Exhibit (h)(12)(iii)
WESTCORE TRUST
Xxxxx 0000
000 Xxxxxxxxxxx Xxxxxx
Xxxxxx, Xxxxxxxx 00000
as of January 11, 2001
PaineWebber Incorporated
000 Xxxxxxxx Xxxxxx
Xxxxxx, Xxxxxxxxxxxxx 00000
Attention: Global Portfolio Lending
RE: Securities Lending Agency Client Agreement dated as of March 27, 1998 (the
"Agreement"), between PaineWebber Incorporated ("PaineWebber") and Westcore
Trust ("Westcore" or the "Trust") and each of the Westcore Funds listed as
Clients on Exhibit 1 thereto, as amended
Dear Sir or Madam:
Pursuant to Section 7(a) of the above referenced Agreement, the purpose of
this letter is to obtain the written consent of PaineWebber to modify Exhibit 1
to the Agreement. Following your review and approval, the enclosed Exhibit 1
will supercede the Exhibit 1 currently attached to the Agreement and each of the
Westcore Funds listed on the enclosed Exhibit 1 will be Clients under the
Agreement. Please acknowledge your consent below and also initial and date the
enclosed Exhibit 1. Please return a duplicate of this letter and Exhibit 1 to my
attention at the above address. Capitalized terms used herein and not otherwise
defined will have the meaning assigned to such terms in the Agreement.
The Names "Westcore Trust" and "Trustees of Westcore Trust" refer
respectively to the trust created and the Trustees, as trustees but not
individually or personally, acting from time to time under an Amended and
Restated Declaration of Trust dated November 19, 1987 which is hereby referred
to and a copy of which is on file at the office of State Secretary of the
Commonwealth of Massachusetts and the principal office of the Company. The
obligations of "Westcore Trust" entered into in the name or on behalf thereof by
any of the Trustees, shareholders, or representatives of the Trust are not made
personally, but in such capacities, and
bind only the Trust Property, and all persons dealing with any class of shares
of the Trust must look solely to the Trust Property belonging to such class for
the enforcement of any claims against the Trust.
Sincerely,
/s/ Xxxxxx X. Xxxxxx
Name:Xxxxxx X. Xxxxxx
Title: Treasurer
AGREED TO AND ACCEPTED:
UBS PAINEWEBBER INCORPORATED
By:/s/ Xxxxxx X. Xxxxxxxx
Name: Xxxxxx X. Xxxxxxxx
Title: Senior Vice President
Date: 1/15/02
-2-
EXHIBIT 1 TO
SECURITIES LENDING AGENCY CLIENT AGREEMENT
DATED AS OF MARCH 27, 1998
BETWEEN
PAINEWEBBER INCORPORATED AND WESTCORE TRUST
AND EACH OF THE WESTCORE FUNDS
LISTED AS CLIENTS ON THIS EXHIBIT 1
(LISTING OF CLIENTS)
Westcore Small-Cap Opportunity Fund
Westcore MIDCO Growth Fund
Westcore Blue Chip Fund
Westcore Growth and Income Fund
Westcore Flexible Income Fund
Westcore Plus Bond Fund
Westcore Small-Cap Growth Fund
Westcore International Frontier Fund
Westcore International Select Fund
Westcore Select Fund
Westcore Mid-Cap Opportunity Fund
Dated as of January 11, 2001
UBS PAINEWEBBER INCORPORATED
/s/ DK
