory Agreement between the Trust and the Adviser (the “Advisory Agreement”) and other expenses described in the Advisory Agreement, but does not include interest expense, taxes, brokerage expenses, distribution fees or expenses, litigation expenses and other extraordinary expenses.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • June 17th, 2022 • DBX Etf Trust
THIS AGREEMENT, dated as of January 19, 2022, between the Acquiring Fund (the "Acquiring Fund"), and the Acquired Fund (the "Acquired Fund" and together with the Acquiring Fund, the "Funds"), listed on Schedule A.
AMENDMENT 16Distribution Agreement • September 27th, 2022 • DBX Etf Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”') amends the Existing Agreement as of August 16, 2022 (the “Effective Date”):
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • June 17th, 2022 • DBX Etf Trust
THIS AGREEMENT, dated as of January 19, 2022 between Morningstar Funds Trust on behalf of its series listed on Schedule A, severally and not jointly (each, an "Acquiring Fund"), and DBX ETF Trust, on behalf of each Acquired Fund listed on Schedule B, severally and not jointly (each, an "Acquired Fund" and together with the Acquiring Funds, the "Funds").
DBX ETF TRUST AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 20th, 2023 • DBX Etf Trust • New York
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is dated as of the 14th day of December, 2023 by and between DBX ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A hereto (the “Funds”), and DBX Advisors LLC (“DBX” or the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 30th, 2013 • DBX ETF Trust • New York
Agreement made as of January 31, 2011 between DBX ETF TRUST (the “Company”), a Delaware statutory trust, and DBX ADVISORS LLC (the “Adviser”), a Delaware limited liability company.
CORPORATE SERVICES AGREEMENTCorporate Services Agreement • June 17th, 2022 • DBX Etf Trust • New York
THIS CORPORATE SERVICES AGREEMENT (this “Agreement”) is made as of July 6th 2016, by and between DBX ETF Trust (the “Trust”), and BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation (“BNY Mellon”).
db X-trackers Regulated Utilities Fund SUB-ADVISORY AGREEMENT DBX ADVISORS LLC New York, New York 10005Sub-Advisory Agreement • May 21st, 2013 • DBX ETF Trust • New York
AGREEMENT made this 25th day of March, 2013, between DBX ADVISORS LLC (“us”, “we” or the “Adviser”) and RREEF AMERICA L.L.C. (“you”, “your” or the “Sub-Adviser”), on behalf of db X-trackers Regulated Utilities Fund (the “Fund”), a series of DBX ETF Trust, (the “Trust”), a registered open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and organized as a statutory trust under the laws of the State of Delaware. In furtherance of such duties to the Fund, and with the approval of the Fund, we wish to avail ourselves of your investment advisory and investment management services. Accordingly, with the acceptance of the Fund, we hereby agree with you as follows for the duration of this Agreement:
AMENDMENT TO FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • May 31st, 2024 • DBX Etf Trust
This Amendment, dated as of February 19, 2024, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Foreign Custody Manager Agreement dated January 31, 2011 (the “Agreement”).
AMENDMENT TO CORPORATE SERVICES AGREEMENTCorporate Services Agreement • December 20th, 2023 • DBX Etf Trust
This Amendment, dated as of December 11, 2023, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Corporate Services Agreement dated July 6, 2016 (the “Agreement”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 11th, 2011 • DBX ETF Trust • New York
WHEREAS, the Adviser has entered into an Investment Advisory Agreement dated as of January 31, 2011, (the “Investment Advisory Agreement”) with DBX ETF Trust (the “Company”), an open-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and organized as a statutory trust under the laws of the State of Delaware on behalf of each Fund listed on Schedule A, as it may be amended from time to time to add or remove series (each, a “Fund”), pursuant to which the Adviser acts as adviser to the Fund;
AMENDMENT 20Distribution Agreement • December 8th, 2023 • DBX Etf Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”') amends the Existing Agreement as of November 14, 2023 (the “Effective Date”):
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • June 17th, 2022 • DBX Etf Trust • Delaware
THIS AGREEMENT is made as of the 19th of January, 2022, by and among Janus Henderson Clayton Street Trust (the "Acquiring Fund Trust"), on behalf of the series identified in Schedule A, severally and not jointly (each, an "Acquiring Fund" and collectively, the "Acquiring Funds"), and DBX ETF Trust (the "Acquired Fund Trust") on behalf of its series identified on Schedule B, severally and not jointly (each, an "Acquired Fund" and collectively the "Acquired Funds" and together with the Acquiring Funds, the "Funds").
DBX ADVISORS LLCExpense Limitation Agreement • December 16th, 2021 • DBX Etf Trust
This letter confirms the agreement of DBX Advisors LLC (the “Adviser”) with the Trust to limit the Fund’s current Operating Expenses by waiving fees and/or reimbursing expenses or otherwise making a payment to the Fund, on a monthly basis, in an amount such that the Fund’s Operating Expenses do not exceed 0.20%. The term “Operating Expenses” with respect to the Fund, is defined to include all expenses necessary or appropriate for the operation of the Fund, including the Adviser’s investment advisory or management fee detailed in the Investment Advisory Agreement between the Trust and the Adviser (the “Advisory Agreement”) and other expenses described in the Advisory Agreement, but does not include interest expense, taxes, brokerage expenses, distribution fees or expenses, litigation expenses and other extraordinary expenses.
