FORM OF
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SSgA Funds Management, Inc. State Street Financial Center ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇ |
FORM OF
July [ ], 2014
▇▇. ▇▇▇▇▇ ▇. Dell
Treasurer and Principal Financial Officer
State Street Institutional Investment Trust
c/o State Street Corporation
▇ ▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇
▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇
RE: State Street Institutional Investment Trust Waiver and Reimbursement Agreement
Dear ▇▇▇▇▇:
SSgA Funds Management, Inc. (“SSgA FM”), as advisor to the State Street Institutional Investment Trust (the “Funds”), agrees until April 30, 2016 to (i) waive up to the full amount of the advisory fee payable by a Fund, and (ii) to reimburse a Fund (exclusive of non-recurring account fees, extraordinary expenses, acquired fund fees and Distribution, Shareholder Servicing and Sub-Transfer Agency Fees, as measured on an annualized basis) to the level of the expense limitation for each Fund stated below:
| Fund Name |
Expense Limitation | Expiration Date | ||||||
| State Street Strategic Real Return Fund |
0.30 | % | 4/30/16 | |||||
| State Street Target Retirement Fund |
0.17 | % | 4/30/16 | |||||
| State Street Target Retirement 2015 Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ Fund |
0.17 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ Global Managed Volatility Fund |
0.80 | % | 4/30/16 | |||||
| State Street Small Cap Emerging Markets Equity Fund |
1.30 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Markets Fund |
1.05 | % | 4/30/16 | |||||
| State Street Strategic Real Return Portfolio |
0.08 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ Equity 500 Index II Portfolio |
0.03 | % | 4/30/16 | |||||
| State Street Aggregate Bond Index Portfolio |
0.04 | % | ▇/▇▇/▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇▇ Global Equity Ex-U.S. Index Portfolio |
0.08 | % | 4/30/16 | |||||
Prior to April 30, 2016, as specified above, this agreement may not be terminated with respect to a Fund without the approval of the Board of Trustees. This agreement supersedes any prior voluntary waiver or reimbursement arrangements for the Funds specifically named above and may, at SSgA FM’s option, continue after the dates designated above.
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SSgA Funds Management, Inc. State Street Financial Center ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇ |
If this arrangement is acceptable to you, please sign below to indicate your acceptance and agreement and return a copy of this letter to me.
Sincerely,
| SSgA FUNDS MANAGEMENT, INC. |
| By: |
| ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, Senior Managing Director and President |
| Accepted and Agreed: |
| State Street Institutional Investment Trust, on behalf of the Funds named above |
| By: |
| ▇▇▇▇▇ ▇. Dell |
| Treasurer and Principal Financial Officer |