EXHIBIT NO. EX-99.h.1.iii
THE ROCKLAND FUNDS TRUST
AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of February 28, 2002 to the Transfer Agent
Servicing Agreement, as amended, dated as of November 18 1996, by and between
The Rockland Funds Trust, a Delaware business trust and U.S Bancorp Fund
Services, LLC (formerly Firstar Mutual Fund Services, LLC), a Wisconsin limited
liability company shall be as follows:
Paragraph 7 Proprietary and Confidential Information shall be amended and
replaced in its entirety as follows:
7. PROPRIETARY AND CONFIDENTIAL INFORMATION
USBFS agrees on behalf of itself and its directors, officers, and
employees to treat confidentially and as proprietary information of
the Trust all records and other information relative to the Trust and
prior, present, or potential shareholders (and clients of said
shareholders) and not to use such records and information for any
purpose other than the performance of its responsibilities and duties
hereunder, except after prior notification to and approval in writing
by the Trust, which approval shall not be unreasonably withheld and
may not be withheld where USBFS may be exposed to civil or criminal
contempt proceedings for failure to comply after being requested to
divulge such information by duly constituted authorities, or when so
requested by the Trust.
Further, USBFS will adhere to the privacy policies adopted by the
Trust pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be
modified from time to time (the "Act"). Notwithstanding the
foregoing, USBFS will not share any nonpublic personal information
concerning any of the Trust's shareholders with any third party
unless specifically directed by the Trust or allowed under one of the
exceptions noted under the Act.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed by a duly authorized officer on one or more counterparts as of the day
and year first written above.
THE ROCKLAND FUNDS TRUST U.S. BANCORP FUND SERVICES, LLC
By: /s/Xxxxxxx X. Xxxxxx By: /s/Xxxxxx X. Xxxxxxxxx
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