AMENDMENT 8Distribution Agreement • September 28th, 2020 • DBX Etf Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”') amends the Existing Agreement as of July 8, 2020 (the “Effective Date”):
AUTHORIZED PARTICIPANT AGREEMENT FOR DBX ETF TRUSTAuthorized Participant Agreement • May 31st, 2024 • DBX Etf Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and __________________________________ (the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York Mellon (“ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the DBX ETF Trust (the “Company”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Company shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Company acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, par value $0.00 per
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • December 20th, 2023 • DBX Etf Trust
This Amendment, dated as of December 11, 2023, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Fund Administration and Accounting Agreement dated January 31, 2011 (the “Agreement”).
DBX ETF TRUST AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 24th, 2023 • DBX Etf Trust • New York
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is dated as of the 11th day of May, 2023 by and between DBX ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A hereto (the “Funds”), and DBX Advisors LLC (“DBX” or the “Adviser”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • June 17th, 2022 • DBX Etf Trust • Massachusetts
THIS AGREEMENT, is made this 21st of December, 2021, by and among Fidelity Rutland Square Trust II (the "Fidelity Trust"), a statutory trust organized under the State of Delaware, on behalf of itself and its current and future series as identified on Schedule A, severally and not jointly (each, an "Acquiring Fund" and collectively, the "Acquiring Funds"), and each trust identified on Schedule B (each, an "Underlying Trust"), on behalf of itself and its respective series identified on Schedule B, severally and not jointly (each, an "Acquired Fund" and collectively the "Acquired Funds" and together with the Acquiring Funds, the "Funds"), and shall become effective on January 19, 2022 (the "Effective Date").
DBX ADVISORS LLCExpense Limitation Agreement • December 17th, 2020 • DBX Etf Trust
This letter confirms the agreement of DBX Advisors LLC (the “Adviser”) with the Trust to limit the Fund’s current Operating Expenses by waiving fees and/or reimbursing expenses or otherwise making a payment to the Fund, on a monthly basis, in an amount such that the Fund’s Operating Expenses do not exceed 0.20%. The term “Operating Expenses” with respect to the Fund, is defined to include all expenses necessary or appropriate for the operation of the Fund, including the Adviser’s investment advisory or management fee detailed in the Investment Advisory Agreement between the Trust and the Adviser (the “Advisory Agreement”) and other expenses described in the Advisory Agreement, but does not include interest expense, taxes, brokerage expenses, distribution fees or expenses, litigation expenses and other extraordinary expenses.
DBX ADVISORS LLCExpense Limitation Agreement • December 20th, 2023 • DBX Etf Trust
This letter confirms the agreement of DBX Advisors LLC (the “Adviser”) with the Trust to limit the Fund’s current Operating Expenses by waiving fees and/or reimbursing expenses or otherwise making a payment to the Fund, on a monthly basis, in an amount such that the Fund’s Operating Expenses do not exceed 0.20% of the Fund’s average daily net assets. The term “Operating Expenses” with respect to the Fund, is defined to include all expenses necessary or appropriate for the operation of the Fund, including the Adviser’s investment advisory or management fee detailed in the Investment Advisory Agreement between the Trust and the Adviser (the “Advisory Agreement”) and other expenses described in the Advisory Agreement, but does not include interest expense, taxes, brokerage expenses, distribution fees or expenses, litigation expenses and other extraordinary expenses.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 24th, 2023 • DBX Etf Trust • New York
Agreement made as of January 31, 2011 and amended as of August 10, 2021, between DBX ETF TRUST (the “Company”), a Delaware statutory trust, and DBX ADVISORS LLC (the “Adviser”), a Delaware limited liability company.
DBX ETF TRUST AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 16th, 2021 • DBX Etf Trust • New York
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is dated as of the 18th day of October, 2021 by and between DBX ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A hereto (the “Funds”), and DBX Advisors LLC (“DBX” or the “Adviser”).
AMENDMENT 11Distribution Agreement • August 17th, 2021 • DBX Etf Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”') amends the Existing Agreement as of August 18, 2021 (the “Effective Date”):
AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT THIS AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT ("Amendment") is made effective as of the 8th day of September 2015 (the "Effective Date"), by and between THE BANK OF NEW YORK...Securities Lending Authorization Agreement • January 29th, 2016 • DBX ETF Trust
AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT THIS AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT ("Amendment") is made effective as of the 8th day of September 2015 (the "Effective Date"), by and between THE BANK OF NEW YORK MELLON, ("Bank"), and DBX ETF TRUST (the "Client"), with respect to each of the funds identified on Attachment 1 hereto, as amended, modified or supplemented from time to time (each a "Lender" and collectively the "Lenders"). WHEREAS, the Client and Bank have entered into a certain Securities Lending Authorization Agreement dated as of April 29, 2015 (as amended, modified or supplemented from time to time, the "Agreement"); and WHEREAS, the Client and the Lending Agent desire to amend the Agreement in certain respects as hereinafter provided: NOW, THEREFORE, the parties hereto, each intending to be legally bound, do hereby agree as follows: 1. From and after the Effective Date, the Agreement is hereby amended by deleting Attachment 1 therefrom i
SUB-ADVISORY AGREEMENT Agreement made as of January 31, 2011 between DBX ADVISORS LLC (the "Adviser"), a Delaware limited liability company, and TDAM USA Inc. (the "Sub-Adviser"), a Delaware corporation. W I T N E S S E T H: WHEREAS, the Adviser has...Sub-Advisory Agreement • July 30th, 2015 • DBX ETF Trust • New York
