Exhibit (h)(5)(iii)(b)
AMENDMENT TO SERVICES AGREEMENT
This Amendment ("Amendment") is made as of November 1, 2000, by and between
Xxxxxxx Xxxxxx & Co., Inc. ("Schwab"), a California corporation, each registered
investment company ("Fund Company") executing this Amendment on its own behalf
and on behalf of its series or classes of shares ("Fund(s)") listed on Schedule
I hereto, and Denver Investment Advisors, LLC ("Fund Affiliate"), and amends the
Services Agreement, made as of March 26, 1996 as amended thereafter ("Services
Agreement"). All capitalized terms used in the Amendment and not defined herein
shall have the meaning ascribed to them in the Services Agreement.
WHEREAS, the parties wish to amend the Services Agreement to clarify
certain Fee payment obligations; and
WHEREAS, the parties wish to amend Schedule I to the Services Agreement.
NOW, THEREFORE, in consideration of the foregoing and the mutual promises
set forth below, the parties agree as follows:
1. The following Section 14(d) shall be inserted as Section 14(d) to the
Services Agreement:
14. d. In the event a Fund merges or is subject to some other form of
business reorganization such that shareholders of the Fund receive shares
of an entity not listed on Schedule I to this Agreement (each share a
"Reorganized Share"), Fund Affiliate will remain obligated to pay Schwab
the Fee as to each Reorganized Share for so long as such Reorganized Share
is held in any Schwab account, unless such Reorganized Share is subject to
a services agreement with Schwab other than this services agreement.
2. Schedule I to the Services Agreement shall be deleted in its entirety
and Schedule I attached hereto shall be inserted in lieu thereof.
3. Except as specifically set forth herein, all other provisions of the
Services Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date
first written above.
XXXXXXX XXXXXX & CO., INC. WESTCORE TRUST, on its own behalf
and on behalf of each Fund listed on
Schedule I hereto
By: /s/ Xxxxxxx X. Xxxxxx
---------------------------
Xxxxxxx X. Xxxxxx
Senior Vice President By: /s/ Xxxx X. Xxxxxxxxx
Mutual Funds ---------------------------
Name: Xxxx X. Xxxxxxxxx
Date: December 19, 2000 Title: Vice President
Date: December 11, 2000
DENVER INVESTMENT ADVISORS, LLC
By: /s/ Xxxxxxx X. Xxxxx
---------------------------
Name: Xxxxxxx X. Xxxxx
Title: Vice President
Date: December 11, 2000
SCHEDULE I
TO THE SERVICES AGREEMENT
FUND COMPANY/FUNDS EFFECTIVE DATE
------------------ --------------
Westcore Trust
Westcore Blue Chip Fund RPS 11/27/95
Westcore Colorado Tax-Exempt Bond Fund 11/27/95
Westcore Growth and Income Fund RPS 1/30/96
Westcore Intermediate-Term Bond Fund 11/27/95
Westcore International Frontier Fund MIN; RPS 12/15/99
Westcore International Select Fund MIN 11/1/00
Westcore Long-Term Bond Fund 11/27/95
Westcore Mid-Cap Opportunity Fund RPS 10/1/98
Westcore MIDCO Growth Fund RPS 11/27/95
Westcore Select Fund MIN; RPS 10/20/99
Westcore Small-Cap Growth Fund MIN; RPS 10/20/99
Westcore Small-Cap Opportunity Fund RPS 11/27/95
MIN Indicates that Fund is subject to the minimum monthly Fee as set forth on
Exhibit B.
RPS Indicates that certain shares of Fund are Retirement Plan Shares.
Accepted by:
XXXXXXX XXXXXX & CO., INC. WESTCORE TRUST, on its own behalf
and on behalf of each Fund listed on
Schedule I
By: /s/ Xxxxxxx X. Xxxxxx
---------------------------
Xxxxxxx X. Xxxxxx
Senior Vice President By: /s/ Xxxx X. Xxxxxxxxx
Mutual Funds ---------------------------
Name: Xxxx X. Xxxxxxxxx
Date: December 19, 2000 Title: Vice President
Date: December 11, 2000
DENVER INVESTMENT ADVISORS, LLC
By: /s/ Xxxxxxx X. Xxxxx
---------------------------
Name: Xxxxxxx X. Xxxxx
Title: Vice President
Date: December 11, 2000
