Amendment No. 15 to Distribution Agreement
Exhibit (e)(4)
Amendment No. 15 to Distribution Agreement
This Amendment, dated as of September 21, 2016, to the Distribution Agreement (this “Amendment”), by and between DBX ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation having its principal place of business at 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000 (the “Distributor”).
WHEREAS, the Trust and the Distributor entered into a Distribution Agreement dated November 1, 2011, as amended from time to time (the “Agreement”); and
WHEREAS, the Trust and the Distributor wish to amend the provisions of the Agreement to reflect name changes of certain Funds/the addition of new Funds offered under the Trust.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1. The parties hereto agree to delete the current Appendix A to the Agreement in its entirety and replace it with a new Appendix A attached hereto.
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the day and year first above written.
| ALPS DISTRIBUTORS, INC. | ||||||
| By: | /s/Xxxx Xxxxxxxx |
By: | /s/Xxxxxx X. Xxxxx | |||
| Name: Xxxx Xxxxxxxx | Name: Xxxxxx X. Xxxxx | |||||
| Title: Chief Executive Officer & President | Title: Senior Vice President and Director of Distribution Services | |||||
| By: | /s/ Xxxxxxx Xxxxxxxx |
|||||
| Name: Xxxxxxx Xxxxxxxx | ||||||
| Title: Chief Financial Officer | ||||||
APPENDIX A
LIST OF PORTFOLIOS
| Name |
Ticker | |
|
Deutsche X-trackers Municipal Infrastructure Revenue Bond ETF |
RVNU | |
|
Deutsche X-trackers MSCI Brazil Hedged Equity ETF |
DBBR | |
|
Deutsche X-trackers MSCI Germany Hedged Equity ETF |
DBGR | |
|
Deutsche X-trackers MSCI EAFE Hedged Equity ETF |
DBEF | |
|
Deutsche X-trackers MSCI Emerging Markets Hedged Equity ETF |
DBEM | |
|
Deutsche X-trackers MSCI Japan Hedged Equity ETF |
DBJP | |
|
Deutsche X-trackers MSCI Europe Hedged Equity ETF |
DBEU | |
|
Deutsche X-trackers MSCI United Kingdom Hedged Equity ETF |
DBUK | |
|
Deutsche X-trackers MSCI Asia Pacific ex Japan Hedged Equity ETF |
DBAP | |
|
Deutsche X-trackers MSCI All World ex US Hedged Equity ETF |
DBAW | |
|
Deutsche X-trackers MSCI South Korea Hedged Equity ETF |
DBKO | |
|
Deutsche X-trackers MSCI Mexico Hedged Equity ETF |
DBMX | |
|
Deutsche X-trackers MSCI Eurozone Hedged Equity ETF |
DBEZ | |
|
Deutsche X-trackers Harvest CSI 300 China A-Shares ETF |
ASHR | |
|
Deutsche X-trackers MSCI All China ETF |
CN | |
|
Deutsche X-trackers Harvest CSI 500 China A-Shares Small Cap ETF |
ASHS | |
|
Deutsche X-trackers Dow Xxxxx Hedged International Real Estate ETF |
DBRE | |
|
Deutsche X-trackers S&P Hedged Global Infrastructure ETF |
DBIF | |
|
Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF |
JPN | |
|
Deutsche X-trackers Japan JPX-Nikkei 400 Hedged Equity ETF |
JPNH | |
|
Deutsche X-trackers Emerging Markets Bond – Interest Rate Hedged ETF |
EMIH | |
|
Deutsche X-trackers Investment Grade Bond – Interest Rate Hedged ETF |
IGIH | |
|
Deutsche X-trackers High Yield Corporate Bond – Interest Rate Hedged ETF |
HYIH | |
|
Deutsche X-trackers MSCI EAFE High Dividend Yield Hedged Equity ETF |
HDEF | |
|
Deutsche X-trackers MSCI Emerging Markets High Dividend Yield Hedged Equity ETF |
HDEE | |
|
Deutsche X-trackers MSCI Eurozone High Dividend Yield Hedged Equity ETF |
HDEZ | |
|
Deutsche X-trackers MSCI All World ex US High Dividend Yield Hedged Equity ETF |
HDAW | |
|
Deutsche X-trackers MSCI EAFE Small Cap Hedged Equity ETF |
DBES | |
|
Deutsche X-trackers MSCI Italy Hedged Equity ETF |
DBIT |
| Deutsche X-trackers MSCI Spain Hedged Equity ETF |
DBSP | |
|
Deutsche X-trackers MSCI Southern Europe Hedged Equity ETF |
DBSE | |
|
Deutsche X-trackers MSCI Australia Hedged Equity ETF |
DBAU | |
|
Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF |
ASHX | |
|
Deutsche X-trackers MSCI Latin America Pacific Alliance ETF |
PACA | |
|
Deutsche X-trackers Xxxxxxx 1000 Comprehensive Factor ETF |
DEUS | |
|
Deutsche X-trackers FTSE Developed ex US Comprehensive Factor ETF |
DEEF | |
|
Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF |
DEMG | |
|
Deutsche X-trackers Barclays International Treasury Bond Hedged ETF |
IGVT | |
|
Deutsche X-trackers Barclays International Corporate Bond Hedged ETF |
IFIX | |
|
Deutsche X-trackers Barclays International High Yield Bond Hedged ETF |
IHIY | |
|
Deutsche X-trackers Xxxxxxx 2000 Comprehensive Factor ETF |
DESC | |
|
Deutsche X-trackers USD High Yield Corporate Bond ETF |
HYLB | |
|
Deutsche X-trackers iBoxx Emerging Markets Quality Weighted Bond ETF |
EMBQ |
